AFTER
THE ODYSSEY, OR: SOFT LANDING IN A FALL?
B. Lukács
CRIP RMKI
H-1525 Bp. 114. Pf. 49.
ABSTRACT
The identity of Homer is long enough promlem.
Generally the text of the Certamen is neglected; this Late Antique text states
that Emperor Hadrian heard from the Pythia that Homer (the author of Odyssey)
was the grandson of Odysseus & Nestor. Now, this scenario is
self-consistent and also consistent with Classical Antique historical
chronology, moderngeology and recent knowledges about tidal breaking Mycenaean
way of landownerhip & the start of relatively cheapsteel production.
0.0. IMPORTANT TECHNICAL
NOTES
For
avoiding misunderstanding here are explained the unorthodox points of usage in
this study.
Point 1: Calendar
Pure year numbers always mean BC, except
the References where they are AD. While BP is a well defined term in the radiocarbon canon, where BP 1= AD
1950, then AP should be used too. So here “Present” is the time of writing the
study, for definiteness' sake AD 2012.
Point 2) Names
The orthography of Greek names is
always awkward. It is usual to mix Greek, Latin and English forms and now the
Greek may be modern Katharevusa and Dimotiki Greek, as well as Classical Attic,
Doric and Mycenaean as well, I do mix them although I will gradually eliminate
different forms for the same person.
The overwhelming majority of names
occurring here are Mycenaean/Classical Greek. Some Greek names are common in
English (as e.g. Aristotle). They are left in English. Some ones are very
familiar from Latin and so are left in Latin. As for Greek, there are
variations as Mycenaean/Syllabary Greek, Classical Alphabetic Greek (in its
many dialects), Katharevusa and Dimotiki. I tried to avoid Dimitiki, and the
Syllabaric Greek form is not always attested. Classical Alphabetic and
Katharevusa are quite near to each other, written Katrharevusa being more or
less the New Testament Greek. Generally I use Classical Greek forms but I
prefer the reconstruction of Bronze Age Greek forms making use of Syllabaric
texts and theories for linguistic evolution.
Classical Cyprian regarded itself as
a separate language (“the other offspring of Mycenaean”); bilinguishes are
known. Classical Cyprian was written in Syllabaric, which was not the same as
Mycenaean, but clearly related. Two examples for the differences is kas/kai
“and” and g(o)tolis/polis “city”. The differences are
bigger than between Literary Croatian/Literary Serbian (both being artificial,
going back to bthe false Illyrian Theory and the Gaj/Karadzhic Agreement) but
smaller than between kaj-Croatian (Slavonian of Zagreb, do not confuse with
Slovenian of Lubiana, but the two are in close kinship) and shot-Croatian of
the Sriem (Sirmium).
Some Greek dialects and Cyprian
preserved the vau, the 6th letter of the alphabet. So Attic Korę is
Korwa in some non-Attic inscriptions. Such variants are not suppressed in the
text.
0.1.
PROLOGUE
The title is a
paraphrase of that of the fourth Chapter of Marks’ book [1]. The main
difference is that Marks is interested in the further story of a literary hero, while I speak about the
story of the real person behind. My
goal is ambitious, difficult to reach and at the end I shall not be sure that I
am successful. But for me only the real person is interesting here; you will
see from Part 1, why.
I shall use Iliad
& Odyssey frequently, and Hesiod’s texts and those of the “Homeric Cycle”
too. Now, Iliad & Odyssey have been as canonised as the Bible, and so I
will cite them as the Bible: book, chapter, lines. Of course, different
translations do exist, just as for the Bible. I ignore the possible small
differences.
But Hesiod and the Cyclic authors are not so canonised. For them I use
Evelyn-White [2]. Almost a century old, but I think it will suffice.
All year data are BC
or BP, except the References, as told. BC is nor
marked. The present topic is really in far past.
0.2. INTRODUCTION; FALLS VS.
SOFT LANDINGS
In the present years
our civilisation (called sometimes Western, sometimes developed and lots of
other names, but rooted in the technological revolution having started in
Western Europe some 300 years ago) is believed by many to be in mortal danger.
The final causes claimed are manifold. Maybe environmental
pollution. Maybe the exhaustion of fundamental sources
(oil, ores etc.). Maybe the capitalistic society
destroying itself. Maybe Ex Oriente Lux. Maybe a special combination of all these. Maybe
something else similarly inevitable and vital. The pessimistic wings of
such intellectual movements simply prophesize total breakdown of civilisation,
while the optimistic ones try to teach humanity to reform completely the lifestyle because the breakdown of the present one
is inevitable: maybe the human civilisation can survive at the countryside
without airflights (pollution + oil shortage) and raising vegetables
organically.
Well, the optimistic
scenario is not so utterly dark as the pessimistic one; but even in it the
present "developed" civilisation goes away, only a memory will remain
as myths (and our generation will be remembered as sinners against
Nature/Divine Order, except the very few leaders of the optimistic wing of
environmentalists who prophesized but we laughed on them). Now, I would like to
show that the prophecies are wrong; but I cannot do that, which, however, does
not prove that they are not wrong. Of
course I can list previous prophecies somewhat similar which have proven wrong.
I list a few only as examples.
A very famous
Hungarian poet (whom we do not read but esteem high) wrote in 161 BP (sorry for
the quality of my translation): "Humanity is the sprout of dragon teeth;
No hope, no hope!". Another wrote a drama in 151
BP about the past, present and future of humanity, where the future after 4000
years is a cooling Sun, with a handful of survivors at the Equator hunting
seals Esquimaux-style. I do not cite names & titles: English-reading people
probably cannot meet them, and surely lots of similar ones were produced in
English during the time of establishing our successful modern civilisation.
August Bebel, august
Social Democrat leader of Germany, wrote a sociological prediction just before
the First World War, about the peaceful end of Capitalism and the coming of
Socialism. The scenario is that the Concentration of Capital is an economical
law of capitalism. So monopolies are developing, first in the national
economies, then internationally. Now, when all the economy will be in the hand
of a few families and Work will already have been organised on global scale,
capitalists become replaceable, the society takes over and will govern work.
In the same time
novelist H. G. Wells wrote many utopias about the same theme. The first such is
[Time Machine] where in the far future the descendents of the idle rich
(the elois) dance on green fields but in the nights the descendents of the
oppressed working class (the morlocks) come up from the depths and eat them.
Somewhat later he visioned [The Food of the Gods and How It Came to the Earth]
a mutant variety of Humanity with much higher stature which is the hope of the
Future (I cannot imagine, why being big would help; and of course I do know
that Wells' giants are not viable for physical reasons), because present
humanity is doomed (being the sprout of dragon teeth, no hope, no hope?).
Just after the First
World War it was a majority opinion that the prewar system of society is
doomed. Lots of new societies were planned and in many countries they were
introduced or at least tried to. Now we know that these ideas were in the best
case naive and unviable; where they were seriously forced, they created catastrophes.
Then came the Great Crisis. All the intellectuals of developed
countries saw clearly that now societies were indeed at the brink of the chasm.
Nothing will be the same afterwards even if there will be any Afterwards. H. G.
Wells wrote a novel [The Shape of the Things to Come] where the Crisis still
goes on at the end of the century, although optimists already see weak signals
of recovery; Europe returned to village life, in the USA the federal government
still exists but the White House is self-supporting via agriculture, service is
maintained by runners and horsemen. Railways stopped everywhere but the USA
maintains an automobile industry of very small scale, c. a hundred cars per
year. And then, unexpected, in the real world
the Crisis ended after 4 years. But just before the end of the Crisis, because
of the general opinion that End Is Coming, Stalin & Hitler took power.
Then came the Second World War, again convincing the
intellectuals that Nothing Can Be Left Unchanged. And the present thinking
about the Fall of Modern Civilisation goes back directly to the 70's.
However the above
short list does not mean that the present civilisation will not fall. We know two examples for Falls in the history of Europe: the Fall of the (Western)
Roman Empire, and the Greek Dark Ages from 1100 to 700. Henceforth all data is
to be meant in BC; no AD years will occur.
The Late Marxist
Historiography (from c. 40
BP) in Hungary
emphasized that the Fall of the Roman Empire was indeed a Fall, but only at the
top of the Society: cities shrank, public libraries withered away, but
agricultural technique developed continuously and the general living standard
remained increasing. E.g. ploughs were improving so that agriculture appeared
in the Northern, non-Imperial regions as well. This may or may not have been
true, but about the newer Fall documents are very
abundant, so even if interpretations seem distorted enough (e.g. Early Medieval
French documents about grain yield are unbeliveably low), day to day work of
historians will bring a clear picture sooner or later.
So here I concentrate
on the Fall of Mycenaean Society and Greek Dark Ages. Was then and there a
"soft landing" or was not? And: can be that an example for us if the next Fall
comes? (If; I am not convinced about a new Fall, but it does not hurt to think
forward.) If we cannot find a story of Ancient Greek Soft Landing and if everything Falls,
still soft landing is possible for us;
but we would be more optimistic with an ancient parallel.
The central hero of
this study will be Odysseus, wanax of Ithaca. Not only because he is
interesting for us via the Odyssey. He anyways looks like an important figure
of his age (although he is often believed mythical) and his home at the Western
Islands of Greece was the best possible place for a soft landing of a fallen
civilisation. Anyway, his only well-documented competitors amongst the last
rulers of the Old Civilisation just going to Fall are Agamemnon & Menelaus;
and the first is killed just having returned from Troy, so starting a new
chapter of an age-old vendetta, and the second is falling into oblivion
everywhere outside Sparta.
And there is even a
psychological theory where Odysseus is the early example for New Humans. It
will come in due course, we do not have to accept the
theory, but why to neglect it?
PART I: THE PROBLEM
STATED
1.1. BEFORE AND AFTER THE
FALL: ONE CIVILISATION OR TWO?
Modern historians
sometimes view the civilisation in Ancient Greece as the same before and after the
Fall (however with a long Dark Age); but they
frequently regard them two, distinct, but the second sprouting from the first.
The ambiguity comes from the fact that we do not see strong external influence on the second; it
seems as if High Civilisation first broke down to the grassroots, and then
sprouting again.
Some details will come
in due course; here for demonstrating that the author may be physicist but he
reads historians, let us cite the famous A. Toynbee
[3]. He lists the different Civilisations, he finds c. 3 dozens, some
affiliated to others, some affiliated to a single other, and this is the
relation between Aegean (the earlier phase) and Hellenic (which ends only with
the Western Roman Empire). You may, of course, consider them as one; but then
the discontinuity between them is rather serious. And what was the exact
connection between the succumbing Old and the victorious New?
The first civilisation
is going into decline with the Siege of Troy. This may or may not be a simple
coincidence (and this is just the topic of this study), but the coincidence is
a fact. The old civilisation does not die overnight: a troubled Mycenaean world
lives for almost a century and after that the Submycenaean ceramic style still
exists and some communities, say in Mycenae herself,
continue a life poorer and poorer (see in Table 1 later). If it was High
Civilisation vs. Barbary, why it died at the end?
There are two
possibilities: either the old civilisation had completely broken down and the
new started from barbarism, or the new civilisation sprouted during the dying
of the first. I think the second happened. The Greek polis civilisation will
grow in the second; and historians think they can explain how and why. But the
"transition" from old to new is badly understood.
Already
"classical" Greeks c. 500 knew the problem, and ingeniously built up
the scenario of The Return of Heraclids/The Doric Migration, using mythic and
Homeric tradition. The facts to be explained are simple and certain enough.
1) Before Troy (in our
terminology: The Fall) at the Pelopponesus there were aristocratic Achaiean
states. At the end of the Dark Age the Peloponnesus is mainly Doric, with the
remainder of the old ruling layer only in Arcady. [My comment: Now we have
written documents from the old civilisation, and dialectology supports
continuity between the old official and new local Arcadian speeches.]
2) After the Dark Age
Peloponnesian states are rather egalitarian amongst the full-right citizenry,
but with a not full-right substratum. That substratum sometimes declares itself
the old population.
3) However even in
Sparta some continuity with the old state is in the ideology.
Now, a scenario
elaborated by Classical Greek historians explained such facts quite handily.
Maybe the best presentation which is extant is at the beginning of the book of
Thucydides [4], but you can find texts at Plutarch too and short mentions
everywhere. The explanation goes as follows.
A) Heracles was a
rightful heir of some Achive kingdom, but for family troubles/divine
interferences he served an Achive king, and remember
that later he was the Lord ofTiryns. When he died/went to Olympus, his sons
wanted to occupy his heritage but the gods forbad it (for any reason of Them). So the host of the Heraclids retreated to Middle
Greece, where there was even in Thucydides' time a small Doris.
B) There the Heraclids
became friends with the Doric leaders, and 80 years after The Fall of Troy the
host started again.
C) They rolled up the
Achive kingdoms of the Peloponnesus, the Achive population mainly became
subjugated, some fled to Cyprus, to the Eastern Aegean or even to Italy; but
some refugees took themselves into hilly Arcady. But the leading layer of the
New Order was partially Achive (the Heraclids), so some ideological continuity
is not surprising.
We can tell derisive
things about historians of Classical Antiquity, and indeed if Herakles existed
and he was a prince anywhere, then that place was Thebes, not Mycenae or Argos
(of course there is a myth explaining even this), but our schemes are not much
better. They were of course updated since c. 150 BC by modern Class Struggle
ideas. Now, Hungarian Marxist scholarship knew already 30 years ago that the
presence of "classes" in Antiquity is nontrivial (in Marxist sense)
and that such class struggles were overly exaggerated by Stalin himself since
80 BP [5]). Of course, I am not arguing for
a Marxist interpretation; but the inclusion of bitter class struggles into
historical explanation came from Marxism, so if even Marxists have arguments
against...
Anyway, modern
explanations vary and combine 3 ideas: uprisings of low-state Achives, Doric
migration (as part of the Bronze Age migrations, Sea People, Phrygians at
Hattušaš, Philistees &c.) and "climactic changes". But there are
problems, and these problems are well-known to the historians. The Dorians may
have been hard warriors compared to overcivilised city-dwellers; but if they
lived apart for centuries in Northwest Balkan or anywhere, the Doric dialect
would have differed very much from Aiolic, Ionic and Achaean. Well, Doric was a well-recognisable dialect in
Classical times, but well within mutual understanding. Maybe the most striking
difference was a written one: Ionian/Attic eta, so ę, is replaced by Doric alpha, so a, as in dęmos/damos. But note that Attic epsilon is short mid
unrounded front, Attic eta is long open unrounded front, while Attic alpha is
long or short open unrounded back. So
this difference of the Attic and Doric dialects is simply a shift from front to
back of long unrounded open vowels; and this vowel is the only long, unrounded,
open one in both dialects. Really, such dialectal differences exist also in
Magyar, never living anywhere outside of the Carpathian Basin for the last
thousand years.
So Classical Doric
does not indicate too long separation. Also, Dorians might have been fearsome
fighters if brandishing steel weapons against bronze-carrying Achives, but if
Achives did not yet learn iron technology, how could Dorians do this in remote
Northwestern Balkan (or anywhere in remote Europe)? The impossibility of a
Northwestern steel sword scenario is in the achaeological fact and literary
tradition that steel came from the East, the Hittite Empire. This
question will be properly treated in Part 2.
Internal disturbances
may have happened in the Peloponnesian kingdoms; the Atreid myths contain
vendettas and the excavations in Mycene found traces of fires speaking about
either sieges or unrests or both. The problem is that there are too many. But
the myths know nothing about revolts of underclass Achives.
And there is a minor
(?) chronological problem. The Doric Migration was dated to 1104 by the
Alexandrine scholars (80 years after Troy). This is OK according to the c. one
century of dying civilisation. But that date is too late for the Bronze Age
Migration. We do know that the last battle of the Sea People in the delta of
Nile was in the 8th year of Ramses III, so c. 1177. This is too
early for the occupation of the Peloponnesus. (Of course, Bible-preferring
historians have suggested many changes in the chronology of the Egyptian New Kingdom, still the majority-accepted data seem to be more or
less good.)
So we do not yet
understand exactly how and why the Fall happened; so
we cannot learn the morale of it. Let us try another approach, from more
physical angle. I think we know better the relevant physical laws than the ones governing history. But first of all see
some chronology to avoid clumsy circumlocations about "when". Also
let us see some facts & statements about Odysseus, who seems to be a worthy
hero of a losing cause. Is he such?
1.2. A TENTATIVE
ARCHAEOLOGICAL CHRONOLOGY
Archaeologists can
make a good relative ordering via
layers; this is of course not an absolute chronology. However they may find
foreign artifacts in layers when cross-references may help, they may find
inscriptions &c., and also C14 dating may help although its general error
is too great for the present topic. Anyway, according to the present state of
art the age of the layers seem to be as in Table 1. Let us see a very
simplified Table showing correspondences between Archaeologic strata and
absolute ages, even if the latter are uncertain c. for a generation even now.
The third column is my note if I see anything certain & noteworthy:
Archaeologic |
Calendar |
My note |
Early Helladic |
Till c. 1900 |
Before Greeks |
Middle Helladic |
1900-1575 |
Greeks in Greece |
Late Helladic (LH) I |
1575-1500 |
|
LH IIA |
1500-1450 |
Knossos' acme |
LH IIB |
1450-1400 |
Achaeans in Knossos |
LH IIIA1 |
1400-1350 |
Linear B writing in use |
LH IIIA2 |
1350-1300 |
|
LH IIIB1 |
1300-1230 |
|
LH IIIB2 |
1230-1190 |
|
LH IIIC |
1190-1100 |
From Fall of Troy to Fall
of Mycenae |
Submycenaean |
1100-1050 |
Bronze Age Civilisation
tries to survive |
Protogeometric |
1050-900 |
Early Iron Age |
Early Geometric |
900-850 |
|
Middle Geometric |
850-760 |
Homer? |
Late Geometric |
760-700 |
|
Subgeometric |
700-600 |
Hesiod? |
Archaic |
600-500 |
Written history |
Classical |
500-323 |
What we learn in school |
Hellenistic |
323-31 |
Alexander, epigonoi
&c. |
Table 1: Greek layers and
present chronology
This chronology is in a Ph.D. Theses
[6], but it reflects more or less the common opinion of the present years. E.g.
[7] puts LHIIIC to 1200-1075 instead of 1190-1100, Submycenaean to 1075-1025
and the beginning of Protogeometric to 1025, while [8] has an Early LHIIIC starting in 1200/1190, a Late LHIIIC plus Submycenaean from 1100 to 1025 and then Protogeometric. These
are rather only differences in "rounding": observe that there are no
written sources bw. say 1100
& 700, the statistical error of the C14 method is bigger than
the differences of the chronologies and Table 1 seems to be the "lest
rounded" of the three so we remain with it.
We have two data for the
Fall of Troy from Hellenistic ages: 1209 & 1183, calculated by Alexandrine
librarians. The difference is moderate, but the first is slightly before the
Fall of Hattušaš, the second is marginally after, and the end of the Hittite
Empire clearly was important for the Siege of Troy, we shall see why. Observe
that the end of Late Hellenic IIIB is almost exactly the date of the Trojan War
as the Alexandrine scholars dated it.
Late Hellenic IIIC is almost exactly the period of grace until the Return of
the Heraclids (1104 according to Plutarch in modern counting), and the Submycenaean,
when old traditions still cling, is c. more half a century.
You can put Homer & Hesiod almost
anywhere, and indeed their relative and absolute dating is the regular homework
of phylologists & historians; in addition Homer can be anybody in the Homerid
"clan". Still, nobody would generate disturbances on a scholarly
conference putting Homer to the end of Dark Ages and Hesiod to the very
beginning of written history.
Henceforth for clarity
I accept the Alexandrine date 1184/3 for the Fall of Troy; it is conform with Table 1 and, as we shall see soon, with astronomy too.
One would think that a few years would not count too much, but wait a minute…
1.3. ODYSSEUS, WANAX OF
ITHACA, EITHER REAL OR MYTHICAL
Henceforth I formulate
my statements assuming that there was
a real person called Odysseus, Lord of Ithaca, involved in the Siege of Troy. I
rather would not write "as if he were",
because in formal English this more or less would imply
"impossibility". That I would not want to imply.
Really, I more or less am convinced about the real existence of such an
Odysseus (some reasons come in due course), and were he not real, this study
would not have too much point. Why to discuss the "soft landing" of
the dynasty of somebody who never existed?
But my assumption does
not mean that everything written about him did really happen. On one hand many
things can be poetic exaggerations, additions of several centuries and such. On
the other, observe that the real time of the Odyssey is slightly more than a
month from Calypso's island to the massacre of the suitors. The other
adventures are told by Odysseus to
various listeners. There are stories in the Odyssey which we know to be lies; others may be. The
10-10 year spans of Iliad & Odyssey are clearly poetic.
The Odysseus of the
Homeric epic and of tradition is a mature but young man at the start of the
Trojan campaign: his son is a baby at the beginning (Od.
IV, 144-146). According to Homer the siege took 10 years, and so Odysseus was
born c. 1213. If we do not believe in the 10 year siege (and practically nobody
believes), then we have an alternative. Either Odysseus' birth must be brought
upwards, or we must assume that Telemachus was not a baby at the beginning of
the story. I take the second horn of the alternative; soon we are going to
understand why. But because Telemachus is already not a baby at the beginning,
we must shift the birthdate of Odysseus somewhat down; let it be c. 1216.
Odysseus is the Lord
of Ithaca, Lord of the Palace. As it became a commonplace in the second half of
last century, after reading the Mycenaean texts, the Homeric texts do not
remember correctly the Mycenaean palace economy; it was more organised than in
the epics. However even in the Odyssey we read about lots of women weaving, cooking
&c. No doubt, the Palace of Ithaca had its proper place at the top of the
taxation system. Somebody at the head of such a palace was not a basileus
in Mycenaean times; the basileus was a honoured
person, leader of a small community, but the Lord of a Palace was somebody with
a more exalted title. We know/reconstruct now only one such title: the wanax.
In Classical times it is only a title for some gods, and it appears (as Anax,
the "w" or digamma being long extinct in Attic) in the name of three
philosophers Anaxagoras/Anaximandros/Anaximenes, of whom the first indeed was
sure about his divinity. However Homer still remembers; and note
that the young son of Hector, slain by the Achives after the siege, has the
name Astyanax. Its meaning is: the wanax of the city. So
indeed wanax is the Lord of the Country/Fortress/Acropolis. Of course,
small Astyanax was not the wanax: that was old Priam. Astyanax was a nickname:
he would have been the wanax if growing up. His true name seems to have been
Scamander. For more about the word, see App. A.
So the Odysseus of
Homer is a wanax. There are several wanaktes (the word has a -kt- stem) in
Greece; surely at least a few dozens suggested by the Catalog of Ships in Il. II. The Lord of all of them is
Agamemnon. We may call him the High Wanax. Homer tells anax andrôn, Wanax of
(All?) Men. But it seems that the taxation system
remained within the separate kingdoms. There is no mention of taxation to
"abroad". And no Homeric text speaks about Ithaca paying tax to
Agamemnon. Odysseus' debt is a military service: when Agamemnon commands, to go
to Troy with retainers.
A wanax was not
"an ordinary man". Albeit we know too less about Mycenaean religion,
obviously a wanax was the "natural lord", "loved by the
Gods" or something such. Odysseus is regarded as a "natural
lord" even if the suitors take their chance when they believe he has died.
It is an open question what would have happened with Telemachus after the
second marriage of Penelope; anybody could get ideas from the myths.
Odysseus'
"rank" is well demonstrated by a dialogue between him and goddess
Athena in Od. XIII, ll. 375-391.
The situation is very characteristic and later I will return to its wider
neighbourhood as well. Just before the lines the goddess searches the Cave of
the Nymphs if the place is appropriate to hide the hoard Odysseus got from the
Phaiakes; and then Odysseus carries the tripods, clothes, gold &c.. So goddess and wanax work together, although Athene has
clearly the role of a boss/supervisor. Then they come out of the cave, sit
under a tree, and discuss the situation, almost as two wanaktes (I cannot write
“a wanax and a wanassa”, the wanassa is not a female ruler but the wife of a
wanax). Goddess Athene calls Odysseus c. "divine scion" (l. 375), and
when Odysseus answers, he calls the goddess Goddess (l. 384). Well, they are
not of the same rank, still the dialogue is quite
loose and matter-of-fact. During it Odysseus asks for a favour (for help when
fighting the suitors), but he does not make a formal convocation, but asks as a
somewhat weaker asks the stronger. Athena is of course Dweller of Olympus and
such; still the dialogue is not even as formal as between client and patron.
Well, previously Athena declared that she liked the foxiness of Odysseus.
So Wanax Odysseus
comes from a divine lineage. For Greeks, both before the Fall
and after this meant something almost definite. Great lineages came partly from
gods; generally a god generated the first ancestor with a daughter of a hero or
of a local bossman, in rare but not unheard of cases a goddess enticed a heroic
mortal. And there is the Flood.
According to the myths
once Zeus wanted to get rid of humanity, so sent a Flood [9]. But Prometheus
told his son Deucalion to build a barge. This happened in Thessaly. So
Deucalion, son of Prometheus, and his wife Pyrrha, daughter of Epimetheus (and
Pandora) survived (also a few fleeing into the mountains). After the Flood Zeus
told that He would fulfil one wish of Deucalion who wanted to repopulate
Thessaly. (The Flood was clearly local. Cranaus of Attica ruled it through.) He
got the advice to throw stones; and from the stones new humanity arose.
But Deucalion &
Pyrrha generated in the traditional way as well. The first child was Hellen
(OK, maybe his true father was Zeus), the second Amphictyon, who later would be
the successor of Cranaos, and then a daughter, Protogeneia. Hellen is the
forefather of the Hellenes.
This is myth for us. However the Parian Marble dates the event as any historical event,
to 1529 [10]. Of course the Parian Marble (written in 264) is a several
years off, dating the Fall of Troy to 1209 instead of the correct 1184. But now the important thing is that the Marble states that from
1521 the Greeks called themselves Hellenes (when Hellen became the King of
Phthiotis). The Classical Greek Marble writes basileus, not wanax.
Cadmus built Thebes 2 years later.
Here you can see the
difference between men and divine men. Men of the earth are governed by divine
men. Deucalion is son of Prometheus, at least a smaller god, the subjects come
mainly (not exclusively) from stones. Of course the Marble is off by c. 300
years: proto-Greeks came to Thessaly c. 1900.
Odysseus appears us as
a more or less "good ruler". However in a Mycenaean context this is
not our "good king". Odysseus is not cruel to his own men. That is quite enough for the head of a Bronze Age
taxation pyramid.
1.5. ODYSSEUS' ASTRONOMICAL
CHRONOLOGY
On the day of the
latter massacre of the suitors, at the noontime meal something nontrivial
happens in the Palace of Ithaca. The suitors sit at the tables, and then Athena
causes some confusion. Then in Od. XX, 356 the seer
Theoclymenus tells something which may be translated in many ways, however
surely the Sun, the sky and something unlucky or bad is mentioned. Since
Freiherr von Oppolzer many scholars and scientists thought about a solar
eclipse, and Oppolzer did indeed calculate a datum. That is April 16, 1178.
(This is a Julian datum; for times before the Gregory calendar astronomers work
in extrapolated Julian calendars and the primary datum is in Julian days.)
However, Oppolzer's
calculation is not enough. Surely, there was a solar eclipse on Apr. 16, 1178;
but solar eclipses are total in a narrow strip only, and because of tidal frictions,
minor disturbances and unknown reasons the "mean solar day" is not
the same as the time of physics. Presently the day becomes longer and longer c.
2 ms/year, and that is a summed up time difference of several hours since 1178.
For the calculations we best can use the NASA eclipse catalogs, updated c.
yearly, which can use a smooth ΔT curve fitted from more or less sure
eclipses. The present catalogs (without artificial "corrections") say
that the respective eclipse was total at Ithaca in early afternoon.
So
[11] recalculates Odysseus' home travel from Calypso from astronomical
viewpoint. They tell that according to Odyssey he saw the good
constellations. They also tell that no other total solar eclipse was visible
from Ithaca between 1250 and 1115. Since the date is a few years after the Fall
of Troy (according to the Alexandrine scholars), if there is a "good"
eclipse for the text of the Odyssey, this is that. (And you see, this means
that the Parian Marble’s date for the Fall of Troy, 1209, is not conform with the scenario.) They cautiously tell that this does not
prove that Odysseus was real.
Of course they are
right as far as we require such a certainty as usual in Celestial Mechanics.
However, surely no Greek would have remembered an eclipse in far Ithaca if something important would not have occurred just then or a few days after (in
which case the eclipse remembered later as an omen). So something must have happened on Ithaca a few days after vernal
equinox (in that year that was 1 Apr). The event was important, at least for
Ithaca.
Now, 1178 is 5 years
after the Fall of Troy. (The year for which the Alexandrine scholars calculated
the Fall of Troy started in 1184 and ended in 1183.) We cannot know what
happened with Odysseus before March 1178. Surely he wandered a lot, but he
could not have been in the decisive battle in the Delta of the Nile; that would
come in one more years. The possibility that he might have been in earlier Sea
People activity is tempting, but we will not discuss it here. For any case now
we have 5 years and 2 months for Odysseus' wandering, the 10 years was too
round.
Telemachus' epic
chronology is clearly false. If he is a baby just before the Start to Troy and
the two epics take 10-10 years, then Telemachus would be 21 at the massacre.
But from the stories it is clear that he is still young (21 would be mature man
in Bronze Age Greece, he would have been an acting
wanax.) If he was a small child at the beginning, and if the two stories cover,
say, 5-5 years, then Telemachus is 14-15 at the culmination. This fits to his
epic role.
Then Odysseus is c. 38
when returning home. Penelope is a few years younger. In Bronze Age they are no
more young; but they are not yet old. People not
really mathematically minded believe from life expectancy data that people aged
more rapidly in the past. This is an oversimplification. Of course some
illnesses caused degeneration; but lots of modern illnesses were rarer. People
could die more easily; but who survived some illnesses, did not have much less
life expectancy than now. Two Egyptian Kings are demonstrations. Pepi II of the
Old Kingdom before 2000 ruled 94 (!) years and with this he is still world
recorder. (He started in childhood.) The date comes from ancient historians,
but moderns do not really confront it. And Ramses II of the XIXth Dynasty ruled 67 years
(1290-1223). His mummy is extant, and antique historians recorded that he had a
lot of sons (from many wives), but the first 13 died before him, so the 14th, Merneptah, inherited. This
shows that Ramses II had indeed exceptional vigour, but such kings did occur.
So Odysseus &
Penelope were in mature middle age but still not old at the Massacre of the
Suitors. There is nothing utterly impossible in the story.
1.6. VOTIVES TO ODYSSEUS
Sylvia Benton some 70
years ago heard some rumour that a generation earlier somebody dug out a bronze
tripod on Ithaca. Benton excavated a cave on Ithaca, which she identified as a fanum of the Nymphs,
there were also some votives to Hera & Athena, but also to Odysseus [9-11].
Benton's conclusions:
continuous use of the fanum at least from Bronze Age to Hellenistic; Nymphs'
cult; Odysseus' cult from Geometric times to Hellenistic; the early cult would
be represented by 12 or originally 13 bronze tripods, the latest by a fragment
of maybe a terra-cotta mask with the inscription "EYKHĘN ODYSEI", so
c. "offering to Odysseus".
She emphasized the
parallel of the Early Helladic 12 (originally 13; the owner of the site found
one half a century earlier) with the 13 bronze tripods which Odysseus had got
from the Phaiaces and transiently deposited in "the cave of the
Nymphs" when arriving at Ithaca (Odyssey, XIII, 346-371).
The modern reanalysis
is [15]. Deoudi reexamines lots of finds
from the excavation in the 30's, kept at the Stavros museum. She concludes that
the cave was in use in EH II, but that use was rather domestic. A single
fragment of a kantharos of Grey Minyan variety signals EH III (or MH?)
visitors, the usage restart in LH IIIA, but that is already cultic, and it is
continuous until Hellenistic ages. So Benton was right: from Bronze Age. Deoudi
confirms cult of the Nymphs, that of Hera, corrects Athena to Artemis (more
conform to nymphs, indeed) and identifies the pottery from Middle Geometric as
Corinthian & Attic.
She finds kylikes from
LH to Early Iron A (roughly the Proto/Early Geometric of Table 1) and this she
regards as an evidence for the continuity of the cult.
However she guesses
that the importance of the cave increased with Early Geometric, and the 12 (13)
tripods were deposited then.
So far so good: but
observe that Early Geometric is earlier by c. 50 years than Homer, except on
the Parian Marble (if he was a single person; if not, maybe there is still a
whole century to the formulation of the Odyssey). So Benton's original guess is
still viable: the tripods seem earlier than the formulation of Odyssey XIII,
13-15 (the tripods given), the description of the Cave of the Nymphs (Od. XIII, 102-104), and the story of the deposition of the
tripods in the cave (Od. XIII, 346-371).
1.7. JAYNES ON ODYSSEUS
Julian Jaynes 35 years
ago published a book [16] where he argued for an unfamiliar scenario. Very
briefly, our cortex is almost separated into two; the left and right
hemispheres are apart, except for two "cables", of which the bigger
is called corpus callosum. In the great majority of patients it seems that only
the left brain can govern the speech organs, but the right brain also contains
the respective centers (and in the case of a damage in
very early childhood the right brain can take over). It would be unwise to go
into details; brain science is developing rapidly.
Now, for some
intellectual activities the left and right brains differ. E.g. the left brain
is stronger in routine activity (as e.g. summing up large columns of numbers),
while the right is stronger in "intuition" (anything that may be in
reality). The right is stronger in humour or in spatial orientation, while, as
told above, the left is stronger in speech. (Indeed, it is better that in
speech one hemisphere dominate the other; otherwise problems would arise in
competition for governing the speech organs.)
Jaynes, partly from
historical texts, partly from old epics, partly from observation of
schyzophrenics concluded that from Neolithic to the end of Bronze Age the
brains of civilised humans worked "bicamerally". Until routine
activity was enough, the left brain directed the activity and the right one
acted as a supervisor. If problems arose the right brain gave an out-of-routine
command, of course through the corpus callosum. The left hemisphere took it as
a spoken command; and the actual timbre was as usual for the individual. (His/her father/mother; the king; his/her guardian god, &c.).
Of course, Bronze Age individuals did not know that they had two hemispheres,
but they knew that gods exist, the deceased can speak under proper
circumstances &c.
Then at c. 1300 this
way of organising the use of the brain started to change. Our present way is
much more complicated with much interactions between
the hemispheres. Jaynes was rather lame to explain why and how the change
happened; obviously the time was too short for anatomical changes, but
obviously the use of the brain is very much influenced by early
"training", so by the socialization of small children.
The theory is not too
accepted; but it may be caused by the fact that the theory is somewhat
atheistic, telling that the god-idea of religions comes from the right cortex
of us. In fact, this atheistic undertone would not be necessary (for example,
assume that the right hemisphere is more apt to contact Divinity, or anything
else); but Jaynes' father was a Unitarian minister, and (oppositely to Szekler Unitarians) many New England
Unitarians, even if ThD, do not believe in God, or at least are not convinced
in His reality. However the theory has its merits; and it is important here
because Jaynes discussed Iliad, Odyssey, and the individual Odysseus a lot.
His opinion very
briefly is as follows:
1) The two poems were
created continuously between 1200 & 800, but the Odyssey is slightly
younger than the Iliad.
2) Older and younger
layers can be taken apart with some fidelity;
3) The older layers
reflect a bicameral psychology, as he defined it.
The first 2 points are
generally accepted. As for Point 3, it means that in the older layers, and
especially in Iliad, the heroes do not
decide. Agamemnon takes away Achilleus' captive girl Briseis; of course
Achilleus is angry. Later (Il. XIX) Agamemnon tells
that sorry, but not I did this, but a god. Achilleus accepts this and does not
tell as we would: that Agamemnon lies. Heroes are fighting with spears but
cannot reach each other because of man-high shields, bronze armor & such.
Then comes a god telling to one of the heroes: Stupid
hero, stick him at the other side. And then Hero A is successful and Hero B
dies. And so on. So until the fight is routine, it is directed by the left
brain ("man-side"); if that is not enough, the right
("god-side") gives an idea, which seems to be divine command/advice.
The heroes do not contemplate, they do not visualize themselves in hypothetical
situations; they do not make plots and do not lie (or not too much).
Except
Odysseus. Jaynes tells that Odysseus represents the "new
mentality", mostly in Odyssey. As Jaynes tells: "Odysseus of the many
devices is the hero of the new mentality of how to get along in a ruined and
god-weakened world". And he tells that (from Iliad to and through Odyssey)
"From a will-less gigolo of a divinity to the gore-spattered lion on his
own hearth, Odysseus becomes 'Odysseus'".
Now, if Odysseus
became the symbol (or anything else) of the new mentality, then Benton's
findings in the Cave of the Nymphs are not too surprising. Jaynes indeed uses
Benton's reports in his argumentation, although, strangely, only through an
indirect citation. And he states that "Contests in worship of him were
held in Ithaca at least from the ninth century".
And now we should
reread Od. XIII, from the moment
when Athena, still in the disguise of a young shepherd, meets Odysseus near to
the Cave of Nymphs.
Odysseus tells a lie.
(Of course, he does not want to be recognised prematurely.) Then in line 287
Athena becomes herself and is proud c. as a mother whose son just made a clever
thing. Of course Odysseus could not misdirect her; but that would be too much to expect. Odysseus is not in
disguise. The goddess tells that very good; you lie as
no mortal, you are the trickiest mortal and I am the trickiest on Olymp. Look,
even you were unable to recognise me in disguise; now to business. There are
problems in Ithaca, be careful. Yes, I did not help you too much in the way
home but I did not want to clash with my uncle Poseidon, who is very angry
because of your affair with His son, the Cyclops. (The goddess explains, why she
helped so little: she was not in the position. A rather
unusual dialogue between goddess & mortal.) Look: the situation in
the palace is such and such.
Then, as we already
saw, they go to the cave, then the friendly discussion under the tree, then She promises to help him against the suitors. This is
really a dialogue unheard of in the Iliad, and unusual even in Odyssey.
Odysseus is special.
Indeed, if close posterity recognised some new
and useful mentality in Odysseus, then
they remembered and honoured his memory. But of course only if he was a real
person; close posterity generally
does not honour mythical figures. And look: the cult is local. In later
centuries many localities claimed to have relics of Homeric heroes, even in
Southern Italy. But Odysseus' cult was performed in his home Ithaca. Ithaca in
IXth century must
have known if in the XIIth there had been a
wanax on the island called Odysseus. This cannot have been the external
influence of the Odyssey backward in time.
Because
there is not yet an Odyssey in Early Geometric. And even if there is
some proto-Odyssey, the poet (let him be proto-Homer) cannot know that there
are just 13 bronze tripods in the Cave of Nymphs on Ithaca. Except if he
visited Ithaca and went into the Cave of Nymphs; or if he lived on Ithaca. Both
possibilities are strong arguments for a real Odysseus, onetime wanax of Ithaca
who participated in the massacre of some enemy, either invaders, or occupants,
or quarrelsome suitors of his wife when he was believed to be lost, on or near
to 16 Apr, 1178. Maybe not only with the help of his half-grown son and a few
servants (and Goddess Athena); that may be poetic exaggeration.
In Part 2 for a while
we leave Odysseus and other heroes, and turn to iron and steel as physical and
chemical materials. But at the end we must return to Odysseus (and Telemachus)
to see if soft landing was possible and especially on Ithaca; and also for more
chronology.
1.8. AND ODYSSEUS’
CONTEMPORARIES?
Clearly for us literary
values and such are pointless here: Odysseus is an example for Soft Landing if
he really lived. The details of historicity of the heroes will come up in Parts
5 & 6, when enough data will have been accumulated. Still, let us see here
briefly some other heroes of Odyssey (and Iliad), important for us here.
Agamemnon is anax andrôn in the Iliad, Wanax of (All) Men, meaning
surely All Civilised Men of the Mainland and Nearby Islands. That is a hazy
kind of overlordship, maybe even only for one campaign. Surely
in peacetime Mycenae had no rights over Thebes, for example. But this is
a complicated question, and we do not know the details of political relations
c. 1190. For any case, when in Odyssey Odysseus starts back from Calypso,
Agamemnon is dead for years. Archaeology have not yet unearthed anything Linear
B text naming Agamemnon; but Linear B tablets mainly preserve inventories and
tax documents, and almost exclusively from the last civilised year of the
palaces of wanaktes; namely the tablets were raw clay, and the burning flames
of Fall preserved them. As Table 1 shows, modern archaeology accepts c. 1190 as
the Last Year of Good Old Times, end of LH IIIB2, and since according to
Alexandrine scholars the Fall of Troy is 1184/3, one havoc
in Mycenae may have been in 1183. But according to myths and historians, this
was not the last one; and surely the tax tablets of the previous year would not
have mentioned Agamemnon; Aigistus in the best case.
In the story Menelaus is the brother of Agamemnon;
but this may mean epically any close blood kinship. Menelaus is at home for
years when Odysseus starts back from Calypso and Telemachus starts to get
information about his father. Telemachus in fact visits him, but this may be
poetic freedom as well. Menelaus is not mentioned on clasy tablets found up to
now and has nothing to do with Soft Landings.
Note however, that
Atreus is surely common ancestor of Agamemnon & Menelaus, and a Hittite
tablet (where the Sumero-Akkadian cuneiform writing was in use, some tablets were
preserved deliberately in ovens, and the idea was quite usual to preserve royal
decrees, names and such) a king mentions an Achaian Atreus (Attarsiyas of the
Akkhiyawa). He may be that ancestor.
Nestor of Pylos, however, will be important later. There is no
archaeological evidence even for him, albeit the Pylos Palace is under
excessive excavations. There may be various explanations: the absence of
archaeological evidence does not prove at all that Nestor would be mythical.
Wait until Chap. 5.5. Here I note only that 1) in myths and Classical Greek
history Nestor is from the Neleid lineage and later (c. 50 years after our
story) Neleids appear also on the throne of Athens; 2) in the story Nestor is
old enough, he was old enough even in Iliad and conservative enough, but still
vigorous and healthy as a Mycenaean Sir John Falstaff) and 3) in the tradition
he had many sons.
Still Nestor is not a
hero of Soft Landing. He may have died in peace, but the palace was demolished
by flames (later?), and the name of the last wanax is not mentioned in the
Neleid lineage.
Others may or may not
be historical. E.g. we do not have anything tangible about Achilleus; but the
name itself appears on a Linear B tablet.
1.9. THE CHRONOLOGY OF
CLASSICAL ANTIQUITY ABOUT END-MYCENAEAN & DARK AGES
While our
historiography is better than that of Classical Antiquity, and the latter's
archaeology was next to nothing, some classical historians were really bright
fellows, they were only a millennium separated from Mycenaean times (and we are
from more than 3 millennia), and they (especially the librarians in Alexandria)
could work from lots of texts which are unavailable for us now.
Of course, we do not
have to accept their schemes, for example on the grounds that they confused mythology
with history. And this is indeed a problem, because Classical Greece did not
read Mycenaean Linear B texts.
I do not tell
"could not read". First, Cypriote syllabaric script was dominant on
that island until Hellenistic times, and that syllabary partially reads Linear
B. Second, because we cannot be sure that Mycenaeans wrote only inventories.
Cypriot inscriptions about names and short historical statements are known; it
is possible that such inscriptions survived also on the mainland still into Classical
Antiquity. We know only (but that we know) that the extant texts of writers of
classical antiquity do not mention such texts; who knows why? (The most serious
exception is Pausanias [17], who, when writing about the Theban Citadel, speaks
about bedchambers of great Bronze Age people as if Bronze Age inscriptions
would identify the rooms; but that might have been Classical Age tourist
business.)
Surely the old writing
became forgotten at the mainland and anywhere except Cyprus sometimes at the
beginning of the Dark Age; and the structure of the society radically changed
during the Dark Age. Howev er oral tradition remained. Classical Antiquity was
full with stories about old heroes & cities we now clearly classify as
pre-Fall (although no stories seem to go back to the Old Homeland before 1900).
We do not know how correct was this oral tradition;
but we know that Classical historians took it seriously and worked from it,
building up more or less self-consistent schemes. They may be totally wrong; but they may not be either.
Of course oral history
works with nice round data. For start you can consult with Thucydides [4]; I
will be here very economic with more formal
references, this study not being a monograph of Ancient Literature. It is
enough to state that the Alexandrine librarians, Apollodorus (and/or Castor),
Plutarch, Diodorus, Eusebius & George Synkellus did clean up things.
Eratosthenes’ Chronology is not extant, but a fragment is, and that is crucial.
You may find it in [18]. Eusebius is extant, although not the original, but its
Middle Age Armenian translation, whence Latin, German and English translations
have been done [19]. The result is cca.
Event |
Relative date, ys |
Fall of Troy |
0 |
Boeotian Migration |
60 |
Aeolian Migration |
? |
Dorian Migration |
80 |
Ionian Migration |
140 |
Lycurgus |
299 |
First Olympiad |
408 |
Table 2: Chronology of major
events in the Late Antique consensus
Note that nobody was
too interested about Aeolians (until of course Ephorus of Cymae). The zero
point, the Fall of Troy, had various dates [18], but the dates definitely were
dense at c. 1200, and in Alexandrine times other ones, it seems, were already
out of fashion, and except for one or two decades a
consensus had been reached for the time of Plutarch.
Now, we should fix the
date of the Fall of Troy. It seems that the most professional attempts were
that of Eratosthenes, senior Librarian of Alexandria, and the one preserved on
the Parian Marble [10]. Both counted, of course, from the First Olympiad
backwards; but in modern counting the first gives 1184/3, the second 1209/8.
The difference is 25 years, not much; but we cannot use data of the 2
conventions together in face value. In addition we have seen in Chap. 1.5 that
the first dating is conform with the astronomical dating of the Ithaca total
solar eclipse, while the second is not. Since I would not like to throw away
the historical efforts of the compiler of the Marble, I simply shift the zero
point of the tradition of the Parian Marble to that of the Alexandrines and give
Items 20-29 of the Marble as
Item |
Year |
Event |
Note |
20 |
1234/3 |
Theseus becomes King and starts his reforms |
- |
21 |
1230/29 |
Amazon siege of Athens |
- |
22 |
1226/5 |
7 against Thebes |
- |
23 |
1193/2 |
Greeks go to Troy |
13th y. of Menestheus King of Athens |
24 |
1184/3 |
Troy is taken |
Menestheus' 22th y., 7th day b. end of month Thargelion |
25 |
1183/2 |
Areos pagos trial of Orestes |
- |
26 |
1177/6 |
Teucer founds Salamis on Cyprus |
Demophon King of Athens |
27 |
1052/1 |
Ionian exodus |
Led by a Neleus |
28 |
914/3 |
Hesiod |
Last digit illegible, ±5 ys. |
29 |
882/1 |
Homer |
Diognetus King of Athens |
Table 3: The corrected
chronology of the Parian Marble from Theserus to Homer
Of course the Marble does contain errors.
In the present Table Item 27 repeats the last sentence of Item 23 (obviously a
“pen error”), and Item 29 calls Diognetus King, while he was Arkhon for Life.
But otherwise Items 20-29 are self-consistent and are in conformity with
Eusebius.
Now, observe that
Classical Greek tradition did remember dynastic troubles and
deposition/abdication of Theseus. And the Parian Marble often mentions Athenian
kings/arkhons even at non-Attican items. So let us see a King List from
Erechtheus to Codrus, the last King, more or less consensus one:
King |
Line |
Abdication |
Cecrops II |
Erechteus |
No |
Pandion II |
Cecrops II |
Yes |
Eupalamos |
Erechtheus |
? |
Aegeus |
Pandion II |
? |
Theseus |
Pandion II |
Yes |
Menestheus |
Erechtheus |
Yes |
Demophon |
Pandion II |
No |
Oxynthes |
Pandion II |
No |
Apheidas |
Pandion II |
No |
Thymoites |
Pandion II |
Yes |
Melanthus |
Neleus (of Pylos) |
No |
Codrus |
Neleus |
Yes |
Table 4: The last Kings of
Attica
So all kings closing
with Thymoites trace back his origin to Erechtheus, and the tradition remembers
father/son sequences from Erechtheus to Apheidas, but with 2 interpositions of
Eupalamos & Menestheus. Then Apheidas is followed by his younger brother
(some historians stated that Thymoites had killed Apheidas, some not), the next
King, Melanthus, is a foreigner.
Surely this is not a
falsification. Why to concoct a false
story in Athenian tradition about Pylian takeover in Athens? Even if we
are sceptic about oral tradition, it would be hard to imagine a reason to
falsely claiming Pylian origin of the two last Athenian Kings. In addition,
Codrus' memory was dear to Athenians; according to Athenian tradition his "abdication"
was a self-sacrifice saving Athens. Tradition tells
that all the 13 lifetime arkhon after him originates from him (in continuous
father/son succession). So these 15 rulers come from Pylos, the Neleid lineage.
This may or may not be true; but why to state so falsely in Athens?
Obviously something
nontrivial happened in Athens in the second half of XIIth century, when somebody from
the Neleid dynasty (so from Pylos) took over. Maybe the lineage of Erechtheus
via Pandion II died out; maybe a coup d'état happened. For any case, Eusebius
seems to put the event to 1127.
It is interesting that
this date is exactly the same as the end of Thebes
kingship according to Eusebius; and it is only 3 years before the date of the
"Boeotian migration" according to Thucydides [4] and the
Alexandrines. So it seems that c. 1127 some Thessalians took (and demolished)
Thebes, and then they tried to take Athens. Very probably the Neleid takeover
in Athens was a more or less peaceful solution of the "Thessalian danger".
As for Pylos itself
you must wait until Part 5. But we still do not know the time of the Aeolian
Migration. Now, Strabo [20] in Book 13, 1, 3 tells that the colonisation of
Aeolis was started by Orestes. When he died in Arcady, the campaign was
continued by his son, Penthilus, 60 years after the Fall of Troy, so in 1124.
(Note: that is the year of the Boeotian Migration!) His son, Arkhelaus, led
Aeolians to Cyzicene. His youngest son, Gras, reached the Granicus, and also
took the island of Lesbos.
Then we have the time data, but still
something must be clarified. Namely, Arcady is on the Peloponnesus, and the
later Aeolian dialect is not too similar to Mycenaean & Arcado-Cyprian.
Note also that Thucydides writes for explaining something during the Peloponnesian
war in late Vth century, that while Spartans are Dorians and
Athenians are Ionians, Aeolians are kin of the Boeotians [4]. And Strabo in 8,
7, 1 & 8, 8, 5 states that in Arcady the successor of Orestes was
Tisamenos.
This suggests a story. Maybe Penthilus was a
younger son of Orestes, who went to North and dwelt on some Northern lands of
Father Orestes. Then came the migration from Thessaly to Boeoty; that made
havoc in Thebes, the Northwestern invaders took strong positions in Boeoty,
some Old Boeotians emigrated, and Penthilus led this emigration. This happened
c. bw. 1127 & 1124. Maybe
we can add something to this. Maybe we cannot; wait until Part 6.
And, for an end of Chap. 1.9, let us compare
the times of this Classical chronology with the present archaeological
chronology:
Classical History |
Year |
Modern archaeology |
Year |
Fall of Troy |
1184 |
Start of LH IIIC |
c. 1190 |
Boeotian Migration,
takeover of Neleids in Athens, Aeolian Migration |
1127/4 |
? |
? |
Dorian Migration/Return of
Heraclids to Peloponnesus |
1104 |
End of LH IIIC, start of
Submycenaean |
c. 1100 |
Colonisation of Ionia |
1052 |
End of Submycenaean |
c. 1050 |
Table 5: Comparison of
Classical & Modern chronologies from the Fall of Troy to the Ionian Exodus
The correlation is strong. The exodus to Cyprus starts a few years
after Troy (see Item 26 of Table 3), with the start of LH IIIC, there are
“troubles” through LH IIIC, Submycenaean starts when the Dorian Migration
starts, and Submycenaean, the last remnant of the “Good Old Society” ends with
the last big exodus.
PART 2: ON STEEL
2.1. The Arrival of Steel
Since Worsaae
everybody divides the past into Stone, Copper/Bronze and Iron Ages; and the
division is simple and true. Indeed, the tool and even jewel styles came in
this sequence. Even 2 centuries ago, without scientific dating methods, it was
clear that if long enough sequences of layers were dug up, the deepest ones
contained only stone tools/jewels. Then, maybe, some pottery appeared (let us
call that also stone; it is burnt clay), and maybe a very small amount of
copper, gold or silver was in the jewels, but not as tools. Then came an age
when copper appeared as tool, but rather as weapon, and after some time bronze
substituted copper, albeit not necessarily as jewellery. Of
course, stone remained in use as tools; but metal tools had higher prestige.
Bronze Age was long
enough, with lots of cities, temples, burials and whatnot. Old Egypt, Sumer,
Akkad &c. were Bronze Age civilisations And these
civilizations were great. Even the later Greeks (whose we honour) told big
stories about old Pharaohs, described the pyramids and told tales about old
astronomy. Well, sometimes Egypt had her own problems. But then Akkad/Babylon
was the leading civilisation, using also bronze for cutting tools/weapons. Always
bronze.
Maybe it is not
obvious, but in the oldest books of the Bible everything is about Bronze Age.
Abraham, his grandson, Jacob, and his son Joseph, who will be sold to Egypt,
have bronze. Joseph's descendant, Moses, organising the Exodus, has only bronze.
The Hebrews trek to the Holy Land, occupy a part of it, and everything is
bronze. No other metal as tools/weapons. OK, sometimes copper is used too; but
copper is one of the two components of bronze. (The other is tin.) If somebody
uses bronze, he has copper too, but bronze is better for tools/weapons.
And then something happens. Appears
the iron. Starts the Iron Age. A few centuries
later Hesiod remembers the change as catastrophe, the appearance of a new and
inferior race of men. (Works and Days, 156-173; but Hesiod himself does not try
to return to Bronze.) Outside of Egypt everybody uses mainly Iron (albeit
statues are made of bronze, and some special tools too, e.g. on ships.) Iron
Age have started.
Even before scientific
dating we could quite well date when it started. Bible and Homer are explicit.
In the Book of Samuel
(1Sam 13, 19-22) the Philistines
already have Iron, the Hebrews not yet. So if there is some problem with the
plough of a Hebrew farmer, he must pay silver to the Philistine smith. And when
young David (as a soldier of King Saul) duels with the Philistine Goliath, the
latter has a big iron lance. Even in
the time of great I. Newton the uncertainty of the date was not big; Newton
dated Saul to c. 1070 [21]; we put the end
of his reign to 1020. Newton’s chronology was slightly long but not too much.
And in Homer's Iliad all the weaponry is bronze/copper. Both the Iliad and the
Odyssey are Bronze Age stories.
Now, ancient Greeks
wanted to know when happened the Fall of Troy, and when did Homer compose the
stories. For the first, as I told, in Hellenistic times two years were
selected: 1183 & 1208. The first is the date of the Alexandrine head
librarian Eratosthenes, the second is the date on the Parian Marble. The
difference is not big, present archaeology is in no contradiction with either
of them, but the Parian Marble chronology collides with the Odysseus
chronology, namely with the astronomical dating of the eclipse [11]. The way of
calculation was careful counting of generations between Troy and the First
Olympiad, the fix point of Greek Chronology. So I use the Alexandrine
chronology. (As for Homer himself, Greek counting gave something c. 900; for
the Parian Marble it is excellent, for us that is too old by at least a century,
but of course we still do not know if Homer was a definite person or a string
of Homerids.)
But: why Iron, either
bad and fateful as Hesiod the poet thought,, or useful
as Hesiod, the farmer at Ascra did, propagated almost overnight as a plague?
Historians generally do not have great pains about this. Anyway, the sudden
appearance and the fast propagation is a fact. In a later Chapter we will see
the recent best chronology. But now let us see the reasons for suddenness &
irreversibility. (And here I admit that the change did not happen in
Egypt. Egypt remained in Bronze Age for
6 more centuries. But that looks like as an exception.)
Classical Antiquity
knew 7 metals [22]. This statement is not so definite
as a modern scientific statement, because ancients had no Periodic Table, and
while they were absolutely sure that copper differed from gold, they were not
sure that there was nothing between; see Aristotle, Item #49 of On Marvellous
Things Heard [23]. But for first approach every learned ancient, say, in
Classical Greek times, would have agreed in 7 metals: gold, silver, copper,
lead, tin, mercury & iron. More metals may exist (would have they told),
but they are somewhat hypothetic, as, say, oreichalcum. (OK, later Emperor Nero
ordered to mint some coins from this metal, which we call brass, but in
Aristotle’s age still nobody was exactly sure what this metal was.)
Now, let us see these
7 metals. The last column was more or less known; the others are our scientific
advancements:
Metal |
Concentration in upper
crust, weight, |
Oxidation potential, Volt |
Melting point, °C |
Au |
5*10-9 |
-1.50 |
1063 |
Ag |
1*10-7 |
-0.80 |
961 |
Cu |
8*10-5 |
-0.34 |
1083 |
Hg |
5*10-7 |
-0.79 |
-39 |
Sn |
3*10-6 |
+0.14 |
232 |
Pb |
1.5*10-5 |
+0.13 |
327 |
Fe |
5*10-2 |
+0.44 |
1535 |
Table 6: The 7 metals of
Classical Antiquity, according to [21]
A
high positive oxidation potential means a tendency to react aggressively with
oxygen, 0.00 V is the value for hydrogen. For alkalis as e.g. K & Rb it is
almost +3 V. So the first 4 metals will not take the oxygen from water until
the water is not acidic (briefly: will not rust; since rainwater is always
slightly acidic, copper very slowly turns green), and the next 2 only very
slowly. Also, we have a greater chance to find gold in natural metallic state
than any of the others. But gold is the rarest, so maybe very early
pre-scientific prospectors could have found more silver than gold. But maybe not; because the yellow colour helped. It is a
historical fact that in early civilisations the gold was more expensive than
silver, but not too much; and in Egypt the treasury was the Silver House, not
the Gold House. Otherwise see App. C.
Thenceforth we may
forget about mercury. It is liquid and it was familiar only for alchemists. A
good metal is not liquid. As you see, copper is more abundant by almost 3
orders of magnitude than silver, and still does not react with water. The not
so negative oxidation potential means that the overwhelming majority of copper
is in compounds; but still the potential is negative, so the compounds are easy
to break up. Surely at the beginning of Copper Age prospectors collected the
metallic copper (metallan is something "to look for" in Greek); later
metal deposits were exhausted, but some experimentation found ways to liberate
copper from coloured compounds.
Metals are better for
tools than stone or ceramics. A flint knife can be sharper than a copper one,
but fragile and any damage is irreversible. A small damage can be corrected by
reshaping but you loose a part of the knife; and having broken it you must
throw it away. The metal knife can be remelt, and
then, with some work, you have again the full knife. But copper is not too hard
and definitely it does not keep the edge too well. However adding some tin the
mechanical properties will be much better; and also the molten alloy can be
much better cast. So, until you have only the set {Au,Ag,Cu,Sn,Pb},
the only reasonable strategy is as follows.
Gold and silver are no
good for tools and weapons, and they are rare so expensive. Therefore they are
for jewels.
Copper is good, but
not too hard. In addition, it has a tendency of bubbles in casting.
Dull gray soft lead is
not too good for anything, except that you can draw or write on it. Indeed, in
Antiquity it was used for curse tablets.
Tin is nice white. You
could use it for cheap substitute of silver. However you need all of them to
make bronze from copper (bronze is better and easier to be cast). Namely, for
physicochemical reasons, you need c. 10 % Sn and 90 % Cu for bronze. Now, Sn is
rare. The cosmological ratio Sn/Cu is 1/150, because of the much higher atomic
mass of Sn. (The details of cosmic abundance will be told in App. C, and we
will return to the tricks of Sn in Cu in due course.) OK, in terrestrial upper
crust the theoretical ratio is 0.038, but tin ores are more difficult to break
up (see the oxidation potential) than copper ones, plus copper ores are
generally more colourful than thin ones, so easier to find. So tin is always
much below the needed 0.1 ratio, therefore it is a bottleneck in Bronze Age.
Of course, there are
ways. First, you make the swords from bronze, but can make the shields from
copper. Second, after a while the tin deposits of civilised world are
exhausted, but you can organise caravans to far, exotic places, as the Tin Islands
(really Cornwall) or Magan & Meluhha (even now we are not sure what they
were, but one of them may have been Oman and the other Western India or even
Malaya). There is tin also in Bohemia, but nobody knew that, and in the Altai
Mountains, and in the Late Bronze Age the Andronovo Culture (horse-taming
Iranians & Ugors) used that easily with pack horses, but the Altai was
unknown for Mesopotamians & Egyptians, not having enough pack horses
anyway.
So Bronze Age
Civilisation worked well, but tin was difficult to get. Therefore Bronze Age
Civilisations were socially pyramid-like. Outside Andronovo Lands the
expeditions for tin needed organisation. A great merchant could done it, but an individual commoner could not order the
expedition. So in Egypt, Mesopotamia, Anatolia & Greece great princes
ordered expeditions; great merchants performed it and gave the tin to the
princes. Then the princes told to their household bronze-makers to make weapons
& tools.
The weapons were then
distributed among the soldiers of the princes. As for tools, some were used by
the household artificers. But for the agricultural metal (not too much was in
use), the prince distributed them according to his preference. So the farmers
became dependent on him.
It is necessary to
emphasize that the strongly layered pyramid-like structure of Bronze-Age Egypt,
Mesopotamia, Hatti, Greece &c. was natural,
coming from the rarity of tin. In Cornwall tin was local commodity or in the
Andronovan Lands the bronze-maker could go to the Altai with his own pack
horses; so in these lands the Prince was not needed for getting the fundamental tools of everyday activity. It is
possible, of course, that still some princes sat lordly on the farmers, e.g. if
they have conquered a community; but it was not
necessary. For the opposite: very far from the tin ores the lofty princes
were the natural solution. With a hypothetical success of a revolt of the
oppressed there was a small chance that an egalitarian ideology won and the new
prince/king/wanax would declare the fulfilment of the aims of the downtrodden.
But if you look the semirecent history of Eastern Central Europe (between the
Second World War and the fall of the Soviet Union) you can see that the
influence of ideology on realities is practically nil
anyway.
Mycenae is a good
example. Greek myths, of course recorded much later, tell us about vendettas of
the Atreids. While a myth is not history, there may be little doubt that there
had been a Wanax Atreus; a similar name is mentioned in Hittite records, with
connection to Ahhiyawas, so the person seems to be an Achive Atreus, either
father of Agamemnon himself, or another with the same name. And about 1250
archaeologists detect extensive damages in Mycenae, so maybe somebody wanted to
take the city or even took it. And then again, c. 50 years
later.
Of course it would not
be History to identify the 1250 damages with a specific turn of the myth.
However we may believe the myth until the point that there were two clans (or
two branches of one) in Mycenae struggling for power; and sometimes the ousted
faction tried to go back.
Both the Odyssey and
the myths tell us that Aigistus, from the other faction, took the advantageous
situation that Agamemnon and his soldiers were under Troy, enticed Queen
Clytaimnestra, and ruled as King. Nothing impossible in this.
Then Agamemnon returns, and Aigistus &
Clytaimnestra kill him. There are disturbances, child Orestes is smuggled out,
and Aigistus continues to rule. And after years Orestes returns and kills
Aigistus & Clytaimnestra. Again disturbances, and
somebody exiles Orestes. So far nothing impossible; and we then understand the
repeated damages in Mycenae. Strong men are warring for the rule of a country,
meaning a stronghold, a city and agricultural lands around. For the farmers it
is not important, who is King. The city knows that
they will be at least sacked, but possibly massacred too if the faction now
outside gets in. The stronghold is the place of the household troops, high
leaders &c.; they all are doomed if the other faction gets in, as you can
read in Iliad & Odyssey. The hypothetical possibility of "liberating
the oppressed" is not an aim, even if it is possible that the guys outside
promise some reduction of the taxes. The social layering, being a consequence
of worldwide shortage of tin,
regenerates after disturbances.
And now back to Table
6. In the upper crust iron is more abundant by a factor 600 than copper, and by 15,000 than tin. In addition, it appears
everywhere. The negative side is that because of the rather positive oxidation
potential it is more difficult to reduce the ores (in that time mainly more or
less pure oxides as hematite & magnetite), and the melting point is quite
high. As for the second point until Chinese porcelain kilns iron was not really
melt: for the details observe that even Aristotle describes an impossible
process (see later) so even scientists of Classical Antiquity did not
understand the details. As for the first point, carbon can reduce the iron
oxide.
Much later, in European
Early Middle Ages the reduction technology in Northern Europe was simply to dig
a hole. Then put roughly ground charcoal, iron ore and something forming slag
(say, limestone), cover it and burn the charcoal. After, say, 10 days the final
product is a "loaf" of iron, with slag and maybe carbon nuggets
inside. The smith can remove the nuggets by heating and hammering. The process
goes in this way always if the ratio of ore and charcoal was proper, if the
cover was tight enough not to permit oxygen to enter but not too tight not to
permit carbon dioxide to leave & so on.
V. Gordon Childe
emphasized that Bronze Age had nothing similar to later smiths. Bronze
Age metalworkers were jewellers for techniques. This is really so, and for
physical reasons. Copper, silver and gold all melt around 1000 centigrades, and
so can be safely handled in liquid state in ceramic receptacles to mix. Tin
melts well below. This technique could not been used for iron. I will try to
use termini technici proper to Very Early Iron Age, but it is not easy for us,
moderns, being e.g. the alternat name for jewellers now goldsmiths.
However, the resulted
iron is practically useless. (A piece of iron is reported from Ur c. 2500;
maybe it was an experiment [26].) Namely, generally you need steel, not iron, at least for weapons
and primary tools.
Pure iron is rather soft and do not resist macroscopic
deformation. This is not a drawback of iron:
it is true for any pure metal. Imagine a 3-dimensional lattice of atoms, say in
some cubic lattice (easiest to visualize). Then the densest packing is layers
of atoms in a chessboard and the next layer shifted by half a square, so the
atoms of the upper layer are in the interstices of the lower one. (The thing is
really more complicated, plus Quantum Mechanics is involved too, but let us
proceed.) The lattice length, a side of a square, is in the Ĺ range.
Now, let us take an
ideal lattice without errors. (An error can be: a missing atom, an extra atom
in an interstice or an atom of foreign kind which would need less or more
space.) If you, somehow, can attack a specific layer and then shift it
"horizontally" by one lattice length, the new configuration is
indistinguishable from the original. So the only energy which is needed is
somewhat "raise" all the atoms of the layer by half an Ĺ and even
this energy is got back at the end of the shift. Of course, the process is
never ideal and is tricky, but this is the reason behind the low resistance of ideal lattices against deformations.
Lattice errors can
help (they resist the slip), and this is the reason that e.g. cold hammering of
copper, creating lattice errors, improves the mechanical properties. But
foreign atoms are even better, and that is alloying.
Of course, if the two kinds of atoms form a more complicated but very regular
chessboard then the situation does not improve too much. E.g. take two metals
and alloy them so that all the first neighbours of an atom of type A are atoms
of type B; and vice versa. Then simply the lattice length is doubled, the
resistance then is higher but still not too much. But if the distribution is
more or less random, the upper layer is pinned
to the lower at some points where the configuration is far from ideal.
Some metals "do
not like" the atoms of some other metal and then they do not form alloys.
(The liquid analogy is water + oil.) Some pairs do form alloys but the result
has some bad properties. Even now, with Quantum Mechanics at hand, sometimes we
cannot predict the result. However now we have a few dozens of pure metals at
hand and can make any experiment.
However ancients had
the 7 metals, and mercury can be used only for solving
the others ("making amalgam"). Again forget first about iron; then
you can make 10 two-component alloys from them.
Au+Ag is the electrum.
The first high value coins of Croesus of Lydia (already in Iron Age) were made
of electrum, maybe because it is not so soft as gold.
Au+Cu is tumbaga, not
used in Ancient Europe, but some American civilisations liked it.
Au+Sn was not useful.
Au+Pb neither; and
dull gray Pb is not proper for jewels.
Ag+Cu was used: a minor amount of copper increases the mechanical
resistance of coins. However we are still before coined money. But of course
some copper is good also into jewel silver for the same reason.
Ag+Sn was not good
for anything.
Ag+Pb was good only
to falsify pure silver.
Cu+Sn gave the bronze,
with a serious improvement in mechanical properties if the Sn ratio is at least
10 %.
Cu + Pb is not too
good, except, maybe, for bells.
Sn+Pb has an interesting property. While both metals have low
melting point, at some ratios the alloy has even lower. Now we use such alloys
to make metallic contact in electronic lattices. No doubt, ancient jewellers
used low melting point alloys to connect precious metals.
With the inclusion of
iron, we could form 5 more two-component alloys. However even we do not use
such alloys; and c. 1300 smiths probably could not melt iron, so alloying was
rather complicated, and then pure iron is soft.
However during the ore
reduction the iron takes some carbon. While carbon is not a metal, it fits into
the iron lattice rather well, first as a guest atom, and, second, as the
"intermetallic compound" Fe3C, cementite. Then the pinning
atoms are present at the end of reduction.
Well, in more than 3
millennia, we learned that the Fe+C phase diagram is rather complicated. It is
a university course for physicists and the majority of my fellow students hated
it. However now it is enough to know that:
1) If C is of low
concentration, the iron is soft;
2) above
1.7 % carbon the material is hard, but breaks;
3) between
c. 0.4 % and 1.7 % the material can be made elastic, hard &c., in
appropriate processes called "tempering", “quenching” and such
termini technici of smiths. The processes include cold hammering, warm
hammering, hot hammering, heating to red glow, heating up and then throwing
into water &c. We, physicists, now
theoretically understand why such processes help. E.g. heating to red glow and
then throwing into water creates internal stresses which cannot be relinquished
until the martensite needle crystals do not dissolve; if done appropriately,
they do not dissolve for generations, and the internal stress makes the surface
hard. (And I think, if you do not know which Fe+C
combination is the martensite, you maybe are not too curious to know it just
now.) Ancient smiths did not know the internal structure of steel, but
collected lots of experimental knowledge. If the C content is not optimal, then
e.g. hot hammering helps to burn away the extra C, and if C is low, forming
thin layers and putting them into charcoal, and then
hammering injects some C into Fe.
Obviously for ancients
the useful iron appeared with the
advent of steel. But first we must
distinguish irons according to provenance. Because of the 21 % O concentration
in the atmosphere, native iron is absent except for very specific situations
(as e.g. iron grains in the Disco basalt where the ascending lava traversed a
carboniferous layer). So terrestrial iron is in ores, say hematite, and when
reduced by the smith, it is an Fe+C alloy. Then the
smith starts to apply his tricks.
But, albeit rare, meteorite iron can be found and has
interesting properties. Now we know that meteorite iron is generally an Fe+Ni alloy, where the alloying happened in the very
youth of Solar System, and the ratio is rather constant with 8-9 % Ni. And this
nickel-iron is resistant to corrosion + keeps the edge. (Well, it is not so hard as a first class carbon steel.) Interestingly, if
you melt meteorite iron, the product will break. We now fully understand, why:
between 4.5 % and 20 % Ni content there is no regular lattice structure for the
alloy, so at 9 % Ni content the matter must contain domains of 4.5 % and 20 %.
The matter of the early Solar System cooled very slowly, on million year scale,
and the domains formed have become microscopic. If we melt it and then it
resolidifies, the domains become large and the nickel-iron will sometime break
at a domain border.
There was first the
meteorite iron. Names are different, but generally involve
"heavenly". Well, anyway, metallurgists could not melt it, so they
hammered, hammered, and
made, say, a dagger. It was very good, harder than bronze, more
elastic than bronze &c., so it was a proper dagger for the King; the King
got it from the Sky God. (For an almost recent example from the Carpathian
Basin see the story of Priscus Rhetor, in embassy to Attila Tanhu of Huns.
Attila did get a sabre from Heaven.) Some experts believe that meteorite iron is
behind the name amutum used in the
records of Assyrian merchants based in Anatolia c. 1900; in that time amutum
was more expensive than gold, which is not strange at all; prospectors find
less meteorite iron than gold.
Then some industrious
bronze maker in Ur c. 2500 discovered a way to reduce hematite. The product was
similar to amutum, but not the same.
Its mechanical properties were inferior.
However the research
was successful later. At c. 1400 at least two kinds of artificial amutum did
exist. One contained C as alloying, the other C and Ni. A very few Eastern Anatolian artefacts do contain Ni.
2.2. On the Propagation of
Smith-Magic
As we saw earlier,
rules of Chemistry prescribe the general process of producing Steel. On the
other way, these rules come from the physics of atomic shells, so from pure
Quantum Mechanics (meaning that neither Relativity, nor Gravitation is needed
here).
It is quite another a
question, why Iron is the second most common metallic element in the upper
crust (5 %); that is a consequence of Cosmology itself, including full General
Relativity, so Relativity+Gravity, united, and then Planetology, from the
formation of Solar System to present. We relegate this to Appendix C and here
we regard the thing that Fe is the second
most abundant a fact. The really most abundant one is aluminium, with an
abundance of 8 %; but Al has so positive oxidation potential that even now its
production in industrial quantity needs electrolysis. The element remained
unknown until 4 centuries ago.
Let us summarize first
the processes of smithy needed in Antiquity to produce pure carbon steel, but
in modern chemical language:
0) If
the ore is carbonate, FeCO3, then that must be converted into oxide,
FeO or Fe2O3. This step is very similar to one in copper
smelting; in addition at the beginning there was a lot of almost pure oxide ore
to start the process there.
1) Starting with oxide
(of any type), you must use carbon as reducing agent, because carbon was the
only element in substantial quantities not in compound whose oxidation
potential was positive enough to take away the oxygen from iron. Fortunately,
the endproduct carbon dioxide is gaseous, so it goes away. Symbolically we can
write:
2FeO + C → 2Fe + CO2
although the details are complicated.
The process needs heating because it is extremely slow at moderate
temperatures, but it is exotherm; and it definitely does not need temperatures
melting the iron oxide or iron. This is fortunate because iron melting
temperatures are high. The melting point is 1538 °C for pure iron; with C
addition it decreases for a while and its minimum is 1145 °C at 4.3 % C content
(the eutectic, ledeburite). While I am not absolutely sure that Mitannite,
Hurrite or Eastern Hittite elite smiths could not reach that temperature
(reasons come later), melting surely was not the main way of production in
Early Iron Age; proof is that in Europe the solid state process was used up to
High Middle Age. Carbon steel can be produced in solid state.
2) You must balance
the iron ore and carbon quantities. Exact
balance was technically impossible then; so charcoal should overshoot the ore,
otherwise reduction remains partial. Carbon diffuses well in the hot iron
lattice, so the endproduct of reduction is a highly inhomogeneous and
slag-infected iron loaf, with C content generally over 1.7 %; an impure raw iron.
3) Then the next step
is to remove the impurities. This is a simple if tiring process, because the
slag does not alloy with the iron. After a lot of heating, hammering, forming
thin sheets &c. the impurities drop away; and, C diffusing rapidly in hot iron, the inhomogeneities in the
Fe+C alloy diminish. However generally still the C content is
too high. Above 1.7 % the matter is raw iron, maybe hard but rigid, with
the danger of breaking, and cannot be quenched. Such a metal is improper for
edged weapons. So the next step is the control of the proper C content, except that for cauldrons, pots and low-quality
eating knives you can go immediately to Step 7.
4a) In
the majority of cases the C content is too
big. If the raw iron is hot, the
oxygen of the atmosphere reacts with the surface. Because the oxidation
potential of C is greater than that of Fe, the oxygen attacks C and the CO2
goes away. However this happens only in a very thin layer. Fortunately C
diffuses fast in hot Fe. (Keeping it
at 700 °C for a day, the characteristic diffusion length is 1 mm.) If you could
keep thin iron sheets hot without contact with C, it would take only time.
However early smiths had only charcoal embers for heat source. So they had to
form a thin sheet by hammering hot, then put it back on embers but only while
again hot enough (to keep C diffusing in minimal), then exposed it again to
oxygen, then again heating up, and so on, repeating this in lots of time.
Of course they did not
know modern chemistry, so surely they had a variety of explanations based on
wrong theories, magic &c. I am sure that they used also potions, lards
&c., some of them may even helped a little
(oxidation). Also, I am sure they hammered the hot sheets a lot; this is
meaningless for oxidation, but the material was still somewhat inhomogeneous and
hammering helped that. Finally they
reached the appropriate C content (different for steels for different
purposes). I have no idea how they detected that they reached the desirable
state; but they knew what to observe.
4b) If
the C content is too low, the forged iron is too soft. However then you form a
thin sheet, put charcoal on it, and fold the sheet in
a zigzag way. Then put the thing on embers, heat it, hammer it &c.; the
carbon diffuses in, and after some time the C content is OK.
5) Now you fold over
the thin sheet many times to get the desired thickness. Then you heat up,
hammer, heat up, hammer, &c. This is now to form a
"3-dimensional" iron piece from the thin sheet. With long enough
hammering in hot enough state diffusion over the original sheet boundaries
forms a more or less homogeneous piece.
6a) For
ploughs and lower-quality swords now the matter is ready. It is not fragile and
it is reasonably elastic but keeps its form against deformations.
6b) For
high-quality sword blades and good daggers you need quenching. However before
that you must get the final shape.
7) Solid state shaping
happens, of course, with heating and intensive hammering. Edges must afterwards
be ground.
8) You are now ready
for everything except elite swords & daggers. For them the most important
final step is quenching. You heat up
the blade to red hot, and then throw it into water. We know what happens in lattice level during the rapid cooling;
they did not know even that a lattice level existed, but did know that if
performed appropriately, the blade cuts harder without becoming fragile.
There are many more
last phase processes, most surely unknown in Early Iron Age. However I think tempering was known. If you quenched the
blade too much, you can correct the thing by heating up again and cool slowly.
9) And now, finally,
your steel is ready. You may grind once more the edge, you may put inscriptions/drawings
on the blade, and of course you must make guards/pommels, some handles or
supports for the pots & cauldrons, but this is really apprentice work.
If you could have melted the
iron loaf, things would have been much less complicated. Instead of Steps 4)-5)
you would melt the Fe, put C in, and keep stirring. Say, C is too much. But the
surface of the hot liquid is in contact with the oxygen, so after a while the C
content goes down. The problem is that you cannot use cauldrons for containing
the liquid. There are heat-resisting ceramics, but no such forge was reported
from Early Iron Age. Much later Aristotle wrote about melting, but in obscure
language and the described process is impossible in details, see Appendix D.
Western European smiths used the solid state process still in Middle Ages; in
China sometimes in our Classical Antiquity the later porcelain kilns reached a
high enough controlled temperature
for liquid state processes, but not in Early
Iron Age. Famous Medieval swordsmiths both in Damascus and in Japan still
worked with thin layers of steel, folded over and over.
My problem, hinted a
few times, is connected with a very few artefacts which are very difficult to
explain without melting; the two best documented ones being the Mace of the
Ugarit King, and Tut-ank-Amun's Steel Dagger. Both contain Fe, C and Ni in XIVth century, from Hatti or
Mitanni. Now, meteoritic iron is Fe+Ni and Early Iron Age steel is Fe+C. The
obvious explanation would be to mix them after
melting. The problem is still unsolved, but it is not important now,
because such artefacts are not reported from Early Iron Age upwards. Maybe
there was a very expensive technology for (C,Ni)
steels known only in a few royal forges, and the secret was lost in the Fall of
Bronze Age. Carbon steel was routinely known for late Hittite Kings in XIVth and XIIIth centuries, but archaeology
does not show us armies with steel swords. The technology thus was known from
Step 1 to Step 9, but surely only a few smiths were operating.
We are practically
sure that Steel started in the Hittite Empire on in a dependency of the Empire
on the East, about 1400. As for the inventors, Greek tradition is equivocal,
either the Chalybes or the Tibarenoi, but the two tribes were neighbours, at
the Eastern end of the Back Sea, near to Caucasus. Biblical scholars sometimes
believe that in Genesis the name of the Tibarenoi is behind the great smith
Tubalcain, still in ?Bronze Age. As for the time,
welded iron came out in present Armenia, at Shohdog-Kara-Da g, from c. 1400
[24]. As for written texts, see e.g. the letter of Hattušiliš III to an
Assyrian King who asked for steel swords and got only one [25]. For some review
see [23c].
Hittite royal embargo
became ineffective with the burning of Hattušaš in c. 1190. The Secret, i.e.
the technology 1-9, was out of the barn.
Now, how speedily
could it propagate? If and where there is request for the new technology, a
master smith must teach apprentices. The technologic chain 1-9 is long,
tiresome (in literary sense too) and has no written description. (How to
describe, e.g., when are we ready with Step 4?) From day to day the master must
instruct the apprentices. As for journeymen, the business is expanding into
vacuum, so only masters can get a new place to smithy. In addition, the
apprentices must be very strong, must eat very well and a lot (hammering,
grinding &c.) and of course there are innumerable other problems. So let us
say that a smith can teach a new master smith in 15 years. According to Late Bronze
Age situations he is probably not too active as a smith after being a master
for, say, 20 years, although he still may be able to give some oral advices.
Assume that he had 3 apprentices, something happened with 1 of them in 15-20
years (this apprenticeship cannot start effectively before adolescenthood), 1
is his son, inheriting the forge, and the third can start a new forge at some
new place. That is doubling the smiths in 15 years.
In Classical Antiquity
& Early Middle Ages the Western European norm was 1 smith for each substantial village. Now, how many
substantial villages were in Late Bronze Age Greece?
I do not know. Surely,
Mycenaean Linear B tablets mention some villages and with caution some wild
guesses could be done for the areas of the palace economies of Knossos,
Mycenae, Pylos, Thebes & (maybe) Iolkos, whence we do know tablets. From
other region we do not know. E.g. there is Kalydon where Princess Atalanta was
born in c. 1270 (see the Argonauts, dated by Hellenistic scholars to c. 1250).
The kingdom was substantial, see the Kalydon Hunt with Kings, Princes and
Heroes in abundance. How many substantial villages were there in 1150?
The Catalog of Ships (Iliad 2) tells us
whence how many ships went to Troy, and under whose lead. 1174 ships are mentioned
from 29 districts, tribes, ethnics or anything, and c. 174 local geographic
names are told. However these towns, vales &c. are homes of heroes, not
villages of peasants. Substantial peasant villages must have existed in greater
numbers.
Let us try with 500. That is 9 doublings, so
135 years. Starting with the first smith arriving into Greece in 1175, 15 years
after the Burning of Hattušaš (a rather conservative estimation), the new
market is more or less in good operation in 1040. As far as I know, iron
artefacts are in non-negligible quantity after 1050 according to
archaeologists, and they are really dominant in next century; but of course
nobody throws away his bronzes, not even his bronze sword. The
Submycenian/Protogeometric border, maybe showing the transition from Bronze Age
to Iron Age life is again c. 1050.
This demonstrates that
probably nothing at all hindered the propagation of the new technology in
Greece. As the smith arrived at a new hopeful locality, he sold out a few
knives & daggers, in the meantime looked for iron ore, which was everywhere
around and he was taught to find it, and started a forge from absolutely
nothing except his hammer. A big rock works as an anvil until a better one is
forged. Maybe first the new mages were banned from Menelaus' Sparta (in fair
order still in 1178 according to Homer, even if Palace Economy has ceased),
from Tiryns (but this is doubtful; see later) and the upper city of Mycenae,
where the Atreid vendettas still went on.
The villages with
smithies became economically
independent of the Kings. They might have paid taxes for a while, partly
because warriors with bronze swords appeared to collect taxes, partly because
they still felt themselves dependent, and partly for long-time tradition. But
they did not really need the King
anymore for farming. Well, they needed the smith. The smith was not cheap. He
had a lot of new and useful knowledge, he definitely did seem a smaller
wizard, and he and his apprentices were very strong and had steel weapons. Looking
at the problem from a Near East angle the Book of Samuel does tell us the
prices just before Saul becomes King of Israel.
A generation ago there
were celebrations in Israel for the third millennium of taking Jerusalem. So
this happened c. 1015. That seems to be correct,
because in the last 2 centuries common opinion was that David defeated Saul c.
1020. So Saul's youth is c. 1050. (I. Newton believed in 1070.) Now Samuel's
first book tells us that then a ploughshare or an axe was 2/3 shekel, and the Philistines
had smiths but the Hebrews not. Well, 2/3 shekel is a substantial price, but
not impossibly high. We are speaking of 5.6 g silver, which, before Iron Age,
meant c. 1 kg crude copper, so much less bronze. In 1050 in the Holy Land
bronze was already not a concurrent of iron/forged iron/low quality steel.
(Surely the axe was steel.)
The propagation of
steel does not need any explanation: it was as fast as it was possible. What
needs an explanation (which will not be given here) is: how were earlier the
Hittite Kings able to prevent every smith from running away.
2.3. ANCIENT IRON PRICES
When
did really start the artificial production of any ferrous metal from
terrestrial materials? There are no extant records. But there is a terminus
ante quem, 2500 BC, since the Ur dagger is reduced iron [26]. But this was in
metal-poor Sumer, a metal-poor territory. In Anatolia or Transcaucasia iron
reduction processes may have started even earlier.
Now,
market price is an indicator of quantity of production. The appearance of a new
source causes a drop in prices. Ancient iron or steel prices not too far from
metal-rich territories were sometimes recorded. I am no historian, but even I
know some data:
1)
There was a Northern Mesopotamian (“Old Assyrian”) commerce post in Kanish
(Kültepe), well inside Anatolia, between 1950 and 1700 BC. It seems that it
became abandoned when the Hittite Empire became strong enough to organize the
metal export. There is a record for price rates: 1 siklum amutum (some ferrous
metal) = 5 siklum gold = 40 siklum silver [27]. We can take the midpoint: 1825.
2) In
the Old Babylonian Age (c. Hammurabi) there is a record: gives 1 siklum iron
(crude iron?) = 5 siklum silver [28]. That is c. 1680.
3) A
record from Ugarit during the time of the Hittite hegemony gives the rates: 1
siklum silver = 1/2 siklum "iron" = 1/3 siklum gold = 30 siklum
copper [29]; that time is c. 1350.
4) In New Babylonian times, c. 600 the rate
was: 1 siklum silver = 225 siklum iron (crude or not) [27].
5) 12
years ago a newspaper gave metal-market prices. The silver was standard silver,
I do not remember the type of “iron”, but the ratio was 530.
Then
you see that the ratio changed much less in the last 2600 years than in the
previous 1200 ones. So let us try with two exponentials: the result is Fig. 1.
BP is Before the Present of writing this.
Fig. 1: Old and newer iron/silver price ratios. Look
at the intersection of trend lines at Early Iron Age.
The
trend lines meet at c. 850. But we have no data from the critical century
around 1100. Remember the much more preferred iron price to bronze one at 1Sam 13, 19-23. It seems that when Hattušaš
had been demolished and the Secret started to West,
iron prices suddenly dropped a lot.
Surely
this drop was not exactly overnight. We can guess the continuous but serious
and rapid decrease according to the story of migrating smiths above. This decrease and
the next two centuries are important for the chosen topic of this study. So let
us try to restore the price curve between 1300 and 600! I am sure that more
data could be found, but the next Figure will be enough to show the trend at
least. First I give the Figure, then the explanation.
We again start from
the prices used in Fig. 1; they are now Points 1-5 in chronologic order. Point
6 is the calculated price at the event mentioned in 1Sam 13, 19-22. In that time the copper/silver ratio was cca. 0.033, the bronze/silver of course higher but in the same
magnitude. Iron ploughshares
have reason only if iron is cheaper than bronze. As you see, in the youth of
Saul the calculated price ratio is 0.028, iron is already cheaper than copper.
Point 7 is the result of the fit to Points 1-3 on Fig. 1 at 1190, when the
Hittite Empire dissolved and the Secret of Iron got free.
Now, soon after 1190 a
transition happened. The characteristic time of this transition was calculated
in the previous Chapter, and was guessed to be c. 135 years. So before 1190 we
use the exponential fit from Points 1-3; after that we use an exponential transition
from Point 7 to the Iron Age trend (Points 4 & 5) with the scale time 135
years. The smooth curve is an artefact; surely it fluctuated enough.
The
extrapolated curve gives an "iron"/silver price ratio c. 105
at 3000 BC. Then, if the extrapolation was still valid, iron was 104
times rarer than gold. This may not be too far from the concentration of iron
meteorite nuggets. So any iron production must have started between 2500 and
3000.
|
Fig. 2:
Calculated iron prices from past; for the method see text.
PART
3: ON LITERATURE
3.0. WHY TO DISCUSS
ODYSSEUS' PICTURE IN LATER LITERATURE?
I declared at the
beginning that I am interested in the real
Odysseus. Then why to speak about literary criticism?
The answer is simple
enough. First, literary criticism can detect self-contradictions in a story,
warning us that something is impossible. Second, in the last hundred years it
is a commonplace that the texts of Iliad & Odyssey were formed, patched
together and so by oral artists, the aodioi, declaiming the hexameters with the
background of sounds of the lyre. Then Odyssey is a patchwork of original songs
or fragments of songs, and literary experts may (or may not) clarify the lines
where the final story is patched together.
3.1. HESIOD & THE CYCLIC
POETS
As for Odysseus, we
have three traditions, the Homeric, the Cyclic and the Boiotian; and also
something in between. We will go into details in later Chapters as well; but
the Homeric text is clear. In the Odyssey XI, in Nekyia, the psyche of
Teiresias predicts to Odysseus (ll. 100-137) lots of difficulties; tells that
he will kill lots of men at home, afterwards he will have to go to a new
adventure to walk so far that the paddle he will carry will not be recognised
as such; then the adventure will be over, he may return home, offer a hecatomb
and he will live into peaceful old age, with the people of Ithaca living
happily. And almost at the very end of Odyssey, XXIV, 477-486 Zeus tells Athena
that Odysseus remains king in peace and bounty.
OK; but there is the
Cyclic tradition. In general the
Trojan Cycle is under Homer's influence. Greek literary tradition dated Homer
the oldest and the other authors newer, so maybe they wrote their epics
"around" Iliad & Odyssey. Anyways it seems that they were in no
explicit contradiction with Homer; it is hard to decide, however, because they
are not extant. For any case the story after the return of Odysseus was in the
Telegony of Eugammon of Cyrene, florebat about 568. In
Telegony Odysseus goes away again. Lots of adventures; and at the end
his son Telegonus (by Calypso) arrives at Ithaca and not recognising him kills
with a spear. Everybody is sorry and then Telegonus marries Penelope and
Telemachus Calypso (see also rejuvenation and such).
And then Homer's rival,
Hesiod of Ascra, Boioty, also has Odysseus as one of the heroes of Theogony, as
he was wandering and producing sons with divine Calypso & Circe.
Observe that even the
now available text of Hesiod seems corrupt. See the Descent of Gods. Lines
1011-3 tell that Circe born 2 sons to Odysseus, "Agrius and Latinus, who
was faultless and strong". Now, Latinus is in the core part of Roman (well, maybe Alba Longan)
tradition: for us he seems to be the eponym ancestor of the Latins. Hesiod florebat c. 700, or somewhat, but not so much, later.
Sure, Hesiod knows of the Etruscans. In 700 the Etruscans of Veii may have heard of
Latinus, the mythic ancestor of goddamned Romans, but I think the farther
Etruscans did not care too much about. Then how could know Hesiod about
Latinus? My guess is that a hyperloyal Greek inserted the line after 192; but
for now I simply tell that the Latinus line must come from a later scribe. Now
the Thebes school, being concurrent of the Homerids may have concocted strange
ends to the Odysseus story, in spite of the Homeric Teiresias prediction and
the recorded words of Father Zeus to Daughter Athena. And still they did not do
it; but, interestingly enough, Cyclic Eugammon did. By this I do not state that
Homer is who knows the Ithacan tradition (albeit he is at least right about the
number of tripods in the Cave of the Nymphs at the moment of composing Canto
XIII); but I do claim that we must be sceptic about latter stories.
Apollodorus tries to
concoct a whole story from the Odyssey and from some variant of the other
traditions. There Latinus is the son of Calypso (Apollodorus is Hellenistic and
in his time the Roman tradition is already known to some Greeks), Telegonus is
of Circe. After some wandering Odysseus returns home, Telegonus of course does
not recognise him, kills him with a spear, everybody is sorry, Telegonus
marries Penelope, carries her to Circe, who transport them to the Isles of
Blessed (eternal youth & life). Albeit Apollodorus does not explicitly
state it, with Odysseus dead and Penelope far away, surely Telemachus takes the
throne.
3.2. ON THE AUTHORESS OF THE
ODYSSEY
Samuel Butler at BP
115 published a theory that the Odyssey is not the product of Homer (anybody he
had been) but of a Ionian princess from Western Sicily
who wrote herself into the poem as Nausicaa, Princess of the Phaiakes [30]. The
literary gentlemen were shocked, and almost all of them refused the idea.
Victorian society (even Late Victorian) simply could not imagine a girl writing
Odyssey. No doubt, Butler wrote the book to provoke the society. Still, some of
his arguments seem good. And since his idea was that this "Nausicaa"
had concocted a brand new and false story about Ithaca, Odysseus and Penelope
(fearing that she herself would get bad reputation otherwise), the topic must
be discussed here. In addition, while the work was almost unequivocally
refused, some decades later R. Graves wrote a novel [Homer's Daughter] into the
Butlerian scheme, and its memory may still linger.
The strongest argument
of Butler is Od. XI, 29-330 & 385-635. At the Far
West Odysseus descends to the entrance of Hades, and kills sheep, because the
souls will come to the blood. He wants to get a prophecy from Tiresias, but the
seer had already died. Indeed, lots of souls appear, but first he wants to
speak with Tiresias.
According to Homer and
Classic sources, the Greeks had at least 3 entities translated to Modern
languages as soul (or spirit or ghost; observe that in some Modern religions
the Third Person of Trinity is the Holy Spirit, in some the Holy Ghost):
thymos, psyche & eidolon. In the Nekyia story no thymos appears, and only
one eidolon: that will be indicated by an asterix. As for an
explanation of this, see [31],
[32].
In the order of
speaking the souls are as follows:
N° |
Male |
Female |
Note |
01 |
Elpęnor |
- |
Fresh dead companion |
02 |
Tiresias |
- |
The seer |
03 |
- |
Antiklea |
Mother of Odysseus |
04 |
- |
Tyrô |
Mother of Pelias of Iolcus |
05 |
- |
Antiope |
Mother of Amphion &
Zethus |
06 |
- |
Alcmene |
Mother of Heracles |
07 |
- |
Epi(Io)caste |
Mother/wife of Oedipus |
08 |
- |
Chloris |
Mother of Nestor |
09 |
- |
Leda |
Mother of Castor &
Pollux |
10 |
- |
Iphimedeia |
Mother of Othos &
Ephialtes |
11 |
- |
Phaidra |
Wife of Theseus |
12 |
- |
Procris |
- |
13 |
- |
Ariadne |
Daughter of Minos |
14 |
- |
Maira |
- |
15 |
- |
Clymene |
- |
16 |
- |
Eriphyle |
See the 7 Against Thebes |
17 |
- |
A few unnamed |
- |
18 |
Agamemnon |
- |
Wanax of Men |
19 |
Achilles |
- |
Comrade at Troy |
20 |
Patroclus |
- |
Comrade at Troy |
21 |
Antilochus |
- |
Comrade at Troy |
22 |
Aiax |
- |
Comrade at Troy |
23 |
Minos |
- |
Son of Zeus, King of Crete |
24 |
Orion |
- |
Demigod |
25 |
Tityos |
- |
Son of Gea |
26 |
Tantalus |
- |
Evil hero |
27 |
Sisyphus |
- |
King of Corinth |
28 |
Heracles* |
- |
Already god |
Table 7: Psyches (and an
eiolon) Odysseus meets in the Nekyia
Now, Butler believed
that a male poet would not have put female psyches to N°'s 3-17. Moreover, the
first 2 psyches are exceptional being N° 1 comrade Elpenor,
who died just recently, and N° 2 the goal of the excursion to Hades.
Ergo: a woman composed this, who was mainly interested in great women.
This is not Butler's
only argument, but this seems the strongest: and I cannot explain the
phenomenon. Then he argues that a young Greek princess, still unwed, must have
strong opinion about female morality (either from heart or for seeming),
otherwise she could not marry well. Now, comes the
most important argument (now for us) of Butler.
Penelope is the model
of female morality/fidelity in Odyssey. However there were also opposite
statements about Penelope in Classical times, telling that she lay with some of
the suitors or even with all (and that godlet Pan came from this adultery);
that Odysseus at the end sent her home to her father, &c. These poems are
not extant; but the Hellenistic Apollodorus [9] registers the
rumours/traditions. Now, Butler accepts the anti-Odyssey traditions and tells
that Nausicaa feared similar rumours about herself, so she whitewashed
Penelope. While I definitely cannot follow here Butler's argumentation, not
being myself a young Greek princess, if the
argumentation is good, then the post-Odyssey story of Ithaca should be revised.
In his Chap. V Butler
discusses the statements of the Odyssey that Odysseus' father Laertes lives in
his country house and does not visit the palace. He believes that somebody is
lying in the story, and he corrects it; it seems that his opinion is that
Penelope exiled Laertes to the countryside somehow. And then now Laertes
remains in his country house: "the reason for his never coming to town was
now partly, no doubt, the pall; partly the scandalous life which his daughter
[sic!; really daughter-of-law] was leading; but mainly
the writer's inability to explain his non-interference".
Butler tells that
Laertes was rich but the poetess needed him poor. Laertes "must have had
money, or how could Ulysses be so rich?". And
about Penelope, from the text of Odyssey, he states that "she is an artful
heartless flirt". She could send home the visitors, but she does not.
In addition, the title
of Butler's Chapter XI is "Who Was the Writer?".
Title of Chap. XIV contains the phrase "the writer of the Odyssey".
Butler is clearly in the opinion that Princess 'Nausicaa' wrote the poem. Now the present Greek alphabet goes back to cca. 775, coming from Phoenicia. There was an older script,
called (Mycenaean) Linear B, a syllabic
writing. While it was without distinction of long vs. short syllables, so not
too good to write the various verses, it may have been used to help memory. But
there is no trace of use of this syllabary anywhere after c. 1100, except for
Cyprus, where an inscription has been found from that time, a single word, in
Reformed Syllabary [33], used later in Cyprus until Hellenistic times. (Either
Reformed Cypro-Minoan or Reformed Linear B; it is impossible to tell). This
syllabary is also not good to write verses. So in 1100 a Princess, or a Prince,
may have written, but not in Sicily; either in some fortunate corner of Greece
where somebody still knew Linear B or in Cyprus. However even then the writing
would have been only a memory-helper; the prosody could have been maintained in
oral exercises. Imagine a Cypriote princess conducting such exercises without
divulging the "secret" of the gender of the poetess. I think we may
pass.
We shall see clearer
in Part 4 about Laertes' money, Telemachus' inheritance and Penelope's right to
send home the suitors from the palace. Fortunately it is not necessary do
discuss them here. Namely, via unbroken logic, Butler concludes in Chap. XI
that the poetess is a princess of Drepanon; in Chap. XII that she wrote between
1150 & 1050; and that she was Ionian. Now a few years after Butler there
started excavations ending in a new paradigm. The Butlerian time date is now
not accepted (but think of Emperor Hadrian; you will understand this note in
Chapter 5.1); and no Ionians in Sicily
for a few more centuries. The original Butlerian scheme is chronologically
& archaeologically impossible. In addition we are sure now that the Cyclic
poets were centuries later than Iliad & Odyssey. So we do not have to care
about the Butlerian scheme until it is not rewritten very much (which I cannot
see now in spite of Graves' novel), and a Cyclic story about Ithacan troubles
may or may not preserve a part of reality.
PART IV:
RECONSTRUCTING ITHACA BETWEEN 1200 & 1150
4.1. Memories of Agamemnon,
Menelaus & Odysseus
It is not without
interest to review the popular opinion of Greek posterity about these three
heroes of the Trojan War. Summarizing the answer first, Agamemnon is a tragic
hero, the winner of the Trojan War but killed afterwards, his capital plunging
into bloody vendettas and then falling down. Menelaus is rather an unheroic
figure of success, getting back his wife and living in domestic happiness.
Odysseus is a real hero, struggling, and finally returning home; but the
tradition is slightly ambiguous. Now let us see the three separately.
Agamemnon wins, returns home and in the very day of his homecoming is
killed by Aigistus, lover of the Queen, Clytaimnestra. (Although, first the
success was not total, see later, and second, Eusebius preserves a tradition
[19] that Troy was taken in the middle
of his reign.) Aigistus is then King,
child Orestes is smuggled out, his two elder sisters
are badly treated by their mother. Electra plans vengeance but cannot do it,
then after a decade Orestes returns, kills Aigistus & Clytaimnestra, but
because of the wrath of the Erinnyes, and civil disturbances leaves Mycenae
again. His later career is not unequivocal in the tradition, but his grandson,
Gras, leads the exodus to Aiolis. This is maybe a somewhat garbled reminiscence
of the fall of the Mycenaean Palace Economy, Submycenian struggle for the Good
Old Days, disturbances of the coming Iron Age & such. In Classical Times
Agamemnon himself did not get too much individual
cult. However, according to the On Marvellous Things Heard of the Aristotelian
Canon [23] Item 106 tells that he has it in Tarentum (Taras). I need an
Appendix about Sparta both for Agamemnon and for Menelaus, so here I only tell
that the foundation of Tarentum is highly nontrivial. The city was founded by
emigrant Spartans not much after the First Messenian War (according to
Plutarch, ending in 710), and the emigrants were children of full-right mothers
and not full-right fathers. After reading Appendix F it will be clear that the
tradition carried by these "parthenoi" was not fully Doric.
Menelaus is King of
Sparta according both to Homer and to Spartiote tradition. While the Sparta we
know from archaeology does not show a Bronze Age capital, the center of Menelaus' kingdom may have been in the
neighbourhood. Menelaus and Helen got
state cult in Sparta, the witnesses are Polybius [34], Isocrates [35] &
Pausanias [17], and I used [6] too. The Menelaion in Classical times was a site
where the heroic cult of Menelaus & Helen was performed, and the site has
some Mycenaean precursor with LH IIIB2 pottery & such. (According to Table
1, that is just the time before Paris elopes with Helen, if you take everything
in face value.)
Now,
about the heroic remembrance of Menelaus outside
of Sparta. Odyssey IV about Telemachus' visit in Sparta tells us
that in the tenth year after the Fall of Troy Menelaus is
already at home. He gives a magnificient feast to Telemachus &
Peisistratus, son of Nestor. During the feast enters the fair Helen, with some
womanly tools of spinning, sewing, needlework & such, and small talk
starts. Helen mixes some tranquilizer into the wine because Telemachus is
sorrowful, and declares that she had been influenced by Aphrodite, but at the
end in Troy she would have liked to go home. In general everybody is nice to
everybody, husband & wife like each other, Menelaus briefly speaks about
Aigistus killing Agamemnon, tells that he cried for his brother, but the
vengeance is Orestes'. So much about this hero; but observe that Menelaus &
Helen’s behaviour is quite conform to Jaynes’
bicamerality [16].
And
now the Aristotelian statement. We do know that Aristotle & the
Lyceum recorded the constitutions of 144 states, almost exclusively Greek. Only
the Constitution of the Athenians is extant; from some others we know a few
fragments. Barnes' Aristotelian collection gives a single fragment of the
Constitution of the Ithacans (Fr. 504 in the 3rd ed. of Rose [1], [36]), and that text
is indifferent now. However Marks gives another fragment, Fr. 507 Rose [1],
omitted by Barnes, he knows why. It is preserved in Plutarch's Moralia, 294D,
and goes as follows. After killing the suitors their relatives stood up against
Odysseus. Neoptolemus of Epirus was chosen as arbitrator. He sent Odysseus to
exile, but decided that the relatives of the suitors must pay a yearly sum for
the damages to Odysseus' house. Odysseus went to Italy, his son Telemachus took
the throne of Ithaca, he freed Eumaeus & Philoitius, and these two became
ancestors of two clans maybe still in existence 800 years
later, in Hellenistic times. So again: success and peace; Odysseus' house
leaves something for far future.
4.2. ITHACA AT THE DAWN OF
THE TROJAN WAR
To be sure, our
archaeological knowledge about Ithaca in c. 1190 is almost nil.
Of course something can be learnt
from the Benton excavations [12]-[15], and just recently the unearthening of
‘Odysseus’ Palace” has been reported; but not so much about the society. Of course we may use Iliad
& Odyssey, as raw material.
Surely there was a
wanax at the top. Eumaeus, the "divine swineherd", in Odyssey dios
hyphorbos, in Modern words perhaps the swineherd of the State, tells in Od. XIV, 58-66 that there are now
strangers/foreigners/impostors in the Palace; otherwise he would be able to
give substantial gifts, but not now; and if that returned, who, alas, will not
anymore, Eumaeus would get oikos & klęros, land & house, and wife, as a
faithful servant gets it from a wanax (written
centuries later as "anax", for a discussion, see [5].) That is,
literally, a simile; and here Eumaeus does even not state that the lost good
leader is Odysseus; but there is no doubt that the Head of the State is a wanax
not a basileus, or anything else.
Il. II, 631-637 (part
of the Catalogue of Ships) tells that Odysseus led to Troy warriors from Ithaca
and neighbouring lands below Nęriton, from Aigilips & Crocyleia, from
Zakynthos & Samos, and from the opposite mainland. So this is the
approximate area of the "Ithacan Empire" c. 1190.
Some caution is needed
when identifying Homeric placenames with Modern ones; there exists a State
Authority in Greece, for naming, renaming &c., working with heavier hand
than the Rumanian one between 1918 & 1989. However now we have an Ithaca, a
Zakynthos, and a Kephallenia, with a city named Samę on it. From placenames in
the neighbourhood whence the warriors were led not by Odysseus I guess that the mainland possessions were at the
mouth of R. Akheloos.
The fleet of Odysseus
was rather moderate: 12 ships. While the fleet of Ęlis was even smaller, Aitolia
and Dulikhion sent 40-40. This may mean that the Ithacan "empire" was
thinly populated; but there is an alternative. Cyclic & later poems tell
that Odysseus did not want to go to Troy but had to. This will be important in
the next Chapter.
Iliad & Odyssey do
mention social classes; but somewhat obscurely; we shall understand later, why.
However, Odyssey mentions bought/captured workers; and lots of female servants.
Eumaeus, the divine swineherd, has been bought; and still he is divine. So for reconstructing Ithacan society some
more data are needed. This will be done later.
4.3. ITHACA ON THE VERNAL
EQUINOX OF 1178
The Odyssey gives lots
of information about Ithaca. Of course that is the Ithaca of epics, not
necessarily the real one. But we use Odyssey for the reconstruction of the Fall; if we are cautious enough, we may learn something.
From [11] we see that the vernal equinox of
1178 is a few days before Odysseus' homecoming. Let us see the situation; in
the lack of any archaeological key I work from Odyssey; when other sources
(Cyclic poems, Apollodorus &c.) do not contradict, I use them too.
Odysseus' father,
earlier wanax, now seemingly retired, is in fact retired to his country lands,
and do not govern. See the speech of Athena in Od. I,
188-193, a hairbreadth before the chosen date, Telemachus in Od.
XVI, 138-145 a hairbreadt later, and also the scene at Od.
XXIV, 205-211, again a few days later. His wife,
Anticlea, is dead, see Od. XI. For any imagination of
Butler about him, they are unfounded, as we shall see later.
In the Palace the
acting wanax is Telemachus, albeit great caution is needed towards the many
suitors. Remember that nobody confirmed yet Odysseus' death, even if it is
generally believed. Penelope's status is cca. Dowager Queen; she is courted by
the suitors, she has no power on "men", but
governs the womenfolk of the Palace (Od. XXI, 343-353). It is an interesting
question if she can rule above the male servants; probably in domestic causes
she can. Telemachus has no brother (Od. XVI, 97-98,
and no sister is mentioned), a sister of Odysseus was married out much time
ago.
Surely there was a
hierarchy in the Palace amongst the servitors, but that would be difficult to
decipher, and is not too important now. For that in Late Mycenaean times see a
subsequent Chapter; but with one exception, I cannot imagine that men from
foreign palace hierarchies could go into the palace of another wanax to suit
the assumed widow. For arguments, wait a little; but I differ from Butler, so
there will be supporting arguments.
And now come the suitors. Surely they are "men of rank",
"princes" or such. Telemachus, in general, tells to Athena in Od. I, 245-248 that they are from the
neighbouring islands, Dulikhion, Samę (Kephallenia), Zakynthos & Ithaca.
Od. XVI, just after vernal equinox, is more detailed:
52 from Dulikhion, from Samę 24, from Zakynthos 20 and from Ithaca (the best
ones) 12. That would be 108. We does not have to
believe the exact numbers; but observe that from the 108 total 52 is foreigner.
(From Dulikhion Meges led the warriors to Troy, on 40 ships.) The remaining 56
is from the Ithacan Empire. Had Odysseus led more heroes to Troy, now Dulikhion
could simply annect the mini-Empire.
Who are the suitors for status?
Surely men of rank. According to almost contemporary
Pylean lists some could be qa-si-re-u, some te-re-ta; but wait a little for the
Mycenaean ranks. But surely the foreigners have some great freedom in their own
state; in the Ithacan Empire the Law and Order is in anarchy, so they could be
anything. Still, I do not believe in 12 of te-re-ta if a Pylean table mentions
only 3 in Messene. (Although other tablets mention more of them; not everything
is sure about them.) The most should be qa-si-re-u or sons of such [38]. (That
is the word pronounced in Homer as basileus; but the expression does not yet
mean "King". They may be local chiefs.)
And there are
servitors. But I emphasize that their status is not that of the slaves of
Classical Greek times, or that of servus/serva in Roman Law.
Moreover, not even that of Classical Age helots & such. We saw that
Eumaeus, although bought by Laertes from foreigners, is a "divine
swineherd", dios hyphorbos. Later Eumaeus & Philoitius (he is also
called divine at Od. XXI, 340; he keeps the state cows
& sheep) are fighting on the side of Odysseus; something unusual for
Classic slaves, and they would be just the heads of the 2 new clans being
created by Telemachus. Let us now pass.
4.4. THE MYCENAEAN TABLETS
ABOUT SOCIETY
From, say, 100 BP lots
of tablets were found, mainly on Peloponnesus, with an unknown writing, which,
on statistical grounds, seemed syllabaric. Lots of experts started to decipher
it, but first without too much success. A few experts called attention to
similarities with the Cyprus syllabary, but the majority did not look for
Greek; rather they expected Minoan i.e. pre-Greek Cretan, which language is
untranslated even now. And then, in BP 60 Ventris & Chadwick deciphered it
and found it "very Archaic Greek". We are at this majority opinion
now. The tablets seem inventory texts, originally on raw clay. The present idea
is that at regular intervals the tablets were destroyed/reused
as raw clay; and we have the last ones, having become bricks in flames of
destruction.
Such tablets are known
at least from Knossos, Mycenae, Tiryns, Pylos, Thebes & (?) Iolcus; and
there is no reason to believe that the destructions were synchronous. However,
consulting with Table 1, we can get approximate probable dates. In Thebes the
wholesale destruction may come after Oedipus (7 Against Thebes) c. 1225 [19],
or, even more probably, at the Northwestern Landtaking in Boeocy, c. 1124. In
Mycenae & Tiryns there were surely subsequent havocs in the Atreid-Thyestid
vendettas. But in Pylos it may have been later. Since the "Dorian
Migration" started in c. 1104, and the end of the Pylos Palace (“Nestor’s
Palace”) seems from the contemporary
written documents caused by a large enough invasion, then the wholesale
destruction should be c. 1100, the end of LH IIIC. It is usual to speak now
about a Postpalatial Period of closing Bronze Age, but it seems that in Pylos
the Palace was in usual use at the destruction preserving the tablets. Maybe
the next Submycenaean was Postpalatial; or maybe at other places the palaces
went out of use somewhat earlier. The matter is not yet clear, and dogmatism
does not help.
This later end of
Palatial Age in Pylos at 1100 seems convenient if we believe Odyssey. In early 1178 Telemachus visits Nestor in
Pylos and Menelaus in Sparta; and everything is OK. Well, this is poesy, but a
very important and simple fact stated in a poem. You do not have to accept it;
but if we can shift the catastrophe of Pylos to two generations later, and as
far as I know we can, it is simpler to do it.
We shall interpret the
tablets later. But let us see the writing. 91 syllable signs are distinguished,
more than 80 deciphered (some with doubts), and in addition some hieroglyphic
signs were founds, some deciphered, some not. However the hieroglyphs seem to
be used only for inventory headlines & such, supporting the readings. In
principle the 91 syllables are enough.
Still, the reading is
not unequivocal. Not all syllables existing in Classical Greek are
distinguished. The consonants are too few, and only 5 vowels are distinguished
instead of the Classical 7. (This is a proper place to refer at an Appendix G,
although the nontrivial relation of Greek a’s
end e’s was already mentioned in
Chapter 1.2.) And so on. So at places intuition can be used; but it seems that
the really unknown words are few; so no strong non-Greek elements entered
Greece during the Dark Age. The strong infusion into the vocabulary had
happened during and just after the Greek Landtaking, having formed a usual
Indo-European dialect into Archaic Greek bw. 1900 and maybe 1600 [38].
Now let us see an
entry published first by Ventris & Chadwick in 1956 [39]. The double
numbering of the entry is 31(152). It is a land inventory, naming the user and
a quantity of wheat; most probably the seed grain planned for sowing; this was
a usual way in Mesopotamia too. The quantity is, of course, a modern
"round" transcription. I am translating back from Magyar; the
original book being unavailable for me. Also I avoid doubling; when possible I
give only the Mycenaean. I used somewhat [5] too, but not in translating.
Wa-na-ka-te-ro
te-me-no. To-so-jo pe-ma: GRA 30. Ra-wa-ge-si-jo te-me-no.
GRA 10. Te-re-ta-o. To-so
pe-ma: GRA 30. To-so-de te-re-ta: VIR 3. Wo-ro-ki-jo-ne-jo e-re-mo. To-so pe-ma: GRA
6.
The unit of grain is
cca. 120 l. Wanakatero temeno is surely wanakteros temenos: the temenos of the
wanax. The temenos is a Homeric word, so no problem with the meaning: a special
piece of land separated from the general one. In post-Homeric texts only gods &
temples have them. The rawagesijo temeno is surely ra(/la)wagesios
temenos: the temenos of the ra/lawagetas. This is very probably a lawagetas:
some leader of the common people/laos. Toso(jo) pema
is: so much sperma, i.e. seed (grain). Tereta is surely telestas (or not so surely; we shall later see an alternative):
while the exact meaning is still in
doubt, because telę is tax, while telos is goal in Classical Greek, they are
surely "civil" officials organising, tax collecting, or both. The
worokijonejo eremo looks as "the fallow of the worgions", except that
it is slightly unnatural to expect 720 l grain from/for a fallow. A worgion can
be any people, except that the stem may
be connected with wergę=work. But this is not sure.
We will use this text
for understanding Society. But remember: it comes from Pylos, surely just
before Destruction, if the destruction was made by the wild Dorians, then from c. 1100;
and it was deciphered in BP 56.
4.5. MARX, ENGELS, PRIVATE
PROPERTY AND SUCH
When Butler started to
write [30], the key text posing very serious doubts about his scheme, Ref.
[40], was already written c. for 3 decades. However 1) if he had known it, he,
freethinker and daredevil, still would have not read it; and 2) the text was in manuscript and remained
so for other half a century. The text is a fundamental text of scholarly
Marxism, known simply as Grundrisse; more officially see as [40]. Of course I
did not read it (I do not know anybody who has); but a part of it was edited
separately as [41], in Magyar, and that I have on my bookshelf. I do not know
if it exists in English, but why not; the title is something Ways of
pre-Capitalist Production or such. (The manuscript is mainly German, the
original publication, some 80 years after writing it was German, and surely
some Trotskists translated either [40] or [41] to English.)
The whole Grundrisse
remained in manuscript. It was a study while Charles Marx planned to write Das
Kapital. It seems that he did not find editor for the Grundrisse. After his death
F. Engels inherited the manuscript and also did not publish it. After Engels'
death the manuscript became the treasure of the Socialist Movement and the
Second International, but they did not publish it. (I read an interesting story
in end-Communist years in Hungary that Marx had a very consequent but unique
handwriting, and only Kautsky, the renegade, was able to read the ms's. Now the
majority was afraid that Kautsky, the renegade, would insert or delete some
sentences if he cannot be checked; but, as told, only he could read it. I am
not sure that the Grundrisse ms. was involved in the story; and of course
everybody may or may not believe it.) Finally, when starting the Collected
Works of Marx and Engels in Moscow (from which, of course, several smaller
writings, not nice about Russia, were excised), a group had produced a German
edition; it is in translation in the 46th volume of the Hungarian
edition of the Collected Works. As for the English edition, I have no idea.
Now, in Victorian times people either believed that we are very near to
perfect times or they believed that the present order of society will collapse
soon. To the first group belongs S. Butler (he could not believe this), to the
second H. G. Wells. The first would not read Grundrisse even if in print, the
second would strongly misunderstood it.
Still, some very
intellectual Marxists read the Grundrisse (and misunderstood it) until J. V.
Stalin (Dzhugashvili) on the First all-Soviet Conference of Communist
Kolkhozniks (I am not joking; I learned such things a few hours weekly at the
University; I had to) told that only Revisionists would speak about the Asian
Way of Production; it was Slavery, albeit not too developed. Then of course
nobody spoke about that anymore, because Siberia is cold.
However Russia
occupied Hungary at the end of WW II. Still nobody spoke about the Asian Way of
Production, because only people returning from Russia knew about and they knew
that it is unhealthy. But 11 years later there was the Hungarian October Revolution.
That was stamped into earth; but then Government learned that there are more
sensitive and less sensitive topics. Stalin had already been declared Bad Guy
in Hungary, so his opinion about the Asian Way of Production ceased to be
sacrosanct. And then started F. Tőkei. He
definitely read the Grundrisse and many other works of Marx, and wrote books
about them. His position was delicate, because Party Leadership would have been
more happy if he did not write them; but it is better
if somebody writes about landownership in Ancient India than if he discusses
Warsaw Pact. In fact his enemies (also Marxist philosophers) wrote some
denunciatory letters to the Central Committee of the Party telling that he
discusses too much the Asian Way of Production while Soviet and East German
colleagues do not do this [42]; but he survived it.
Now, if you read [40]
or [41], there is a great possibility that you do not understand anything. But
if you read, read and read, at the end you understand that Marx believed that
in Ancient Asia there was no private ownership of lands. For mobilia the ownership may or may not existed, depending on place & time. (But even if it
existed, it was not very strong. The ruler might routinely confiscated
it if he wanted.) The private ownership of lands appeared first in Greece.
OK. Marx might or
might not be right in this question. Of course, Tőkei told that in this
question Marx was right and Stalin not; and this was a defendable opinion in
Communist Hungary. Now, my opinion is
that Marx was a very impolite scholar, and he was wrong in lots of questions;
but he was also right in some, and especially in this. Think; on Ancient
Eastern alluvial fields, without natural border just how could somebody got the idea to portioning out lands to
individua; and why? So the natural state was communal ownership of, maybe, a
village; later empires were formed and then the Whole Community was the
abstract owner. Of course, it does not really work; but the Big Guys tell that
they manage the lands for the Whole
Community. Until they leave enough to
the peasants, the peasants are quiet. When there is not enough, there are
disturbances and either some peasants are killed, or the leaders. In the second
case there will be a new Top Man, and everything starts again.
Anybody in Hungary
could know this from the Hungarian Agricultural Communes and Community-Owned
Factories; but people did not know that even Intellectual Marxism tells that
this is not good. And they told it silently and garbled, otherwise...
But Marxism had to be
interested in Ways of Property. The majority of non-Marxist historians were not
even interested.
And there is the Tin,
needed for Bronze in Bronze Age. Tin must be brought from far away (except for
Cornwall and Southwestern Siberia), so the society has anyways the tendency to
be rigid and layered, with central government. Of course in Greece there were
natural borders. So it was not trivial that an Eastern-type society with common
ownership could or could not be maintained there in Bronze Age. And then
Ventris & Chadwick deciphered Linear B.
4.6. MYCENAEAN GREECE IN THE
LINEAR B TABLETS
I warned the readers
in Chap. 4.5 that it is not easy to read the tablets; and if we read them,
there still may be problems with the interpretation. However lots of scholars
have been read them for more than half a century.
From books now we
learn that
1) The Top
On
the top of the state stood 2 persons, the wanax and the lawagetas. Only
these 2 had temenos, i.e. separated, encircled pieces of land. But the temenos
of the wanax was bigger, say triple, so really he was at the top. See e.g. [5],
[39], [43]. The wanax is the central figure, but his
role is partly religious; the lawagetas is completely secular, he is the
military leader and maybe also the chief of communal work. In Pylos at the
catastrophe the person who was wanax was called Ekhelawon or Enkhellawon; the
lawagetas was cca. Wedaneus.
At this point it is
worthwhile to call attention to the fact that the great majority of the tablets
used to distil textbook wisdom about land property is from the last year of Pylos.
2) The First Layer below the
Top
They are maybe the
telestai. They are either big landowners or tax collectors (the two are
diametrically opposite roles, but see the great chemist Lavoisier), but their
income is big. In the Palace there are some officials, say do-po-ta
(house-master?), wa-na-se-wi-ja (attendant of the wife of the wanax?),
ko-re-te, po-ro-ko-re-te (albeit these two were maybe not in court but
led/supervised something countryside), e-te-do-mo, &c.). In the Army/Navy
there are e-qe-ta, maybe "Followers" liaisons between Palace and
Army/Navy. In the countryside there are ko-re-te and po-ro-ko-re-te; the
da-mo-ko-ro seems a high official, but from the first half, damos, probably not
in the Palace. In addition there is the qa-si-re-u, later basileus, more than
one, maybe some local leaders at the countryside; one in a district or more?
3) The Common Folk
From the word itself
and from Pylos tablets it seems as if the common folk collectively were the
da-mo, damos. They work on the fields. Also the wanax and the lawagetas had
their own special artisans, e.g. the ke-ra-me-u, the kerameus, so vessel-maker,
or the e-te-do-mo wa-na-ka-te-ro, the armorer of the person of the wanax [43],
[44]. Now, they are below Layer 2; but are they in Layer 3 or somewhere
between? Also, did a telestas or a basileus have his personal kerameus (I
think, not his own kalkheus, but I am not sure), and if they had, were they in
the Common Folk layer?
4) "Outsiders"
There is a group in
Pylos tablets which Palaima [43] reads as worgioneion, interprets the name as
"outsiders" and identifies them with the non-Pylean individuals on
the tablets. From numbers it seems that the worgioneion is socially lower than
the damos.
5) And
the Servants?
Still there remains a
lot of individuals, who are not artisans but simply work. Common servants of
the palace; surely personal servants of a telestas or a basileus &c. Were they free or slaves?
And who owns the land,
the bronze &c.?
Let us emphasize that
it is the standard reading, but not the only one. E. g. there is Vanda P.
Kazanskiene. She comes from a nation much more familiar with Marxism, classes
&c. than myself; and she can easily recognise IE
instrumental, locative &c. Lithuanian has a 7-case declension system. (Mine
has 35 cases, but it is not IE.) Now, Kazanskiene derives te-re-ta from
(Classical) tęres as guards [45] (and for her ko-to-no-o-ko is not “landholder”
or “landowner”, but “protectors of the ko-to-na” either ktona or ktoina). And
she counts 13 or 14 te-re-ta in Pylos. Indeed, 3 guardians would be too few for
Messenia; maybe 14 was enough.
Now, this is the
proper place to return to Marx (who did not write anything about the Mycenaean
society because he died c. when Schliemann excavated in Mycenae, and 7 decades
before the decipherment of the tablets) and to Tőkei, who just the
contrary. Marx told [41] that in Ancient Asian civilisations there was no real
owner at all, the Land in principle was owned by the Community, which did not
really exist; in practice it was managed by the Supreme Chief, Emperor, Pharaoh
&c., in the name of the Community, but he was unable to do it, so the top
men did something and either that worked or not; but there was no real
ownership. And Tőkei [5] detailed these statements, it was even more clear
that such a system was not optimal and in some cases simply inevitably broke
down; and he stated that Mycenaean Greece was a hodgepodge of such
"Asian" mini-Empires. (They were small, I think, because in Greece
there were natural borders.)
There is no meaning of
"free" in such a society. Everybody depends on the community. Maybe a
wanax was the most free; but he did not have "money" or
"treasure". Wanax Enkhelawon in Pylos did not own anything important
(Ok, maybe some of his tunics and shoes); but he was the wanax, so he lived in
the wanakterial palace, ate at the table of the palace &c. If he ceases to
be wanax, he loses all this. Maybe there is a coup d'état; then he is either
killed, or flees. Maybe he abdicates; then his successor may or may not keep
him at the palace; if not, he goes to his relatives. Maybe he becomes senile,
so unfit; then first his advisors keep this in secret, and in proper time kill
him. And so on. There was no such thing that the property of an ex-wanax.
You may not believe
this; it is not a too strong argument that this was Tőkei's opinion from
an unpublished manuscript of Marx. However: can you show me a single mention of
private property on the Linear B
tablets?
Tőkei [5] gives
an example, using [39], with the double numbering Item 27(118). There is a
certain Warnataios, who seems to be a substantial landowner. He has a parcel of
242 l wheat (roughly the fifth of the temenos of Wedaneus, the lawagetas, so
indeed a big parcel). The parcel is a ko-to-na ki-ti-me-na, which is usually
translated as "private land" because in Classical Ages
ktęnos=property, however it seems that the ki-ti-me-na would mean in Mycenaean
times rather "a fallow ploughed by sy", that is "newly taken
into use". Now, anything is the ki-ti-me-na, Warnataios has 242 l of it.
However 4 persons, an artisan, two priests and a priestess, "lease"
70 l of it.
OK, Warnataios is the
owner, and a part of his parcel is leased by others. However at Item 28(131)
the same Warnataios leases 60 l land from the damos. Now is Warnataios on one
hand a big private landowner, and a tenant of the community on the other? What is Warnataios really in Pylos?
Aithioqus also has a
ki-ti-me-na parcel of 188 l wheat; but almost all, 180 l, is leased by 6
persons, priests & priestesses. And then Aithioqus leases 174 l from the
community.
Ru-83-o(s) also has
ki-ti-me-na land: 180 l. But 98 l is leased from him.
This is not landownership. Rather a system, where all
the land is registered, different individuals use parcels and pay tax, but surely if somebody takes a
fallow into use, that needs some effort, and so he gets special favours. Tax-free for some time? But Warnataios' ki-ti-me-na is 188 l
wheat!
Anyway, the Homeric
euktimenos can be applied on a city, on a house, on an orchard or on a
ploughland. If it is a house, then it is "well-built". So maybe the
ktimena parcel was taken into use from fallow by effort. It is not (yet)
property, but something approaching it. This is caused by the complicated
terrain and stony lands of Greece; such difficulties were much smaller in
Mesopotamia.
Even the wanax is not
an owner. Yes, a nice big parcel is
given him: 3600 l. But the wheat-equivalent shows that this is also common
land; but not of a damos, but of the Community of Whole Pylos.
And now we can finally
kill out Butler's idea that Nausicaa whitewashed Penelope to pr vent rumours.
There is the Palace of the wanax on Ithaca. There is a wanassa in it, Penelope;
but her husband, Odysseus, is lost, probably dead. The palace is not owned by Penelope; it is the Palace of
the Community of the Ithacan Empire. And there is really no wanax, representing
the Community. Laertes, anything is now his status, lives in countryside.
Telemachus was a minor; now he is mature but has not yet been installed as the
new wanax. (No such act is mentioned in Odyssey.) On the shifty grounds that
Odysseus may still return, or Telemachus may be the new wanax everything goes
as usual, except that the suitors are present. Obviously not 108; that is epic
exaggeration, but still many. What would have happened if Laertes appealed on
his "rights"? Even if he had rights, he is a feeble oldster; maybe a
suitor would kill him and keep it in secret. I think Laertes lives in
countryside just to avoid a conflict where he could not defend himself and no
higher authority would exist to do it. Similarly if Telemachus told the suitors
to go away, they would laugh and tell that his status comes from Odysseus,
because he himself is not wanax. And Odysseus is probably dead. There is no
wanax, there is no global government in the State; this situation is anomalous.
And if Penelope tells
"go away"? Then the suitors would tell that a woman alone in the
Palace is impossible. Choose one of us; then maybe that suitor would be
installed as wanax. (The winner would give treasury for the others when he is
installed; from that time he will be Wanax of Ithaca, and may give away State
property between some limits). If not, there will be disturbance and maybe your
son dies. (Dozens of suitors against one man.)
OK; maybe Father Zeus
defends the family. But maybe not; if Odysseus is dead then
maybe Zeus is not fanatic to defend his family.
On a more secular
level, old communal societies did not honour “individual rights” and not even
“inheritance”; of course, it was known that internal peace was disturbed if
individuals were attacked; and families were generally able to keep their
houses and mobilia, but this was a usage, not a strict right.
Well, Westerners generally do not feel
this. They live in societies with well established private property for 3
millennia, and with exclusively private property with more of 1;
therefore they could not imagine the working of a communal society even if the
intelligentsia often believes it good. However from World War I Russia/USSR was
a communal society, and we learned its working from such disciplines as e.g.
Scientific Socialism.
While we know next to nothing about
end-Mycenaean ideology, and the deeds of the leaders
may have become confused in mythology, the details of power struggles of the
USSR bw. BP 90 & 20, a par excellence communal society, are
well documented, as well as the ideology behind. So if one believes that in a
communal society there is clear-cut Anglo-Saxon Law & Order or Property, or
even a clear rule for heredity, let us see the list of the Supreme Leaders of
the USSR.
The USSR was a declared communal
society, building communism (of Eastern style, anything communism might be).
During WWI Ulyanov, nom de guerre Lenin, meaning “of River Lena”, made a
revolt, caught State Power, and started to build his ideal communal society in
Russia, communal enough even without his ideas. Indeed in the majority of
well-populated Russia there was no individual peasant land property until BP 107.
In BP 90 the winners formed the new
state of workers & farmers from the part of Russia surviving WWI and Lenin
was the topmost man; however immediately he started ailing, exact reason
somewhat mythical even now. He died in BP 88, and power struggles started. In
these struggles a member of the top layer loosely called Politburo, namely
Dzhugashvili, started to intensify his influence. Originally he was the mere
Secretary of the Politburo, a post influential but not really powerful. But he
participated in the struggles and the top few purged each other, so he, as
Stalin (meaning steely), came out stronger and stronger, but keeping his humble
title as Secretary (to be sure as First Secretary). Note that a communal
ideology does not prefer titles as King, President &c. The supreme power
belongs to People. Until abstract People has not
learned to administer this power, a group administers it, but of course for
People. Steely Stalin was First Secretary of this group.
C. BP 80 Stalin was stronger than
primus inter pares. The last concurrent, Bronshtein, nom de guerre Trotsky, was
exiled (in BP 75 killed by paid bravos in Mexico) and then Stalin's title
solidified as Chief Secretary of the Communist (Bol'shevik) Party of the USSR,
albeit you did not get into troubles if you called him Vozhd', meaning
something similar to Führer.
Stalin died in spring BP 59,
probably in a natural way, and it seemed that Malenkov would be the next First
Secretary. (According to a document published in c. BP 25 while still living but
on his deathbed Stalin was deposed and Malenkov nominated as new First
Secretary.) However Head of Secret Police Beria had ambitions too. In the
liquid situation Malenkov plotted with two other Politburo leaders, Molotov
& Khrushchev. The latter was only marginally Russian being a
Russian-speaking Eastern Ukrainian, Chief Secretary of the Ukrainian branch of
the Party. Khrushchev had some ties to the Army, Beria
was arrested at the Politburo meeting and put into a silo. Then after less than
2 weeks it had been decided that Beria was a spy paid by imperialists (which
was not true) and had committed many terrible unlawful deeds (which was). He
was shot. Then the winning triumvirate divided power, Khrushchev got the power
in Party, Malenkow became Head of the Council of Ministers (in less artificial
language Prime Minister) and the weakest Molotov became an influential
Minister.
2 years later Khrushchev was already
strong enough to downgrade Malenkov from Prime Minister to Minister of
Electrification. So Malenkov & Stalin's Old Guard became angry. They joined
to Malenkov & Molotov, and an anti-Khrushchev bloc of 7 has got a majority
of the Presidium of the Politburo on June 18, 1957.
However that august body in
principle could only advise. The advise went to the
Central Committee, a few hundreds. Khrushchev had more friends in Army than the
plotters, Army transported the Central Committee members to the meeting, and
Khrushchev had the majority.
The 4 main plotters became
downgraded but not even arrested. Malenkov became the director of an electric
power plant in Kazakistan, Molotov went to Mongolia as ambassador, Kaganovich,
a leader of Stalin's friends, became the director of a potassium factory in
Mountain Ural, and Shepilov became the head of an Economy Scientific Institute
in countryside. According to Khrushchev these 4 formed the Anti-Party Group.
The 5th plotter, Prime Minister Bulganin, remained Prime Minister
for a while, and I must confess that I do not yet know anything about the fates
of Pervukhin & Saburov, Plotters 6 & 7.
So Khrushchev was the winner of the
day. However another group of plotters, led by Brezhnev, Kosigin &
Podgorny, won in 1964. There was some ideological difference, but I guess the
main difference was how to handle Red China (Mao was very angry at Khrushchev
but not yet at Brezhnev), Khrushchev declared that he
was ill & old, and retired.
The winners divided power. Brezhnev
became First Secretary, Kosigin Prime Minister and Podgorny Head of State. Now, years later Podgorny visited friendly Somalia making
pro-Somalian speeches. Somalia & Ethiopia were warring for Ogaden
and while he was in Somalia, the Ethiopian military leaders declared themselves
Marxist-Leninist. So when Podgorny went home he became ousted and the Eternal
Friendship of Etiopia & the USSR became solid and unbreakable. (I remember
terminology.)
In BP 29 the long-ailing First
Secretary Brezhnev died and Andropov, having serious kidney problems and being
quite old, became successor. He started a stricter regime, but anything he
planned, he was so ill that died in 11 months, the majority of the time in
hospital for dialysis. The successor was Chernenko, also seriously ill (I never
knew the details but maybe heart problems) and even older. He was already
hospitalized and we do not know his plans because he died within a year.
The the Central Committee finally
elected a relatively young and energetic First Secretary, Gorbachev. He had
plans and published them. He wanted “glasnost'”, c. transparency, “perestroika”
or rebuilding of State, and prohibition of alcohol. He got lip service for the
first 2 and not even that for the third. As a step of rebuilding, the Head of
State was renamed as “President of USSR”, he was elected by some 99 % as such,
but killings already started between Azerbaidjan & Armenia. Then Central
& East European dependent states started to go over to USA and/or Western
Europe, and even the 3 Baltic states were in open
revolt. There Soviet military, with the approval of Gorbachev, killed some 13
Lithuanians, but that was not enough. So in the middle of August, BP 21, a coup
d'état was performed. The President was kept in home arrest. The coup was
laughable, the second man of the coup later told in court that he did nothing
because he was continuously total drunk, and a leader of Russia proper,
Yeltsin, plotted with regional leaders to dissolve the USSR. After a few days
the coup broke down, Gorbachev became free, but USSR broke down in weeks. So
Gorbachev was the first and last President of the USSR.
This is the proper way of governing
a modern declared communal society, but not the only one. In North Korea the
third generation of father-son succession is just being installed, and Rumania
under Nicolae Ceausescu planned the gradual investment of his single true son,
Niku, but the father was massacred in December 1989 by the military (it was
formally a military court decision, but I watched the “trial” on TV, and the
decision was ready before the trial and was performed with machine guns).
In Hungary, not a communal society
only occupied by the USSR, the last Communist Parliament made lots of
constitutional changes in 1989-90, and elections happened exactly in the normal
time. More Western European countries, never communal after Charlemagne, may
have seen bloody dictatorships in the last century, but more or less in was
clear who was the boss and why. I think the analogons of Mycenaean Greece in
our time are USSR, North Korea or something in between, without clear and
established Property, formalised Politics and such.
We cannot really know about power
struggles in LH IIIC Tiryns, but surely they existed. Greek mythology is full
with vendettas and other murders, and our knowledge about Mycenaean religion is
scant. Even if the names of gods are familiar, their commands and morality are
not. Zeus might have forbidden regicidium, female adultery or treason even in
1200; but from the myths the general impression is that He did not punish
heroes for such behaviour in many cases.
So much about Butler. He assumed
not only Victorian morality in 1178, but also British Property Law and
constabularies at 3200 BP. As for the way of government & administration we know more but not
enough. It seems that before the Fall of Troy the wanaktes were somehow
“bigger than the other mortals by head & shoulder”. They, e.g., descended
from gods. Still, mythology “records” cases when the wanax was killed by a hero
without divine punishment. And for the last century, after the Fall of Troy, we
know very little. Palaima could recognise the name of the last Pylian wanax,
Enkhelawon, but he is absent in the tradition and his opinion is that he was a
homo novus; and we do not know how the Neleids lost the Pylian throne. The best
post-palatial site is Tiryns and there Maran's excavations show that a body
governed under a Head, whose authority was not such established as in LH IIIB.
Homer tells us that in 1178 the Pylos Palace is still unharmed and Nestor is
single ruler, even if present-day archeology doubts it, and that Menelaus is
Wanax of Sparta, but his followers are much more independent than in the Good
Old Days, more or less in the Tiryns way of life, but also under the old
pre-Troy leader.
4.7. WANAX, LAWAGETAS,
KHAGAN, BEG, AND THE MYSTICAL "DUAL KINGDOM"
There remained a
single but very important problem before Part 4 is finished. Namely, there is
some anomaly about wanax & lawagetas. We can start from: where is even a
single lawagetas in Iliad & Odyssey? I will use in this Chapter Refs. [43]
& [44] extensively, so will not repeat the References.
The lawagetas seems to
be the War Chief. If so, they should appear in Iliad, but there is no lawagetas
there. An explanation, on which I can only laugh, is that "lawagetas"
is 4 syllables, so it is hard to form hexameters with it. See Palaima himself
in [33].
Or, if any prosodic
problem would have arisen, the military leaders would have appeared under an
alternative title. The military leaders of the Greek kingdoms cannot leave out
of the Trojan War.
No doubt Wanax
Agamemnon could go into war and somebody takes care of his armor. Later Wanax
Enkhelawon of Pylos had a personal armorer called Atukhos. Still, Atukhos seems
to have been an insignificant guy. OK, the wanax' armor is ready; but the real
fight, in the spirit of the recent majority opinion, was done by Lawagetas
Wedaneus. At Troy Agamemnon cannot be the lawagetas of Mycenae; he is wanax
andrôn. But then?
Well, of course I do
not know the answer. But I have
ideas. I list a few.
Solution 1: No military
lawagetas in 1190.
The lawagetas may have
been an important office, but originally was not military. He was organizing
the common works, for example, and had no temenos. During LH IIIC more and more
wars and other disturbances happened and the lawagetas got an exceptional
position just under the wanax, so Wedaneus was comparable to Enkhelawon in Pylos c. 1100; but not yet in 1190.
Indeed, [5], [39] and [43] cite the same single tablet for two temenoi, one
third of the other. You should not generalise from a single date for whole Greece
and for centuries.
Solution 2: The institution
of lawagetas was not pan-Hellenic
Maybe some kingdoms
had a strong military-minded lawagetas, but not all of them. E.g. Mycenae, with
a young wanax, did not need one, but old Nestor of Pylos had one; simply his
name was forgotten, or he is in Iliad but under a different title.
Solution 3: The Arabic Way
In present decades
some Arab states prefer a way that there is a ruler, while one of his sons
(maybe the Heir Apparent) takes the post of Prime Minister. Now, if so, then
maybe under Troy Laertes at home was the Wanax of Ithaca and Odysseus at
present the Lawagetas of Ithaca. But the tradition forgot the title since in
Odyssey Laertes is weak and old.
I do not believe in
Solution 3, because then Laertes still wanax in 1178, and then he cannot simply
retire to his country house. Still the situation is anomalous: it is absurd to
assume that Laertes retired from being wanax just when Odysseus started to
Troy. This question may remain unsolved until we know more about the wanax
ideology.
Double Kingdoms are
not rare. One was the Khazar Kaganate. The Khagan was so sacred that people did
not dare to look at him; so he seldom went outside and then a big golden
Sun-disc was carried before him. In the meantime the beg
managed the state. If the Khagan became feeble, he was killed (tell
non-Khazarian sources), because the fertility & prosperity of Khazaria were
maintained by and through the Khagan; he had special contact with the spirits.
Now, this is almost
exactly Palaima's suggestion for the wanax ideology; see the details in
Appendix A. If so, Laertes already could not be wanax, but there was nobody to
transfer the title to.
Another
kinds of Dual Kingdoms is the Nepalian model. There the ruler was a
maharaja-hiraja (descended from God Indra) while the routine activity was led
by a simple maharaja helper. Then for more than a century a strong maharaja
made his office also hereditary. In Japan in the last 900 years the tenno was
not interested in the routine, with the exception of a few, but very important
tennoes.
Finally, let us see
Hungary. When Magyars arrive at the Carpathian Basin, Arab & Persian
sources write about their Double Kingdom. So historians are looking for it, but
unsuccessfully. But during the Communist decades Hungary realised a Triple
Kingdom. There was a Head of State; the President of the Presidium. He was a
weak figure but his ceremonial activity was needed. There was a Prime Minister,
governing the routine work. And there was a First Secretary of the Only Party,
governing the Prime Minister. This model worked for 40 years.
I believe that Double
Kingdoms are in general ephemeridal (albeit Japan is an important exception).
Exceptionally strong Second Man with a weak Supreme boss may start such a government,
but it may easily cease as well. So maybe sometimes the lawagetas was able to
get a temenos, at other times not.
Aristotle in the Athenian Constitution [23]
preserves an interesting point of ancient tradition about the Athenian state.
He tells that the first three magistrates were the King, the Polemarch and the
Arkhon, in this sequence. Kingdom existed from "ancestral antiquity",
and until Medon or Acastus the King was the ruler. Next came the Polemarch,
which office was created if "some of the kings proving feeble in
war"; Aristotle mentions Ion as such Polemarch, and for later
pre-Draconian times he believes it to have been a regular office. And then,
with Medon or Acastus the holy aspects of the Kings were performed by a Head of
State, but the secular office of Kings was transformed into Archons; and with
Medon the line of life archons continued smoothly in the royal family.
Let us see the
chronology. According to Late Antique common opinion Ion was second cousin of
Pandion II (see Table 4 earlier). In Eusebius Pandion II ruled from 1307 to
1282. At the Parian Marble Pandion II is mentioned at two entries, at both the
numbers are damaged, but the first is probably 11X where
35<X<0 and the second is probably 1062; both in the
relative chronology of the Parian Marble. Readjusting again the chronology
of the Marble to get 1184/3 for the Fall of Troy the first would be between
1373 and 1339 and the second 1301. So probably Ion took the office of Polemarch
in the second half of XIVth century. Finally, Medon, the first
lifelong Archon starts in 1069 according to Eusebius and a few years difference
is at most in other Late Greek historiographers.
It seems that in
Mycenaean times Aristotle's King was the wanax and his Polemarch was the
lawagetas. But then what is old Laertes? I do not know; but some 850 years ago
the Japanese produced Retired Emperors regularly. During the Taira Civil War
Retired Emperor Antoku was drowned in a maritime battle. He was 5 years old.
Let us again take Item
31(152) from [39]:
Wa-na-ka-te-ro
te-me-no. To-so-jo pe-ma: GRA 30. Ra-wa-ge-si-jo te-me-no.
GRA 10. Te-re-ta-o. To-so
pe-ma: GRA 30. To-so-de te-re-ta: VIR 3. Wo-ro-ki-jo-ne-jo e-re-mo. To-so pe-ma: GRA
6.
C. 1100 in Pylos Wenadeus lawagetas has
almost the honours of Enkhelawon, the
wanax. But only the honours. He has a temenos. But
only so much land as the average telestas. I think the importance of the title
lawagetas is exaggerated.
PART 5: ON THE
HISTORICITY OF THE ODYSSEY AND OF ITS HEROES
5.1. CLASSICAL GREEKS ABOUT
THE AUTHOR OF ODYSSEY
For Classical
Antiquity the author of the Odyssey was Homer, who was generally a well-defined
person, even if different historians identified him differently. (We would tell
that this was so because a whole sequence of aoidoi, maybe from the Homerid
clan, formed the text for centuries; and surely the text seems
to be composed of blocks and in hexameters old lines are often reused.) The
person was mainly put into Aiolis or Ionia; in Classical Antiquity seven cities
were mentioned as his birthplace, the most popular 3 having been Smyrna, Chius
& Colophon. In Classical Antiquity literary experts and historians
obviously used various literal traditions, so not only his birthplace but also
his father varied. Also the origin of his name;
the idea that the name "Homer" comes from an Aiolic word "blind" is old. There are sometimes quite
mythic ideas that his father was a river god (e.g. of River Meles) or that his
mother was a water nymph. But he is generally a solitary man, from Dark Age,
his texts then being maintained by the Homerids.
But there is also an
interesting tradition, preserved in a Latin ms. from the time of Emperor
Hadrian. Some experts argue that a part of the text goes back even to the
sophist Alcidamas of IVth century [2]. The text is called
alternately as Certamen, or The Contest of Homer and Hesiod. For any case the
extant text of the Certamen tells that Emperor Hadrian asked the Pythia who was
Homer, and the seeress answered that he was the son of Telemachus & Epicasta,
daughter of Nestor of Pylos.
As for the time he
worked, Herodotus put him 400 years before Herodotus' time [46], so into the
middle of IXth century; and see the Parian Marble, renormalized here
as told in Chap. 1.9, giving 882. This might have been the majority opinion,
but if the Pythia was right, Homer lived in the XII-XIth century.
Even this earlier date is marginally conform with the
transmaritime traditions: a rudimentary Aiolis existed in 1100, Miletus was on
the Eastern shore of the Aegean from Late Hittite times, and the Ionian exodus
started in 1052 according to Eratosthenes.
So for the
overwhelming majority of Classical Greeks Homer was historical. ?He may be non-historical for lots of Modern historians; but
Eratosthenes was 800 years after him accepting the longest chronology while we
are minimally for 2700. Also, in the times of the Alexandrian Library (whose
senior researcher was Eratosthenes) already scientific/scholarly criticism and
community already existed; so the datum is not simply a guess of
Eratosthenes.
5.2. ODYSSEY PATCHED
TOGETHER BY AOIDOI
We now generally
believe that the Odyssey was a work of subsequent generations of aoidoi, mostly
on the Eastern shore of the Aegean and on islands nearby. For Classical Greeks
this would have been almost a sacrilege; but in a weaker form the idea was not
impossible for the Alexandrine scholars. They compared the written texts of
Iliad & Odyssey, and found differences. Now, they knew only myths about the
origin of the Greek writing, but they did know that originally the text was
maintained orally and the written texts go back only to c. 550. So they assumed
that behind the different written texts there were diferent oral traditions, so
the extant text was being formed and reformed by aoidoi for centuries. They
excised the probably late lines and marked dubious ones.
We now believe in more
substantial alterations in the Iliad, and for Odyssey, we believe in blocks
patched together. So, for example, the "Nekyia", a great part of
Canto XI, may have been originally quite independent.
Indeed, in real time
the Odyssey narrates c. 40 days from the Island of Calypso, maybe in the
Western Mediteranean, to Ithaca [11]. The other stories are stories which
Odysseus tells during these 40 days. Anyone could have inserted a new story.
If we accept both
Eratosthenes [18] and Ref. [11] (which are at least objective works, not
literary critisism), the odyssey of Odysseus was 5 years, not 10. The 10 is for
symmetry with the Iliad; so you may expect lots of interpolation indeed. And
see at the Cyclic poems. (Strictly speaking, Iliad
& Odyssey are also in the Cycle. There are 6 non-Homeric poems in the Ycle,
from 5 non-Homeric authors, see Table 8 at the end of this Chapter.)
It seems that the Cyclic texts were known for Classical Antiquity and became
lost either in the Dark Ages after Antiquity, or maybe somewhat earlier when
scrolls were replaced by codex-type manuscripts. The neglect of the financial
problems of the Alexandrian Library after Ptolemy VII did not help either.
However synopsises are extant, and Virgil uses them intensively in the Aeneid.
They are as extensively discussed as it is possible from fragments in [2] and
go very briefly as follows, mainly after Proclus' synopsises
The Cypria (by either Stasinus or Hegesias,
but let us accept the first for definiteness' sake) tells the things just
before the Trojan War, most definitely the "abduction" of Helen. It
narrates the two assemblages of Greeks in Aulis, with the sacrifice of
Iphigeneia, and Artemis stealing her from the altar. It ends with the Cryseis
affair and a Catalogue of Trojan allies, so smoothly going to the start of the
next one.
Which
is no other than the Iliad.
The Aethiopis of Arctinus of Miletus tells
the last but one stage of the Trojan War, from the arrival & death of
Penthesilea, Queen of Thracian Amazons to the cremation of Achilles, and the
argumentation of Odysseus & Aiax, after which Aiax kills himself.
The Little Iliad of Lesches of Mytilene (or Pyrrha) starts with the above mentioned
strife of Odysseus & Aiax, tells lot of nice
stories about Odysseus, including his secret negotiations with Helen, and the
Woodden Horse. It ends just before the Fall of Troy.
The Sack of Ilium by Arctinus of Miletus
starts when the Greeks apparently sail away, leaving the woodden horse on the
shore; the Trojans take it into the city, Aeneas leaves with his followers to
Mt. Ida, Sinon signals to the returning Greeks, and "iam ardet proxima
Ucalegon", as Virgil writes. Troy falls, the
Greeks exterminate the male members of the royal family plus Polyxena, former
bride of Achilles, and take the womenfolk as captives. Menelaus takes home
Helen.
The Returns by Agias of Troezen tells the
returns of Greek leaders, excluding Odysseus. It ends with the return of
Agamemnon, his murder, the vengeance of Orestes; and finally the homecoming of
Menelaus & Helen.
Here comes
chronologically the Odyssey.
And
finally the Telegony of Eugammon of
Cyrene. Odysseus goes to a wandering prophesized by Tiresias in the Nekyia
(Od. XI) until he meets
somebody not recognizing an oar. Then he might go home; but he does not, and marry Callidice, Queen of Thesprotians. Later he returns to
Ithaca, but is incidentally killed by Telegonus, his son by Circe. Then Circe
makes some rejuvenation magic, Telemachus marries Circe and Telegonus Penelope.
(But Scholiast Eustathias mentions Calypso as mother.)
Now observe that the
stories are not in contradiction with Iliad & Odyssey, even if the emphasis
is different and the Telegony is hard to be reconciled with Zeus' promise in Od. XXIV, 483. Hence lots of
experts now assume that they are the newer, written into the holes of the two
great poems. But let us see the ancient opinions. They vary, but for
Alexandrine times a kind of consensus arrived. So:
Poem |
Author |
Florebat: |
Note |
Cypria |
Stasinus |
850 |
1 |
Iliad |
Homer |
882 |
2 |
Aethiopis |
Arctinus of Miletus |
776 |
|
Little Iliad |
Lesches of Mytilene |
660 |
|
Sack of Ilium |
Arctinus of Miletus |
776 |
|
Returns |
Agias of Troezen |
740 |
|
Odyssey |
Homer |
1100 or 882 |
3 |
Telegony |
Eugammon of Cyrene |
568 |
|
1 According to Tzetzes
Stasinus, son-in-law of Homer finished Cypria from a material given him with
the bride of dowry. This, and the Parian Marble, gives the datum.
2 Parian Marble
3 The first datum is from
the Certamen (as the Pythia's opinion.)
Table 8: The Epic Cycle
Now, the Cyclic authors
others than Eugammon give lots of details from before, during, and just after
the War, but (at least according to Proclus) not about Odyssey. The Telegony
seems to give details about Odysseus not in Odyssey; and he may have connected
non-Odyssey tradition about Odysseus [1] but not the anti-Penelopean stories of
[9]. So we may seem some traces of various Dark Age Cantos about Odysseus; some
collected into the Odyssey, some not. As for the Iliad, it is clearly a
patchwork, but this belongs to the next Chapter.
Homer occurs twice in
Table 8. This is so, because it is not obvious that the proto-texts were not
independent.
5.3. TROY
As for the historicity
of Troy, we may be positive. Troy was excavated by Schliemann, it was
demolished by fire &c. Earlier layers show
demolitions by fires or earthquakes. It is not impossible that its previous demolition, is the one which the tradition assigns to
Heracles and puts into the childhood of Priam, old during the Troyan War.
So
far, so good. But obviously Iliad's Troy is much larger than the
archaeological Troy. At a point Iliad mentions 50,000 defenders, which could not have been even quartered in the real Troy.
Poetic exaggeration is always possible, but here the exaggeration is absurdly
extensive. See also the 10 years of the siege for so small a fortress. But
there is a way to preserve "the essence"; not the literary/poetic
one, but that a transmaritime expedition happened, for ~10 years, and finally
the Westerners won it, but with great losses. I immediately draw a crude
picture of it, but first let us discuss more signals for a patchwork.
E.g. the weaponry
obviously comes from different times. Figure-8 shields appear together with whole-body
shields and with (round?) bossed shields. Chariots appear as regular war
"machines", but chariot tactics
is nowhere. Except for a command of old Nestor the chariots are simply
vehicles, carrying the Greeks from the shore to the battlefield; there the
heroes step down. Some heroes are shown by moderns to belong to other stories
not extant now. There is no mention of the Hittite Empire expiring just in the
years of the Siege of Troy not far away. And so on.
Well, this is just as
we expect if the story was patched together after centuries of turbulent times
and great changes. A story about the last great and
victorious adventure of the Good Old Times. Nobody anymore remembers the
details, and the aoidoi repeat quite well formed lines of half-forgotten
stories. Surely the Iliad is a patchwork.
But
what about the size of the real Troy? There is an alternative. Either
the Greeks were not in contact with Troy for decades after the Iliad,
completely forgot the dimensions, and absurdly exaggerated a raiding expedition
against a small fortress, or Troy was simply a fortress in a key position but
the expedition indeed was substantial.
The first horn of the
alternative can be easily ruled out. The general area of Troy was already in
Aeolian hands less than a century later; and nobody seriously doubts the
Aeolian connections of the author of the Iliad. Even the language contains lots
of Aeolisms, even if its dominant layer is Ionian. If one was even minimally
interested in Troy in 1000 or 900, he met some Aeolian and asked him about the
locus. However the second horn is hopeful.
50,000 defenders are
impossible in the real Troy. However Iliad mentions various actions not at
Troy. The Greeks take "cities" (of unknown sizes),
take captive women, treasures and so. Both Briseis and Chryseis are taken in
such actions. Not only Cypria but Iliad as well mentions lots of Asians &
Thracians and so. Both Briseis and Chryseis are taken in such actions.
5.4. ODYSSEUS
As for the Odyssey, it
does not look as a patchwork, but it is be such. No clear greater anachronism
is seen. Of course the palace economy is hazy. In Ithaca we do not know what
really was the palace economy (and wait for the next Chapter anyways); but
surely Nestor's Palace in Pylos should have been more grandiose than described
in Odyssey; but this may be simply a simplification. The Palace of Alcinous may
quite be an idealisation of a Palace of Mycenaean Greece even if Scheria is not
a real place. Some adventures are clearly fables, of course. Scylla & Charybdis
may be allegories of the Messina Straight, with its serious ebbs & tides,
giving a theoretical problem to Aristotle almost a millennium later [23]. The cyclopes are clearly sailors' stories and no doubts, were
taken from a lost poem. The Sirens near to Naples are from another fable or
myth. A great part of the Odyssey is stories which are told by Odysseus to
various listeners; and we do know that Odysseus often lies. (Jaynes would tell:
he already can lie. In Od. XIII, 287 Athena
reacts very positively when Odysseus can) To be sure, according to our present
knowledge there is an anachronism in
a false story. At Od.
XIX, 177 Odysseus tells a story as Castor Hylakides, the Cretan, and describing
the population of Crete mentions 3 Dorian tribes. Now, we do know that Odysseus
is just lying. But even in a lie, he would not mention Dorians on Crete, 74
years before the Return of the
Heraclids. Line 177 is surely a bad historical knowledge well after 1104. (Or
is here something connected with the Doric Mystery? I do not believe in this
solution too much but I mention a possibility in App. E, with the discussion of
3 Doric phyles before even the Invasion.)
However Canto XIX,
Line 177 is "not important from the viewpoint of our topics". We are
here not interested in the details of the Odyssey, but in the "global
picture". from the viewpoint of social changes,
Coming of Iron & such the "esssence" of Odyssey is: the Wanax of
Ithaca went into the Eastern War c. 10 years ago and there are no reports about
him. Then he arrives from the West without (or: with only a few) followers, and
kills the basilei looking for the Throne and his wife, Penelope; and this
happens (± a few days) on April 16, 1178 (Julian calendar). This core story may
be true or untrue, independently of the stories about monsters with six canine
heads or with singing females with birdie legs mentioned by the hero earlier
during feasts. If the core story is more or less true, then Odysseus is
historical.
Then first let us see
the datum. That comes from astronomy: a total solar eclipse happened at that
day, near to noon, on Ithaca. Maybe it was observed on a few nearby islands
too, but on not many: solar eclipses have narrow strips of totality. No other
total solar eclipse happened on Ithaca for ±150 years. Greek astronomy was
unable to predict total solar eclipses until c. 400, and total solar eclipses
definitely were not recorded in the Dark Age. As far as we know in Greece such
records did not exist even in Bronze Age; and the Bronze Age records were unreadable
later anyways. Merely a total solar eclipse without details may have been
orally preserved as an omen; but only if something
important coincided with the eclipse.
Aoidoi centuries after 1178 could have patched together a
fabulous and interesting adventure story and could select a name for the hero;
but not with a total solar eclipse on a possible year and in a good season.
In the last years
Litsa Kontorli & Th. Papadopoulos
excavate on Ithaca at 4 hopeful sites of which one has the inspiring (but of
course not in itself serious) name "School of Homer". In 2005 a clay
tablet was found with the Linear B sign 09, which is "-se-" [47].
(Well, it is also -se- in Linear A and Cypriote; the sign was originally
probably a trident.) Later reports tell interesting news about a 3-story
substantial building (Odydsseus' Palace), used from Middle Bronze to Roman
times or try to interpret the tablet. While I saw only redrawings, a
composition with terrible lack of any perspective seems to show a man tied to a
mast, around with a monster composed from an octopus and a mammal head (which
is interpreted by somebody as Scylla), a half-man, half-pig (which is believed
to be a companion turned by Circe into a pig) and a half-bird, half woman
(which may be a Siren, especially because in Classical Greek she would be
Seiren, so in Linear B se-re or se-ra); as if the drawings would
illustrate Odysseus' travels. Well, in 2005 the tablet was mentioned [47] as
"badly-preserved", we should be rather cautious; but at least the Linear
B sign is not out of context.
And in addition there
is the local cult of Odysseus mentioned in Chap. 1.6. I would tell that the
historicity of Odysseus has good odds.
5.5. AGAMEMNON
Agamemnon in the Iliad
is Wanax of Men, Lord of Mycenae, High King of Mycenaean Greece, High Leader of the Greeks in the Eastern War closing in
1183. This of course does not prove historicity.
He is also father of
Orestes, Electra, Iphigenia/anassa & Chrysothemis.
But neither he, nor any of the children is attested on contemporary tablets,
statues &c., so this is also not a proof. Of course no statue inscriptions
were ever found from Mycenaean times, and any clay tablet inscriptions
mentioning Agamemnon would have destroyed on the command of Aigistus &
Clytaimnestra in a day after killing Agamemnon; but there is still no proof.
Everybody in Classical
Antiquity regarded Agamemnon as historical (see e.g. Aristotle's On Marvellous
Things Heard #106), but this only means that everybody believed him historical.
However a Hittite King
mentions an Attarsiyas of Akkhiyawa or something such. This is surely Atreus
the Akhive, and this is a text contemporary to the respective Atreus. And in
all the myths Atreus is the father of Agamemnon & Menelaus. So Atreus seems
historical, and he had descendants. So it seems that in c. 1190 Mycenae had a
wanax whose ancestor was Atreus, and why to search for another name than
Agamemnon preserved in tradition. Of course myths are myths, so it is not sure
that he was the son; he may have been, say, a grandson.
Agamemnon’s son
Orestes, Wanax of Mycenae &c. is abundant in mythography. However let us be
careful. Greek mythography has evolved into two modern disciplines: our
mythography is about deeds of gods (be they real or imaginary according to the
opinion of the modern scholar), while the other part is History (invented or
real, maybe interpolated for political reasons too). A good example is Iosip
Vissarionovitch Dzhugashvili (1879-1953), bloody tyrant and Chief Secretary of
the Communist (Bolshevik) Party of USSR for decades. He is surely a historical
person. But some deeds of him may have been invented for political reasons.
E.g. he may have been the natural son of an Ossetian merchant (indeed his
mother was the handmaid of such a one), but there are no records for the
paternity, and the official parent was Georgian; First Secretary Dzhugashvili
(in the Movement Stalin, from stal', steel) was vehemently against the idea and
the poet Mandel'shtam perished in a camp in 76 BP for disseminating the idea of
Ossetian descent (and you can look at the present Ossetian-Georgian relations
to understand the previous sentences). Or; before the XXth Congress
of the said party hundreds of stories of his magnifience were the parts of
official Soviet history; they were purged after the said Congress. Also there
were probably-sounding stories that until 1936 at the visits of important
Western delegations co-nationalist Ordzhonikidze personated Dzhugashvili being
taller and generally more heroic-looking. (And then Comrade Ordzhonikidze
suddenly died, details doubtful). So inventions in the
details do not rule out the historicity of the person.
However his official
birthday is 21st of December. Now that is the Winter Solstice. Lots
of ancient Sun Gods/Goddesses were born/rejuvenated on such days, and lots of
sons of Them were born then. So even if I. V.
Dzhugashvili was not declared Sun God (he originally being a devout Christian
of a sort, and later a devout Atheist), the detail of his birthday is now
Theology. (And indeed he was in official history not only steely but bright
&c. too; something "as the Sun" for the Soviet peoples and the
oppressed masses abroad.)
5.6. MENELAUS
First see which I told
about Agamemnon. Of course, myths abridge and simplify, so he may have been not
the brother of Agamemnon, but for example a cousin.
In
the State of Laconia Menelaus had state cult. Votives were found in the
excavations of the Menelaion at Sparta [6]; more to Helen than to her husband;
no surprise, Helen, real or a Moon-goddess, was believed to be daughter of
Chief God Zeus.
5.7 ORESTES & SONS
Orestes is the
brightest hero of a lost cause in Greek history, son & avenger of the
murdered Agamemnon; Wanax of Mycenae but ousted by a revolution (or what),
fleeing from the Erynnies until Athens (this is surely Athenian propaganda),
marrying Hermione, daughter of Menelaus, so inheriting Sparta too. In later
years he is mentioned in Arcady (which became, as we know from dialectology,
the last refugium of Akhives on the Balkan); but also in connections with Elis,
Thebes, and most importantly, in the Aolian Exodus.
According to any
Ancient Greek text extant, Agamemnon's rightful heir and avenger was his som
Orestes. While some details may be interpolations & inventions of later authors,
if Agamemnon existed, he should have children. I personally have doubts that
the name was originally Orestes. That name seems to mean something
"mountaineer", and refers probably his later connections with Arcady;
the question will be discussed in Chapter 6.4.
Muzaffar Demir, from Muğla University,
Turkish, so the rightful recent champion of the Aiolian Cause, wrote the story
from Asia Minor's viewpoint [48]. The majority of the story belongs to Chap.
6.4 and will be told there. But I cite here a sentence of him: "In view of
the above mentioned sources [Apollodorus B.2.7.8; Thucydides 4.134; Herodotus
1.67-8; Diodorus 9.36.3; Velleius Paterculus 1.1.3 and Pausanias 1.33.8,
2.18.5, 2.31.4, 3.1.5, 3.3.5, 3.11.10, 3.16.7, 7.1.7, 7.25,7, 8.5.1, 8.5.4,
8.34.2, 8.54.4. Note that these authors, maybe with the exception of
Apollodorus, were historians. B.L.],
though one could question, but not definitely say that Orestes was not a real
figure within the politics of the Mycenaean World despite the fact that, as in
the case of any Meycenanen [sic!] hero some mythical aspects are attributed to
him”. [The sentence is rather convoluted, as Uralics and Altaics tend to form
them, including me; and we form the emphasis also in quite different ways
because of our free word orders so an emphasis of ours does
not always come clear for an Indo-European. The responsibility is of
course completely ours in such cases; but still the English language has its
shortcomings compared to our ones.] Now if Herodotus, Thucydides, Diodorus,
Pausanias, Velleius Paterculus & Demir regarded Orestes as historical, I do
the same.
However the name is
worthwhile to discuss. The 3 or 4 sisters of Orestes have names fit to
wanassas: Iphigeneia/Iphianassa, Chrysothemis & Electra are grand names. Orestes
on the other hand seems to mean "of the mountain" or such. Surely
Agamemnon would have given a grander name to his probable successor. It looks rather a
nickname or a nom du guerre. Something is still ununderstood here; but this
argues for historicity. To an
imaginary figure in a legend surely a grander name would have been given.
5.8. NESTOR
Nestor also is not
attested in contemporary texts; but let me repeated: Mycenaean texts mention
proper names only for annual inventories. It seems that the tablets were
inventories, tax records & such, they were on raw clay, and were not turned into permanent. (I cannot imagine
why.) Only total destruction preserved the tablets by fire, so the records of
the last year are available. While Mycenae burned repeatedly, we cannot be so
fortunate in every city.
Immortals may be well
attested, because their temples are long-living. But in Pylos we know only the
last wanax' name is preserved in the final fire: c. Enkhelawon. (And his
lawagetas is Wedaneus.) And there is no chance for him to be the son of Nestor.
We return to this question in Chap. 5.10, but let us see the Classical Greek historians.
According to
Eratosthenes the Fall of Troy is 1183. According to Eusebius, a descendant of
Nestor got the Athenian throne in 1127. According to Thucydides the
Thessalians' migration to Boiotia is 1124; but this two data surely coincide
since Prince Melantheus won in
a duel against a Boioian/Thessalian chief somewhere in the neighbourhood of the
border of Boiotia & Attica, and it is hard to imagine a major attack
against Attica with a still unconquered Boiotia left behind.
The two data can, however, be
approximately simultaneous if we take into account a chronological convention
of the Classical Greek historians. For events after the first Olympic games they counted forward but often only
for a 4-year period between 2 games. Now, 1127 & 1124 are nearer to each
other than 4 years, so they were virtually the same negative Olympiad, so
historically simultaneous. And obviously these pre-Olympiad data are only
approximate.
This dating will be crucial, but the
3 year controversy is not important. Namely, Enkhelawon at the
destruction of the Pylos palace is very probably not a Neleid, but also, it
seems as if in 1127/4 Prince Melantheus could aspire to the Athenian throne
even against the ruling autochtonous Athenian King (wanax). Even without
knowing the details, this story has any sense only if in 1127/4 Melantheus
belongs to a dynasty of a strong, organised and far enough state. Then the
Neleids in Pylos were deposed later between 1124 & 1104, maybe in the very
last years. 3 years do not matter, but it is important that the Palace of Pylos
stand still in the 1120's.
OK, recent archaeologists do not
like this, mainly because the ruins of the Pylos palace practically do not
yield Postpalatial/LH IIIC finds. We return to this in Chap. 5.10. Of course it
matters not too much if in 1178 still old Nestor was the wanax, or he was dead
and a son of him ruled the state; the age of Nestor may be a nice literary
topos. But the ordered succession of the Neleid line, if happened, is
important.
5.9. OTHERS
I would rather doubt
the historicity of some “secondary” figures of Odyssey. Some of them may be
historical, some could have come from other, now completely lost, compositions,
and a few can be quite fictitious. Hexameters are not easy to compose, the text
evolved during the whole Dark Age, and it is not always easy to change names
when mora counting, syllable counting, accents &c. all count. I demonstrate
the problem only with one wanax: Neoptolemus, son of Hero Achilles.
Achilles is the real
protagonist of Odyssey's predecessor story, the Iliad. He is a young hero,
dying at the end of Iliad, so, if the Classical Greek historians were right, in
1184. If the war took 10 years, then it started in 1193, and then Achilles was
on the verge of being adult.
While 1193 is simple
algebra, the second half of the sentence is mythography. Namely, of course,
everybody can remember the story about the daughters of King Lycomedes of
Skyros. Well, of course, Achilles' mother was Goddess Thetis, and knew that if
her son goes to Troy, dies there. So she gave him female garb, named as Aissa,
and asked Lycomedes to keep him as one of his daughters. OK,
and he produced Neoptolemus with one of the real daughters, Deidameia. Then, after Achilles' death Neoptolemus joins
the Panhellene army, perfoms secondary class heroic deeds, then returns home,
thence goes to Epirus, there becomes wanax and when Odysseus massacres the
suitors of Penelope, Neoptolemus is the mediator preventing the vendetta.
Now, this curriculum vitae is impossible. Even if the Trojan War
took 10 years, at its last year Neoptolemus could not be older than 11. Too young for heroic deeds. In addition, when Achilles went
to Lycomedes, he must have been a young adolescent, otherwise he could not have
been shown as a maideb=n. OK, maybe he was adolescent enough to fertilize
Deidameia, so, say, he was 14. If we take everything in face value, then Achilles
was born in c. 1207, and Neoptolemus in c. 1194. Then
in 1178, when the suitors are killed, he is 16, and already King, not in his
paternal city Iolcus, but in far southern Epirus. This is highly improbable. In
addition, obviously the 10-10 years of the war and of Odysseus' Nostos are very
probably poetic exaggerations, as we explicitely shew it for Odysseus'
adventures at least.
The chronology can be
rectified in various ways. E.g. we may assume, that
Neoptolemus was the Epirote wanax, with no original connection with Achilles,
but in the Dark Age a quite unfounded claim of the local royal family was
accepted. Then such a Neoptolemus might have been historical; and then what?
And surely the sea
monster Scylla was not historical at all.
5.10. THE PROBLEMS ABOUT THE
LAST DAYS OF PYLOS
It would be necessary
to know the time of the destruction of the complex called "the Palace of
Nestor". We do not know if Nestor had lived there; the only wanax whose
habitation is attested on tablet is Enkhelawon, Last Wanax of Pylos, who tried
to defend it, unsuccessfully, against foreign invaders. Surely that was an
invasion, not an internal strife. Tablets tell us about the alert of Army &
Navy. The most tempting explanation for the invaders would be the "Return
of the Heraclids" rolling up the civilised realms of the Peloponnesus in a
short time, maybe in years according to historians of Classical Antiquity They
put it to c. 1104.
However we cannot
confirm this dating from, say, C14 of the charcoal of the
destruction, and I, as a physicist, do not expect such improvement of
radiocarbon methods in the near future. Let us see why not.
The accuracy of C14
ages is a much discussed topics. As you will see, I cannot give a final answer
to the question which demolition horizon is synchronous with the final burning
at "Nestor's Palace" in Pylos, even if the Pylos finds are abundant.
For this let us see first the problem in general.
Originally the C14
method seemed simple enough even if a precision measurement. Cosmic radiation transforms
some N14 of the atmosphere into C14 via a reaction
p + γ → n + e + ν (5.10.1)
The C14 abundance is small, but easily measurable; let us
call the C14/C12 ratio n0≈1.5*10-12.
The living organisms are c. in equlibrium with the environment, but after death
the ratio starts to decrease according to an exponential decay law; so in bones
&c. we find a lower ratio, depending on the time between the death and
present. Both n0 and the half life time is easily measurable in
nuclear physics laboratories (for the half life time now 5568 years seems the
best value) and the terrestrial atmosphere is a global reservoir; so the
archaeologist's task is to take a measurable amount of unadultered piece of a
bone or charcoal from the layer and transfer it to a C14 laboratory.
The method was first suggested in 1946, and a methodical check on 1000 - 4500
years old samples in clear historical contexts showed that the method worked;
the error at c. Mycenaean times seemed very roughly 150 years.
Then lots of
refinements happened. Let us write the results symbolically as
Age = tlab + b ± δb ± σ (5.10.2)
Here the first term comes from the measurement,
and the fourth term is the statistical
error of the measurement, decreasing
with the improvement of the nuclear technique. The second and third are the bias. Namely there are distortions too. The third term is for
taking into account our uncertainty
of the bias.
It seems that now
σ of the Mycenaean samples is well below 100 years; however together with
δb the statistical error is 100 years or greater. Let us see why.
In major parts b and
δb are connected with the changes (both in time and in location) of n0.
E.g. n0 is time-dependent. Cosmic radiation, and especially its
solar component, is known to be time-dependent (it depends even on the 11-year
cycle of sunspot number) but also n0 depends on climate, which
changes with time.
To see the reason of
temperature-dependence, a good amount of CO2 is dissolved in the
oceans. That is "old carbon", so C14-poor. But with
increase of global temperature water can dissolve less gas, so in the time of
rising temperatures some "old carbon" goes into the atmosphere making
n0 decrease. And so on. There are lots of such effects, summed up in
the bias. Some of them is still not understood, so it
is hidden in δb.
Ref. [49] summarized
the status of art about 40 years BP, when Mycenaean archaeology was already in
motion. Let us take thence a Mycenaean-age Egyptian
date. The reed artefact is connected with Ramses II (1290-1224). However
uncalibrated evaluations gave 1180±50, marginally still possible. Some older
artifacts, however, gave impossible dates.
Now, dendrochronology
helps to measure b(t).
If you have old enough living trees,
then you can count the tree rings, and in the same time can measure the
radioactivity in that ring. This in itself
decreases the Mycenaean ages by c. 250 years. Ref. [49] estimated the
combination of the third and fourth terms to c. ±100 ys about 1200.
However
as time goes by, newer and newer distortions are recognised. I mention
only one here, found by an all-Scandinavian group trying to C14 dating the last century of
the Viking presence on Greenland (600-500 BP). All dates were too old, except
an ox from Brattahlid, the farm of the Founder [50]. It turned out that
Greenland Vikings went over seafood, and seafood contains lot of "old
carbon" as seawater has. In a more or less historically dated cemetery
from 600-550 BP at Herjolfness [51] the wool garments gave 580±15 BP, but the
bones gave c. 1000 BP.
Pylos was an important
seaport, Mycenae was an inland city, and Knossos was a seaport on an
island. I do not expect C14 synchronicities amongst
them better than c. 1 century.
Now, at the end of the Chapter, let us
summarize the situation as follows.
1) The Pylos palace
was destroyed when Enkhelawon was wanax and Wedaneus lawagetas [52].
2) Enkhelawon expected
the attack and organised the defense.
3) Up to now no
physical methods can date the event better than "LHIIIC", and no
useful synchronicities have been found either.
4) While later use of
some parts of the Palace seem probable [53] [54], it seems that Enkhelawon
was the last wanax.
5) While Enkhelawon
may have ruled any time during LHIIIC, by definition he must have reigned
before Postpalatial.
6) Postpalatial is
believed to be sometimes in the second half of LHIIIC. Dickinson puts it [8]
tentatively to "1180/40".
7)
With a destruction at c. 1180 the Nestor story of Odyssey would be sheer
poesy. However this dating is improbable. Even 1140 would be slightly too
early. In 1127/4 a Neleid prince from Pylos has still enough influence to be
King in Athens. His enthronement in Athens not necessarily marks his ousting
from Pylos either: in Iliad & Odyssey Nestor has
many sons, so Melantheus may be a grandson of a son who never ruled.
8) Palaima discusses
orthography & grammar of Pylian scribes under Enkhelawon [52], and
identifies Hand 24 as probably "the personal scribe" of the wanax,
possibly from Sa-ra-pe-da. The home dialect of Hand 24 is the "Special
Mycenaean", not the Standard Chancellery language. Palaima has Polish
& Lithuanian roots. Both languages distinguish Dative & Locative;
Lithuanian even more than Polish has a full 7-case paradigm. Now, Palaima
detects confusion between Dative (-ei) and Locative (-i). During the subsequent
Dark Age Locative coincided with Dative, except a few Arcadian inscriptions
coming from remnants of Achaians. Palaima considers this dialect
"substandard" but his discussion leads to the idea that the dialect
of Hand 24 was more modern than that of the Palace. While I agree with Palaima
that this is not enough to believe that Hand 24 is "proto-Doric"
because the Dative takes the functions of Locative also in Ionian &
Aiolian, obviously Hand 24 is an uncouth countryside speaker; and if he is the
personal scribe of the wanax, then the wanax must also be too a homo novus.
Maybe Enkhelawon was the last effort of the Pylian ruling class to counter the
external barbarians. If so, then the Neleid lineage was indeed ousted but not
much before 1104. But of course this is a speculation, too hazy.
9) As told at the
beginning of this Chapter, it is tempting to believe that the Returning
Heraclids were the invaders. But then it was in c. 1100, and then there was no
Postpalatial Age in Pylos at all. And at the last year of the reign of
Enkhelawon, Last Wanax of Pylos, the tablets reflect working redistributive
economy.
10) As a Hungarian I
am familiar with working
redistributive communal societies. Of course that which I was familiar was not
optimal; still worked. Now, Schofield [55] detects shortage of tin already
before the Fall of Troy in Pylos: in Nichoria a workshop did not produce new
bronze by alloying but reworked old bronze. Indeed, rulers of subrecent
redistributive societies bw. c. 65 & 25 BP not
only lived together with shortages but regarded them as ideologically useful.
Of course Mycenaean rulers did not need this ideological support because then
no working individualist society existed as a competitor.
My point is that
“Postpalatial”, if we take the term in face value, is not a time period,
but an interval of the process going out of Bronze Age. LH IIIC Tiryns is
“Postpalatial”, because according to modern archaeology, the Palace had been
partly renovated, but obviously without true palace economy. So we may tell
that in Tiryns there was a Postpalatial, during LH IIIC, so between, say, 1180
& 1104. Homer tells something very similar about Sparta, even if there the
LH IIIC finds are doubtful. But in Odyssey Sparta is peaceful (with some
obscure mention of recent disturbances), and we are only 5 years after Troy, so
pottery styles did not have been changed. Then according to Odyssey the society
in Pylos is still the old one in 1178 and the palace is intact. Now, this
statement is not necessarily true, but at least self-consistent. If the palace
is intact in 1178, then the way of life, including pottery styles, do not have to
change drastically.
And, as told, C14
is a good dating method, but only non-physicists can believe a less than 40
years σ between two cities of different environs. Even with the improbable
σ=40 years the chance for a random fluctuation of 2σ=80 years would
have 5 % chance, small but not smaller than the mistake of all Classical
historians. My opinion is that present C14 cannot decide if the
Pylos palace was demolished in the post-Troy disturbances in, say, 1180, or in
the Doric invasion, say, in 1104. Of course, physics, archaeology, ethnography,
sociology properly combined maybe could...
5.11. AND WHAT MAY HAVE
HAPPENED DURING LH IIIC?
This Chapter is highly
uncertain, because of our present lack of knowledge.about LH IIIC history.
Almost nothing is certain in this short century; however it existed and still
belonged to Late Bronze Age. Reconstruction via mythology is almost impossible
because the main part of mythology is pre-Odyssey stories. Indeed, Graves in
the closing story of his "Greek Mythology" tells that Odyssey is not
a last myth, but the first novel. Some myths may belong to LH IIIC, since e.g.
Orestes is the younger contemporary of Odysseus and some other myths may carry
some details belonging to it; but the great heroes of mythology, Perseus,
Tantalus, Atreus &c. belong to earlier periods, if any. Even Heracles seems
LH IIIB1: in the stories the Late Bronze Age environment is undisturbed.
Classical Greek
historians performed a Herculanean task of removing inconsistencies and
patching together a chronology; but of course their material archaeology was
rudimentary as well as their social sciences. Until decyphering Linear B by
Ventris & Chadwick [39] and the (unechoed so undetected) Marxist reform by
Tőkei [5] everybody tried to think if essentially Iron Age terms, albeit
without iron.
Now let us see what
would be our task about LH IIIC, and what is the task whose
satisfactory fulfilment unfortunately has a small chance even now.
Everybody now seems to
put the beginning of LH IIIC to c. 1190 and the end to c. 1100. And this seems
quite reasonable. Erathosthenes puts the Fall of Troy to 1184-3 [18] and
Thucydides puts the start of the Doric Migration to 1104 [4]. The 80 years
between is mainly unknown and surely was full of turmoils. Even from Odyssey it
is clear that after the Fall of Troy the Mycenaean social order starts to
decay; and from the undated part of late myths as well as from the Oedipus and
Orestes stories we learn something about usurpations, raids &c. in Balkan
Greece.
As I told in the
previous Chapter, this 80 years is practically within
one standard error of C14 if we calculate both measurement errors
and biases. So we are left with relative chronologies, pottery, mural &
building styles and Classical Greek
historians; so we cannot be sure. And still: the 80 years have happened, therefore we should fill them in.
The expression of
Postpalatial Age used by recent historians expresses something important.
Surely the ancient age of heroes, remembered as e.g. the transient improvement
of the declining human nature just before Iron in Hesiod, at the end did go
down. With strong enough decline the old magnificient (or at least big) palaces
went to disrepair and finally maybe abandoned. However: when?
And
why? From Odyssey (and from some other Cyclic poems, unfortunately not
extant), it is clear that internal struggles started just after the Fall of
Troy. Agamemnon is killed, Aegistus usurps and child Orestes is smuggled away;
Odysseus' return takes at least 5 years and an attempt of usurpation waits for
him; Teucer emigrates to Cyprus and founds Salamis &c.
To be sure, this is
not yet the Arrival of Iron. Iron has not yet arrived at the Balkan, it is just
going to arrive, as was told in Part 2. That will be an important factor later
during the Submycenaean.
The calculation shown in Part 2
suggests c. 16 smiths in Greece in 1105. While this number is utterly
unreliable, it still demonstrates that in the eve of the Doric conquest
alternative weapon sources independent of wanakterial courts were no more
impossible.
I will return to the dialect of
Enkhelawon soon. But a coup d'état before 1104
does not mean "before 1124". These troubles are rather political troubles, maybe
in the troubled Anatolian situations the Wa tern tin
trade routes are also disturbed, and especially, I guess, the consequences of a
prolonged and at the end unsuccessful Asian adventure did not help either.
Of course, the Siege
of Troy was finally successful. But if you compare the remains of Troy with the
mention of occupied cities and the description of the Asian coalition in Iliad,
obviously the goal originally was greater and Troy was only a partial success.
Even at the end Troy is abandoned as well. The Black Sea route has been opened;
but it is then not used. It seems as if total exhaustion of the winner led to
troubles at the beginning of LHIIIC.
And, finally, how to live without palaces in Bronze Age Greece? Communities without centralised society could have not remained civilised beyond, say, 10 years. The reason is twofold.
First, land property was originally communal. We saw in Part 4 that there was no private
property of land in Mycenaean Greece [5], so serious agricultural problems
would have arisen when
State vanished from above the peasants. This is, however, an
arguable point. Maybe the wanakterial system collapsed but the basilees took
over and an oligarchy of them governed State. Then the Palace remained empty
(or was destroyed and not restored) and still Life went on, for a while, and
amongst internal chaos from time to time.
But, second, Tin was hard to get.
When State went away, the long-range merchants went away too, and there came no
Tin anymore. While reuse of bronze helps somewhat, a bronze society has her
death sentence without new tin. And Iron only started to arrive.
So even in Postpalatial Age society
could not have worked without palaces. While this seems to be a contradictio in
terminis, it really should mean a different State, with another way of
organisation, with smaller but still existing wanakterial power. Maybe a weak
wanax with a strong lawagetas (this we do see in Pylos under wanax Enkhelawon
although historians classify his Pylos as Palatial because the Palace is still
intact). Maybe not even under the title wanax. Remember Athens in next century
where after the self-sacrifice of the Neleid Codrus the ruling family separated
religious roles from secular ones and continued its rule as mere Archons for
Life [19], [23]. Or think about the various rulers in Europe after our First
World War when the material infrastructure was restored but there were
ideological crises and various movements came to power claiming the necessity
of reforming/upturning the old order and styling the bossman as Duce, Führer,
Caudillo (all meaning loosely Leader), or by more communal societies The First
Secretary of the Central Committee (even he was also called alternately Vozhd'
= Leader). Note Italy between First and Second World Wars where the traditional
kingdom with its ideology remained and simultaneously a Duce emerged
with high power. We do not know how „Postpalatial” bossmen styled themselves;
but surely this changed from state to state. It is even not necessary to
believe in the same social organisations bw. 1190
& 1100 throughout the whole Greece; in our semirecent history bw. The World Wars the old governing order remained in Great
Britain, France and a number of smaller states mostly Kingdoms (of which
Hungary was unique keeping the Kingdom ideology with an empty throne and with a
Governor until the throne was empty, definitely not with the same rights as a
King), while in Italy, Germany, Portugal, Spain and Russia individual tyrants
emerged and in smaller Eastern states the situation was simply liquid. Mutatis
mutandis, this may have been the situation in Postpalatial/LH IIIC.
As for individual states let us see
Pylos, Laconia, Mycenae, Tiryns & Athens, of which we have the most
information for this short century. Some information comes from mythology, some
from Homer and some from archaeology.
Pylos yields a great quantity of
archaeologic data including written texts. I have already discussed these, and
only repeat that there is no trace of serious ideological changes until the
final destruction of the Palace (this is seen from the Pylian tablets, not from
Odyssey), which seems to be caused by outsiders. I also have told about my
doubts to narrow down the uncertainty below one century, and the whole
Postpalatial does not seem longer than c. 50, maximally 80 years [8]. So there
is no archaeological evidence either for or against a Postpalatial Period in Pylos. (LH IIIC
finds are rare there.) On the other hand myths & Cyclic Odyssey &
Nostoi speak about the undisturbed LH IIIC reign of old Nestor, and Greek
historians speak about rule of the Neleid lineage for at least 2 more rulers.
In contrast, no myth or Classical historian speaks about Enkhelawon, last wanax
of Pylos according to modern archaeology, who surely was a homo novus [52].
As for Homer, he is exhaustive about
Pylos. The wanax is old Nestor who was under Troy as a fighter, and one of his
sons, Antilokhos, is killed there. In 1178 he is at home and Telemachus meets
him first at the seashore, making an old-style and peaceful hecatomb with 4500
Pylians. 6 living adult sons are mentioned by name, and one, Peisistratus, is
mentioned in Od. III, 400 with a
formula which seems to be a transparent rewriting of the lawagetas, the leader
of people. It seems that the Arabic system of Chapter 4.5 is at work in
Pylos, but the lawagetas is not a very important office because Peisistratus is
the only unmarried adult son. Canto III emphasizes the traditional and peaceful
rule of Nestor.
We know next to nothing from modern
archaeology about Sparta and the Palace of Menelaus, except that there were
some buildings in the neighbourhood. Homer in Odyssey sings about peace and
familial happiness of Menelaus & Helen in 1178; but the society seems as a
hybrid of Palatial & Postpalatial. Menelaus is rich and he definitely has
court officials as e.g. Eteoneus who is either a herold or an officer or both.
We hear about a great banquet too, but nothing about the throne-room, and then
the story continues in the „private flat” of Menelaus. And Od.
IV, 621-3 describes another banquet without a proper Palace economy; the guests
of the banquet bring in the animals, wine and bread.
The modern archaeology of Mycenae
started too early without advanced methods, to exact dating is difficult.
However lots of frescoes and hoards are extant; and mythology deals much with
wanakes of the city. Unfortunately Eusebius is equivocal [19]; he writes both
that Aigistus killed Agamemnon and that he ruled 35 years and Troy fell in the
18th. Mythology and Classical history both speak about the
usurpation of Aigistus, the vengeance of Orestes, the ousting of Orestes, the
return and his marrying Hermione, daughter of Menelaus & Helen. It is not
sure that all the stories are true; but later Aeolians honoured the memories of
Agamemnon & Orestes, so surely he was the latest great Achive wanax. It is also
sure that his rule was full of crises.
It seems that during these crises
Tiryns regained her own government. Mythology & Classical history is almost
silent, but modern archaeology is not, and Tiryns is almost the only explicitly
Postpalatial find [56]. (The other is Midea.) Tiryns
is well known because since the 80’s a methodical excavation supervises the
finds of c. 1910. J. Maran [56], [57] reports quite new results.
In Tiryns the palace (the Upper
citadel) had been completely destroyed at the end of LH IIB (which is roughly
the Fall of Troy, see Tables 1 & 5), as the nearby Mycenae, and as Mycenae
it also was rebuilt; but in a new way. The new megaron was built within the
ruins of the walls of the old one, but did
not have a hearth. The Throne got exactly the same place as in the old
megaron, but the entrance was new, so the throne was visible for the moment of
the entry. The new altar was erected in the place of the old one, but its form
was different. No frescoes were in the new megaron. Some rituals happened in
nearby rooms but at lower positions. There were no other substantial rooms on
the top level. The debris had been cleared away at points where it weas
necessary for processions &c., but otherwise it was left in unused rooms.
The Middle and Lower citadel, on the other hand, were more populous than
before. At the lowest level a very unpalatal lifestyle can be observed, with
individual bigger buildings surrounded by small ones. And so on.
Now Maran believes that he sees
signals of changed ideology/society. The throne is evidence of one individual
on the top; however the megaron is not a living place of the wanax, but a
“conference room”. No hearth, so no hearth ideology for the wanax (in mythology
supplicants sit in the ash of the hearth &c.). Separate rooms for ritual
deeds may mean that the wanax did not claim ritual holiness. The palace economy
was not restored; it seems that both
the chief men and the wanax were left for their own devices in their own
houses. And so on. (And I, with my experience in the least communal of the
really communal states before BP 22, and with the theory I learnt from Tőkei [5] can tell that the more
communal state the more grandiose communal works as e.g. building activity. A
really communal Tiryns LH IIIC would have cleared away all the debris.) And the Tiryns Hoard, found in the
December of 1915 contains gold, ivory, cups; but also unworked bronze and an iron sickle. The second shows that Tiryns still existed when Iron
arrived, but the iron sickle was still somewhat either exotic or expensive; and
the first indicates that tin was hard to acquire.
And note that the picture of new
Tirynthean life looks similar to Menelaus’ new life in the Odyssey.
In Athens society survived the
crises, but crises did happen. Myths, Classical historians and Marmor Parium all know about Theseus'
exile, Menestheus' coming into power, then Theseus' lineage regaining power.
Later, c. 1125 comes the last native Athenian Wanax,
Thymoites, who is, by some Classical historians, accused with fratricide or
slovenness, or both. He is replaced by Melantheus the Neleid, son of
Andropompus, „from Pylos”, and under the new dynasty Athens fights against the
Doric invasion. While she is successful, ideology changes.
This is shown first by „the reforms of Theseus” of which some may be newer by a
few generations [5], and obviously by the state reform after the death of
Codrus, described in details by Aristotle [23]: the wanax separated his
religious and secular powers, the first was taken by a High Priest, formally
the second official continued to be the Polemarch, surely an alternative title
of the Lawagetas, and the real leader was the third man, the Archon, from the
family of the wanaktes. (Look; this is the Hungarian system between BP 56 &
22: a figurehead President of the Presidium as First, a Head of the Council of
Ministers with autonomy in everyday matters as Second, and the true Power as
the First Secretary of the Ruling and Only Party and a common member of the Presidium as Third.)
PART 6: POSSIBLE SOFT
LANDINGS DURING THE DARK AGE AND THE WAY TO TRIBES
6.0. FROM STATES TO TRIBES
When the alphabetically
written history emerges from the clouds of the Protogeometic then Archaic Age,
we meet personal and city names more or less familiar from Homer, and legends.
Now, reading Linear B, the feeling of continuity is even stronger. Later grand
names appear in Linear B as names of ordinary people, e.g. Aigeus, Akhilleus
&c. and familiar city names as Knossos, Mycenae, Thebes &c. But the
similarities do not include geopolitics.
The domains of
wanaktes are roughly comparable for size to the later bigger city states; but
internally they are, as we saw, not city states, and the Mycenaean World seems
to be culturally homogeneous. Hardly any dialectal differences are seen in the
Linear B tablets.
When Greece emerges
again from the clouds of analphabeticity, a few big dialectal groups are there,
also with some misty dialectal identities: these are c. the Dorians of Doris,
Peloponnesus, the Southern Aegean islands, Southwestern Asia Minor and Magna
Graecia, the Arcado-Cyprians of Arcadia,
Cyprus and Pamphily, the Ionians of Attica, the mid-Aegean islands and the
middle part of the shores of Asia Minor, the Aiolians of the Troad and the
norther shoreline of Asia Minor, the Northern Aegean islands as e.g. Lesbos,
and, in lesser extent Boeocy and Thessaly, and finally a not too well defined
Northwestern group. Obviously migrations and a few centuries of separate
evolutions, of which now we do not know enough, formed these dialectal groups.
Also, in the myths,
whose time is c. the Mycenaean Age, Greece is “cosmopolitan”: a hero can come
from anywhere and kills the king, marries the widow or
the heiress, Heracles’ mother descends from the Peloponesus but lives in Thebes
and such. On the contrary, end-Archaic people generally remains in the proper
dialect group, e.g. the father of Hesiod flees some famine in Aolis and
emigrates to the mainly Aiolic Ascra, Boeocy. OK, state power went down at the
end of the Submycenaean, new types of cohesion formed, and we see hazily these.
Observe that the old,
Bronze Age, Mycenaean societies were “communal”. Either, as the Hungarian
Marxists told, because the private property of lands and other substantial
tools of production have not yet come into existence (they had not yet come,
indeed), or, as Jaynes told, because Mycenaeans were still of bicameral
mentalities, everybody misidentifying his/her own right hemisphere with Father,
Mother, Wanax, Guardian God or such, and so behaving himself/herself as a nice
communally-minded person, or because of a combination of the two, or because of
any other reason, say because of the faraway sources of Tin. When the
Dark Age is over, we see relatively individualist polis citizens, privately
owning their lands and discussing their tasks. We not only do know from history
that this was not a matter of one generation: obviously somebody socialized as
a cog of Community could not perform the jump into Individuality, Liberty and
his/her own Responsibility. Some exceptional persons could guess more about the
nature of changes; then they organised groups. Later Greek poets remember them,
and the later reality is the groups they forged. The later classifications are
essentially fourfold: Ionic, Doric, Aiolic, Achaean (plus the ill-defined
“Northwesterners”, some “inclusions” and such). Now, Achaeans in the Classic
times lived mainly in Arcady, and our linguists could detect the Achaean origin
of the Cypriots too. Ionians always told that they survived the Barbarian
incursions after the Fall of Troy in Attica and then came the Ionian Exodus to
the Aegean islands and to Asian Ionia from 1052 led by Neleid Princes. (As for
the earlier origins stories did exist, but obviously the identity was forged in
Attica; the City of Athens was successfully defended against Doric barbarians
about 1090, the only greater Mainland territory where society survived the end
of Mycenaean civilisation.) Aeolians become those who participated in the
Exodus from Boeotia to Aiolis, and even if Thucydides knows about the original
links between Boiotia and Aiolis, Aeolians practically did not have a mother
country on the Mainland. Finally Dorians were the conquerors, the winners at the old territories, except for
Athens, were they were unsuccessful, and in Arcady where they maybe were not
fanatic to win.
By other words, it
seems that the new tribes were formed according to the outcomes of Early Dark
Age wanderings and struggles. Dorians, Ionians and Aeolians may have been local
groups somewhere earlier, giving their names to the new entities. As for these original groups, we know next
to nothing, and guesswork is being done since Classical Antiquity. Dorian/Doric
as group name has PIE etymology, deru/doru being something
"tree/forest" [58], so it might
denote sylvan people or wildmen or pastoralists; according to some guesses,
even "hillmen". Classical Doris was a hilly region, but not the only
one where people lacked/were free of the Mycenaean redistributive society. So original Doris might or might not be the
Classical one. As for the original Ionia, it is a commonplace for Athenian
authors that it was on the Northwestern part of the Peloponnesus, c. the later
Elis. However Athenian authors are not self-consistent. According to the
Attidographers & Aristotle Ion, maybe the first Polemarch (lawagetas) in
Athens [23] was second cousin of Wanax Pandion II c. 1350. For us now Ionians
is a group having group identity as defenders of Athens against Dorians bw. 1104 & 1052, and then both who
participated in the Ionian Exodus and those who remained in Attica. Even
if obviously some of them originally were Pylians (e.g. the Neleid princes and
their retinue) and maybe other Northern Peloponnesians as well. The group
identity seems to have been formed bw. 1090 & 700. As for the Aiolians, even educated guesses
are not easy. They seem to be
Northerners, and "civilised" in the same time, so the defeated but
not subjugated Northern city-dwellers. The group identity occurs for us
in the Aiolian Exodus, c. 1127, and anybody may look for an earlier Northern
group giving its name to the emigrants. However the problem is that the Exodus
was organised & led by the rightful heirs of Agamemnon, from the South. On
the other hand the Aiolian dialect may be archaic, but it does not seem to keep
specifically Mycenaean archaisms.
Maybe the analysis of the relatively new Thebes Linear B texts will show something.
There is no problem with the fourth
tribe. It looks as if some Mycenaean city-dwellers (so Achaeans proper) took
themselves into hilly Arcady. The Arcadian dialects indeed preserved some
Mycenaean remnants (as traces of the old 7-case declension paradigm, e.g.). But
for lifestyle they rather reprimitivised; the redistributive Mycenaean society
vanished, and Arcadians forgot their Cypriot brothers.
As for the intradialectic
"tribes" (phyles), Dorian cities had 3 as a rule. In Ionian cities
this number was originally 4 (in Asia Minor occasionally 6), so Ionian &
Dorian societies were not the same in their hypothetic "primitive"
stage; which is, of course, natural if this "primitive" status was secondary
or nonexistent in Ionia. As for Aiolis, lots of peculiarities
(as e.g. the multiple basilees in Skepsis according to Strabo (XIII, 1, 52 of
[20]) of the Aiolian society demonstrates it. As for the Achaeans in
Arcady the data are poor, but agriculturists/pastoralists of the surrounds of
Mycenaean cities are not expected to remember the primary organisation before
the State. Even the Dorian three-phyle system may be secondary because of the
phyle names. Pamphyloi
is surely “Men of Various Tribes.
6.1. EMIGRATIONS
We did know about big
emigrations even centuries ago and now know more; but not yet everything. It
seems that the first big exodus was to Cyprus, where according to the Parian
Marble Teucer founds Salamis during the Odyssey. Dialectology confirms the
close connection between Mycenaean and Cypriote, so the emigrants may have fled
LH IIIC problems. A contemporary Achaean emigration into Magna Graecia is an
idea from Classical times; but not proven.
Then comes the Aolic
exodus around the death of Orestes; synchronous with somebodies’ migration from
Thessaly to Boeocy, and some Northwesterns’ to Thessaly in c. 1127. Classical
texts are unclear: a term “Thessalian” may either mean the Old Thessalians
going to Boeocy, or the Northwesterners just settling down in Thessaly as well.
For any case Greece is still cosmopolitan. In 1127 Melantheus of Pylos saves
Attica in Boeocy (surely against old Thessalians trying to continue the march
into Attica), becomes the next Attican King, and his son, Codrus,
in 1090 becomes the martyr hero of Attica.
It seems that the
subsequent Ionian exodus is mainly led by Neleid offspring. And no more great
exodus is meant in Classical sources; colonisation campaigns start after 3 more
centuries from overpopulated urban centres.
6.2. LEUKADE
The so far most important and rich
site revealing the LH IIIC – Submycenaean/Protogeometric border's both sides
is at a village on the island Euboia between Chalcis & Eretria whose
Antique or even Katharevousa name is not known. In Dimotiki it is Lefkanti. However
note that -ef- is the Dimotiki pronunciation of the Classical -ευ- diphtong before consonants,
-ντ- often stands for the simple consonant -d-; the pronounciation of
-δ- being no more -d-; and Dimotiki -ι is continuing also original -η, -υ, -ει &c. To me,
the „most Classic” name not in contradiction with the written Dimotiki form
sounds as Λευκαδη, i. e. Leukadę, but I am no Classical
scholar. For any case, the first half is from
λευκος=white, and similar toponyms are known, as
e.g. that of the island next to Ithaca, Leucas, now written as
Leucas/Lefkas/Lefkada.
There are theories that Leukadę was called Lelanton, Old
Eretria or Old Chalcis. We do not know; but we do know from Thucydides that
Chalcis & Eretria fought the first war after Troy where lots of cities were
involved but the opponents were two Greek cities [4]. The details were somehow
confused even for Thucydides in Vth century, and for details oral
tradition is controversial, but it happened sometimes in VIIIth
century. In Classical times Chalcis &b Eretria were substantial but not too
big or important cities, but it seems that in the VIIIth century
they were amongst the leading ones of the Greek world. This is supported by
Strabo's notes [20] that many cities of Southern Italy were founded in the
early colonisations by Euboians, Aeolians or both; e.g. Cumae was such a joint
foundation of Kyme of Aiolis and Chalcis of Euboia, and near to Cumae
Pithecussai of Chalcis & Eretria is the first known inscription in
alphabetic Greek coming from Phoenician. Either Etruscans instantly took it
second-hand, ot the inverse way happened.
Leukadę supports this story of early Euboean
grandeur. The city of unknown name existed since Middle Bronze Age. During LH
IIIC some calamities (e.g. burning) did happen, but the city was restored
rapidly. And the population remained there after LH IIIC (see e.g. [59] or the
site of the British excavation group [60]). After LH IIIC the civilisatoric
level remained more or less constant. Leukadę was not a center of a Mycenaean
redistributive state, we do not know if she belonged to one, may have been a
market emporium, or a port, did not have a palace or palatial economy; somehow
it seems to have been self-supporting and so had the chance to survive. And
indeed it survived.
Of
course, after the Burning of Palaces there was the Problem of Tin. We do not
see tin shortage in Leukadę, but if they were merchants/sailors, this is not
too surprising. And we see signals of good maritime connections with Cyprus,
whither Mycenaeans just were emigrating. Cyprus was the Copper Island; and,
while it did not produce tin, a copper island had imported tin. Also, Iron went
to Cyprus slightly earlier than to Greece (look at maps, it is near to Eastern
Anatolia), and Iron is early in Leukadę in Greece. It seems that c. 950 Leukadę erected the biggest Greek building
after LH IIIC, the „Heroon”, either the grave of the local chief, or his
mansion, or a temple or all of this; true, it was a woodden building, but 14 m
x 50 m big, with lots of funeral goods for the chief and his wife. It seems that Leukadę was not
as big, but was richer and more civilised than contemporary Athens, Sparta or
Corinth.
And
then came the Lelantian War. It was the biggest war
since Troy, and for duration the tradition goes up to 60 years (surely
exaggerated); the city became abandoned. The inhabitants went to either
Chalcis, or to Eretria. And roughly in that time Hippocles of Chalcis and
Megasthenes of Kyme co-founded Cymae in Campania, according to Strabo the first
colony in Magna Graecia. Not everything has been lost in the Dark Ages.
6.3. OTHER AEGEAN CENTRES
According
to the previous Chapter islands may have proven better sites for civilizatoric
survival, i. e. survival of societies than the mainland. Namely, the Mycenaean
society was communal, with individuals „at their places”, superiors told
underlings what to do, the wanax ordered far Tin and
so on. Such civilisations, while hardly competitive, are quite viable; Egypt,
Kar-Duniash (=Babylon) and Assyria was working quite well, and indeed Egypt of
the New Kingdom seems to have been a nice (albeit strongly layered) society.
However, individuals being kept strictly on their places, these societies were
conservative, did not invent too much, and if great changes came they broke
down because of rigidity. Now, an island is isolated, and a shipping relay port
or an Aegean might be part of the Aeolian & Ionic exoduses, discussed
immediately. Rhodos, however, may be Akhive. Strabon [20] mentions Tlepolemos
of Tiryns, who led people to Rhodos „before the return of the Heraclids”. But
Tiryns was a good example for unsuccessful but attempted adaptation and a trial for building
a less pyramidal society.
6.4. OTHER CENTRES ON THE MAINLAND
In recent years several mainland cities/towns were
reported surviving the end of LH IIIC better than expected, but none so well as
Leukadę. The great Peloponnesian cities were either destroyed or taken just
after 1104 by the Dorians. Be the
Dorians anything suggested so far, either a barbarian Greek tribe on the far
Northwest, or oppressed proletariat of the Mycenaean cities, or
hillmen/foresteers outside of palace economies, their takeover was not good to
preserve the old civilisation. The End of Palaces, 90 years ago, was
still survived in Tiryns, the citadel was restored in some extent, a wanax
continued to sit on the throne then; but not after the advent of the Dorians.
Of course out-of-way towns might be successful, as
Amyklai, Orchomenos or Gla; and first of all, Athens. Let us see first Athens.
Athens did survive, for a while under the old
dynasty, and later under another Mycenaean dynasty, the Pylian Neleids, as we
told already. According to the Attidographers, Thucydides, the Alexandrines and
Eusebius the Dorians did not take Athens when they took the Peloponnesus; some
15 years later they tried with a siege, but the King, the Neleid Codrus,
sacrificed himself and the Dorians withdrew, Athens became for a while a
refugium for the old civilised states, and then started an exodus of the
population surplus to „Ionia” on the islands of the Aegean and on the Eastern
shore. Any details may be falsification, but the whole picture cannot. Surely
old Athenian institutions differed from old Doric ones, the Ionian and Dorian
calendars differed, the 3-phyle Doric system was different from the 4-phyle
Athenian; and excavators do not see breaches on the city wall or demolition at
the Acropolis from that time. And the King/Archon lists are continuous. The
last 2 Kings are Neleids from Pylos, the great city of Nestor, already
demolished when King Codrus sacrifices himself for Athens, and after him come
more than a dozen
Neleid Archons for Life.
Still, we do not see too much preserved ancient
knowledge/lifestyle. Writing is not preserved in Athens,
at least there is no later mention of the old writing system.
Pottery styles change in parallel with New/Dark Age Greece. When writing
reappears, the Athenian dialect does not show a recidive locative, instrumental
or ablative. Maybe the Dark Age in Athens was not as dark, as in Mycenae, but
was not too bright either.
And now let us see the 3 mentioned smaller cities.
Both Gla and Orchomenos are in the generic area of Thebes. Maybe when the
non-Mycenaean Thessalian Boiotes in 1127/4 took the later Boioty, the Mycenaean
population retreated to Orchomenos. The later Classical sources and myths are
full with age-old Theban-Orchomenan strifes.
Gla was not a palace of any size but a substantial
tower-fortress. Classical myths do not mention it, and the name is modern. But
archaeology shows that it was a center of some kind during the Dark Age. But we
do not hear about old civilisation saved in these 2 centers.
Amyklae is somewhat more hopeful. We know that
when Sparta, originally the old city of Menelaus the Atreid, Lord of the
Menelaion, was just 4 Dorian villages, Limnai, Mesoa, Kynosura & Pithane,
Amyclae was their most fanatic enemy. Later Amyclae was taken (into the
confederation of villages, such increase of Leagues, Federations & Unions
happened in history and not always in common will). Amyclae kept sufficiently
exotic traditions & rites to be recorded centuries later by Classical
sources. Now, recent excavations show the continuity of ritual acts not only in
Amyclae, but also in the 4 villages of Old Sparta. Some continuity of the
population is also probable. But this is not new at all. Ribáry [61] 126 BP mentions lots of cult
practice continuity with the Achive times in Sparta, the cults of Menelaus and
the Dioscurs and the old Achive Talthybiades clan as the herolds of the new
kingdom. Still, we do not see old Golden Age wisdom and civilisation preserved.
6.5. AIOLIS
Aeolians
were never too interesting for highbrow historians, mythographers and
philosophers. One of the
rare counterexamples is Plato's letter to Hermeias, Erastus and
Coriscus. He obviously wants to plot with them, but the letter is so careful
that we now cannot understand it. Another counterexample is Aristotle, foster
son of „Proxenos of Atarneus”; that obscure person might even have been the
proxenos of Atarneus, a small Aeolic state, later in the youth of Aristotle,
part of one of the rare examples of a super-polis territorial
states of the Greek world. (Other examples before
Alexander the Great being Laconia, Attica, Macedon or the Kingdom of
Bosphorus.) Atarneus in the 340's was part of a state stretching from
Assus to Atarneus, Atarneus seems to have been the titulary capital, Assus the
biggest city, and the state was led by Herm(e)ias,
Tyrant of Assus, father-in-law of Aristotle.
Athenians
were not interested, Spartans even less, so moden historians are neither.
Still, the exodus happened, Aeolians carried to the Northeastern Aegean shore
the Mycenaean civilisation, and excavations corroborated a relatively civilised
and Mycenaean-rooted lifestyle. Still we do not see any „lost wisdom”; and
Aeolic language is no more Mycenaean than Ionic or Doric. Inscriptions show a
standard 5-case nominal paradigm, the „Newspeak”, the sound vau is better
preserved than in Ionian, but there are other examples of this in the mainland,
and the Aeolic dialect is simply the third of the first-millennium Greek
dialects which do not go back to Mycenaean [38].
This
is obviously a consequence of the fact that, albeit the Exodus was organised by
the sons of Orestes of Mycenae, Wanax of Mycenae & Sparta, still the masses
were Northerners, kins of the Boiots, the mysterious descendents of Aeolus.
They might have been in some connections with the Pylian Neleids;
according to mythographers Neleus went to the Peloponnesus from the North;
but LH II history is not yet really written. However, clearly, substrate
influence could also complicate the situation, if we heed to Garrett’s note
about the origin of Greek.
As told earlier in Ref. [38] Garrett
observes that in the Mycenaean texts the vocabulary is very “Greek”, but the
nominal paradigm is good Nuclear PIE and phonology is between Late PIE and
Greek. His opinion is that the “Greekness” of the vocabulary is a result of
heavy infusion of Aegean words (surely Kulturwörte as local plants, spices, the
bathtub &c. The time bw. 1900 & 1200 was not
enough to seriously alter the nominal paradigm (and not too much for the verbal
one either). But, since borrowed words do not block partial understanding, an
IE continuum still existed. And this is seen by Garrett in the verbal paradigm where Eastern dialects
in First Millennium BC still are similar to Hittite while Western ones to
Latin, Oscan & Umber. But some of the Eastern shore
Indoeuropeans seems to have spoken dialects c. 1500 involved in the
solidification of the Greek as a language; Garrett calls the attention of
Attic-Hittite vs. Doric-Italic common linguistic elements [38]. Demir mentions
Tantalus and Pelops going from Mt. Sipilus (later Aiolis) to Mainland
Greece [62]; and their Greekness was never in doubt. It seems
that in their time the kentum IE’s of the two parts were within common
understanding. What difference existed was forgotten in a generation. Later the
differences between the two shores may have increased, but they were rather
near and then the idioms of the Eastern shore may have been assimilated by
Aiolians (in Ionia the differences may have been bigger or the lifestyles more
different; see the next Chapter). There are even Classical stories (see e.g.
Strabo [20]) where Aiolians identify themselves with the Trojan side.
Aiolians sometimes even identified
themselves with the Trojan cause. Strabo [20] in XIII.1.27 cites a citizen of
Ilium. In the war against Mithridates the Roman army occupied Ilium in 10 days,
and the commander was proud to be able to take Troy in 10days while Agamemnon
spent 10 years with the siege. Yes, replied the citizen, because we had no
Hector. The citizen did not take too much risk: the Roman also identified
himself with the Trojans.
Anyways,
Aeolians in Archaic & Classical do not show too much interest in sciences.
Their lifestyle is unique in the role of women and in sexual mores, and this
may be Mycenaean inheritance; or not.
6.6. IONIA
Ioni a was interesting to Classical Greek historians and is also
for our ones too. Still archaeology and Classical chronology does not agree.
The Classical dating is, as we saw, 1052, and there are no clear archaeological
finds
for more 2 centuries. I cannot solve the ambiguity. Still, the Ionian
colonisation cannot have happened much later, otherwise all the Asia Minor shore
would have become Aiolian. But the obscure period is analphabetic.
The claims for the
leading role of Ionia belong to a later period, just before Classical Ages and
it seems that these claims are real, even is slightly exaggerated. Surely the
Ionian exodus was organised in the biggest Ionian city, Athens, not demolished
in the Doric invasions. The key roles of Neleid princes can also be true. But
two old claims cannot be true. First, not all the leaders could
have been Neleids, because Athens was not subjugated by Pylos. After 1127
the Kings were Neleids, but there is nowhere anything indicating that
collaterals of the old Athenian royal family or countryside strong families
would have been massacred, exiled &c.; and even the Neleids have planned
it, they could not realize it after some time bw. 1127 &
1104. So, surely, not only Neleids led the exodus.
And surely the Ionian
migrants were not all Athenians. On the islands they met people whose language
was similar to that of Athens, but not the same. These they could have easily
assimilate; by any chance the differences did not hinder mutual understanding.
Later, in Early Classical times Attic and Ionic were 2 clearly different
written dialects.
Surely the migration
transported ways of life, old knowledge &c., much harmed on the mainland
(except Athens) in the Troubles. That is quite understandable that for a while
Ionia led in philosophy, industry and mercantile activity. What should be
surprising for us is that later Athens, the mother city of Ionia in the “Old
World”, was able to pass again Ionia.
We cannot understand
the details of early Ionic colonisation without clarifying the role of Miletus.
Miletus is Greek well before the Trojan War. Hittite documents write about
Millawanda in the Akkhiyawa land, and everything in the Hattusas archives must
be pre-LH IIIC. The Akkhiyawa tablets are not well dated, 50-100 year
differences are known, but they are surely from the heyday of the Hittite New
Kingdom. So it is common opinion that Miletus was a Bronze Age Akhive
seaport.
Now, it seems that
Miletus survived the Troubles as a Greek city and then surely it helped the
incoming Ionians. In later centuries it was considered a
Ionic city and now we do not know its role before and just after 1052.
At other points the
incoming Ionians met local resistances of not well identified peoples, Karians,
Leleges &c. who remained in the Greek historical tradition, but whose
languages and sociologies were rather obscure for the Classical writers and
definitely “non-Greek”. By any chance the majority of these peoples were
Indo-Europeans (as in the interior we know this about the Phrygians and on the
South about the Lycians), and then some old common traditions existed, even if
the Phrygians were satem Indoeuropeans, so evolved independently by more than a
thousand years. Also, we may guess that the Indo-Europeans of later Ionia did
not participate in the formation of the Greek language/“nation”.
Namely, late sources
know about fights in the future Ionia, e.g. Herodotus [46] tells a terrifying
story of genocide after the exodus in Miletus. The pattern is: to kill the men
and subjugate the women. No doubt, such things happened. On the other hand, he
writes about more than half a millennium old events, from oral tradition. But
here was no such tradition in Aiolis. It seems that the autochtones of Aiolis
felt themselves closer to the Westerners than those of Ionia; one glue to bind together is the common or at least
understandable speech.
We practically do not
know anything about the languages of Karians & Leleges but they may have
been Indo-Europeans; Phryges definitely were. Lycians and in the heart of Asia
Minor also were such. However the Anatolian group evolved
more than 2 millennia separately, and the Phrygians
spoke a satem language separated from kentum Greek at least for a millennium
[63]. Garrett's idea that until 1400 Greek still was a dialect of a continuum
from the shores of Asia Minor to Central Italy can be true only for kentum
non-Anatolian dialects. Now, if the pre-Exodus Indo-Europeans of Anatolia were
kentum people and there were satem speakers in Ionia, that
is an explanation.
There are also
“traditions”, e.g. about the proper place of women. In Classical times Ionians
mixed men and women least in society, while Aiolians the most. In the Mycenaean
civilisation and maybe in Asia Minor in the time of the exodus as well women
were less separated than in Classical Athens.
Maybe this is behind
Herodotus' dirty story. But maybe simply he, the Doric, was simply surprised
about sexist Ionians. And the story even may come from the foundation of
Miletus, generations before Troy.
6.7. CRETE & AL.
Crete is a big island,
and relatively separated from the mainland. After Minoan times it
was politically fragmented. Odysseus' stories told under the alias Castor
Hylakides mention about 90 or 100 cities, different languages and different
peoples. After the Dark Age it is still fragmented, mainly Doric, but the
Eteocretans, probably the descendants of the Minoans,
are still majority around Praisos at the Eastern extremities of the island, and
Cydonians on the West exist until Classical times. So, although the Dark Age
history may have been chaotic, no genocide happened. There is no trace of
“preserved ancient civilisation/knowledge” in the Praisos area, but neither in
the Doric part. We see an egalitarian, “Doric” civilisation everywhere.
6.8. CYPRUS
Cyprus is a successful
exodus of the upper layers of the old Mycenaean society, just during the
emergence of the Troubles. (Teucer, a prince of Old Salamis, founds the new one
in Cyprus a year after Odysseus gets home.) Until Alexander the Great the Greek
part of the island keeps its aristocratic lifestyle, its Arcado-Cyprian
language and its syllabaric writing. For the other Greeks Cyprus is very
exotic, and, for example, the aristocrats keep the chariots, which go out of
use everywhere else during LH IIIC.
But we do not see old
wisdom or elsewhere lost civilisatoric level, when the Dark Age ends. And the
island is too far to influence much other parts of Greece. On the other hand,
during the Dark Age Cyprus might have carried an important role in the overseas
shipping, at the beginning of the Troubles amounted a lot in the tin trade, and
had Iron Age a few decades earlier than Mainland Greece. Maybe Cyprus was a
stabilizing factor when Dark Age went on.
6.9. MAGNA GRAECIA?
Dark Age Magna Graecia
was and is a mystery. It is an idea since Classical Antiquity that Sicily &
Southern Italy got emigrants at the end of the Trojan War. Romans preserved the
Aeneas tradition, in which an allied chief of Troy leaves the burning Troy and
after lots of adventures arrives at Latium, where he
founds the Alba Longa dynasty. From the Greek side the Cyclic
epics and local Magna Grecian tradition speak about various heroes becoming
shipwrecked or emigrating into Italy. In Frag. 507
Rose [36] of the Constitution of the Ithacans (=Plutarch Moralia 294B) it is
told that after the massacre of the suitors arbiter Neoptolemus solved the
Ithacan crisis with Odysseus' emigration into Italy, while Telemachus became
King of Ithaca. And there is also Butler's idea even if now we know that it
cannot have been true.
And in spite of the
idea haunting continuously for 2500 years, there is no evidence for LH IIIC emigration
into Italy, while the trade connections is a fact.
6.10. ITHACA
Did happen a Soft Landing on
Odysseus' island Ithaca? The recent excavations may find a direct answer, but
they probably will not. According to our present knowledge about matters Mycenaean
inscriptions and burned clay tablets telling: „This is the grave of Laertes,
retired wanax of Ithaca; may his psyche be contented at the Fields of Elysium”, or: „Let every basileus,
terestas and damokoros know the will of wanax Odysseus, son of Laertes, in his
twentyfourth year of ruling: In the new and unexpected situation we introduce,
on the grounds of the success of the reformed Palace Economical System in
Laconia of Wanax Menelaus, the following new rules:...”. Such texts were not
found anywhere in Greece in Linear B.
Then: what indirect signals can be
imagined if Ithaca performed a Soft Landing in a Greece in turmoil? Without
claiming a complete list, we should observe
1) a tradition that Wanax Odysseus was a man among men even if
more perfect in quantitative terms;
2) an early cult of Wanax Odysseus navigating successfully the
boat of Ithaca on the troubled waters of the crisis;
3) an internal connection between Wanax Odysseus and
Transcendent Wisdom;
4) a relative prosperity of Ithaca in the transition;
5) no mass dying in the transition on Ithaca;
6) rapid „modernisation”, anything exactly is meant here;
7) later good memory of the wanax at least in Western Greece.
Now, let us see the items in due
course. Some of my arguments will be Jaynesian, but I cannot expect that the
readers accept Jaynes' ideas, so the Jaynesian
arguments will be given in a different font.
As for Point 1, both in Iliad and in
Odyssey, Odysseus shows a par excellence „human” behaviour, for his men a
comrade (but of course he is the boss); for others, Greek or Trojan, he is a
cool-minded person. (For us now he seems
sometimes a villain, but he is the very early Modern Man, meaning a very modern
man according to standards in 1184.) He does not obtain divine commands; he gets advices from Athena, but
only from Her, and this belongs to Point 3. Indeed,
compare Odysseus of both epics and Hero Achilles dying young and getting
eternal fame. Achilles' mother is a real
goddess, he often raves and wins after death, while more
or less uninterested about his people.
For Point 2, the early cult on
Ithaca is proven by Sylvia Benton, we do know this since the end-30's, see Chapter 1.7.
Point 3 is a triviality. Goddess
Athena is the divine Rational Wisdom. (But
observe that Athena does not give commands of unknown goals. She
advises. On the contrary, Wanax andron Agamemnon gets a divine command to take
away captive Briseis from Achilles, this is followed by lots of troubles, and
then Agamemnon tells that he is not responsible; it was a divine command,
not his will.)
Points 4 & 5 go together. In
recent years data are accumulating about population data in LH IIIC –
Protogeometric. Moschos [64] tells that in that
period Achaea & the Ionian Islands, and definitely Kephallonia showed
relative prosperity and, at least calculating from cemetery sizes, there was
population growth, surely by immigration. Reasons may be manifold, but
less organised peripheries suffer relatively less when the organisation
collapses; and islands may be refugia. But read then [65]: „In fact it is more
than likely that the great boost in the pottery production of Ithaki and the
considerable influence of the Kefalonia LH IIIC style on the formation of the
Ithakan PG, as will be seen below, was due to some emigration from Kefalonia to
Ithaki towards the end of LH IIIC.”. So at the LH IIIC- Protogeometric border
Ithaca was relatively safe & prosperous.
As for Point 6 we cannot compare
technical details as modernity, and observe that we cannot expect Iron in Ithaca.
According to Part 2, 1178 is Bronze Age, and Odysseus wandered on ironless
West. However socially the Odyssey is modern. When
Odysseus have returned, he is not a Zeus-nourished
wanax. He is a basileus who plotted with Eumaeus the swineherd and later also
with Phoiloitius, the cowherd & shepherd against men of rank even of
Ithaca. (And, according to Aristotle & Plutarch this two would be made clan
fathers by Telemachus.) The Odyssey is socially more modern than the Iliad.
And Point 7 is true too. Odysseus,
wanax of small, unimportant, and originally not famous Ithaca is the central
and unique protagonist of the second Homeric epos, composed from exactly the
same number of cantos as the Iliad, where, however, there is no single hero.
And at the end Odysseus is
successful. Who else in the Iliad & Odyssey? The Trojan heroes heroically
die (excepting Aeneas, who flees, but not in Iliad). The biggest hero,
Achilles, dies in Iliad. Agamemnon, the leader of the victorious (?) long
campaign, goes home and immediately is cut down as an ox by the paramour of
Wanassa Clytaimnestra. A number of other heroes & wanaktes, all more famous
from bigger kingdoms than Odysseus are lost on sea, in vendettas or by other
means. (Menelaus
goes home, carries Helen too, and they live happily, after an initial problem
which is made obscure in the epos, but which put an end to Laconian Palace
Economy. So Menelaus is successful. But he is not heroic.) But Odysseus is successful, and heroic; as Jaynes tells [16]:
"From a will-less gigolo of a
divinity to the gore-spattered lion on his own hearth, Odysseus becomes
'Odysseus'". This is
indeed Point 7.
6.11. THE AUTHORS OF ODYSSEY
The title of this Chapter differs by
a mere 2 letters from the title of Butler's work [30], but the result will be
quite different. Of course I cannot expect unambigous acceptance; the problem
is open for at least 300 years. But I think my proposition will be at least
self-consistent. The
self-consistent picture will be repeated in an expanded form in the Conclusions,
now let us see only a preview.
I am not interested in the Iliad.
The two works are surely intertwined, but that is not too interesting. Even if
we honour Emperor Hadrian, the former Governor of Pannonia in Acquincum, which
is now District III of Budapest, Telemachus' son cannot have been the author of
proto-Iliad. The texts are now intertwined after being orally propagated
by centuries. It is believed that Pisistratus fixed the texts about 550, but
even Aristotle cites lines in 330 not in our books. And only the great
Alexandrine librarians fixed totally the text. Pisistratus could fix the text in
Athens, but not for Greece. During centuries the texts evolved, either the
Homerids existed or not. Here I am interested in Odyssey.
Now comes the picture, conform with the excavations of Benton [12-15], Papadopoulos &
Kontorli-Papadopoulou [47]. Astronomy of Baikouzis & Magnasco [11] are
considered as hard a fact as the excavations. (In both topics misunderstandings
do happen sometimes.) The
sociology of Tőkei & Marx [5], [37-39] and the psychology of Jaynes [16] are taken seriously when
do not collide with the previous ones. And of course a distinguished Roman
Emperor (who was even an honoured Governor of Pannonia earlier!) must get
precedence over mere scholars of literature (the Certamen in [2]). All other
sources may or may not correct in this Chapter.
Certamen claims that the actual
Pythia told to Emperor Hadrian that Homer was the son of Telemachus of Ithaca
& Epicaste of Pylos. You may believe that I am mad; no, only brave. If the
self-consistency is impossible, then we have disproven the statement of
the Certamen, and that would be a nice result either. (See also reductio ad
absurdum in mathematics.)
Well, obviously Homer, grandson of
Odysseus & Nestor, could not compose the whole 24 cantos as we know the
work; some parts and innumerable lines came later. (It is just marginally
possible that Linear B literacy survived until 1140 and then Homer could write
down a composition of many cantos; but Linear B did not write vowel length, did
not distinguish some consonants, and had almost lethal problems with consonant
clusters.) But the proto-Odyssey must have contained the Circe story, a serious
part of the wandering, definitely the sirens and Scylla, because of the clay
tablet from Ithaca with such drawings; also Calypso (the startpoint of the
direct homecoming (the homecoming is astronomically correct) and the Phaiakes
(Benton found 12 bronze tripods in the Cave of Nymphs which were already there
when the Odyssey was not yet famous Greecewise). Obviously also some massacre
of the suitors must have been in the proto-Odyssey.
So far, so good.
The grandson of Odysseus of course wants to guarantee the everlasting fame of
his grandfather & father, not of Neoptolemus or Menelaus. And Nestor may be
unimportant in the plot, but he is his other grandfather. (See the Pythia; we
are interested here only in self-consistency.)
Then the proto-Odyssey goes out of
Ithaca and lives in the community of aiodioi. It incorporates parts from other
works, which afterwards became forgotten as poems. (No writing anymore, only
bards preserve the texts, and they sing what they are asked to sing. Nobody is
anymore interested in the old songs. There are new problems.). Surely there had
been stories about the Greek Landtaking; they are not autochtonous and the
Landtaking happened, maybe in phases, bw. 1900 &
1600, so it must have been an orally preserved very important event still in
1183. But now from mythology one gets obscure information back to, say, only
1600 and there is no epic composition. And even mythology does not know
anything about the Greek Homeland, which was in less temporal distance than 1
millennium. (Makkay [66] believes that the Homeland was along River Tisa, the
area of the Alföld Linear Pottery c. 5500, then that of the successor cultures
of copper then bronze Tiszapolgár, then Bodrogkeresztúr, and about 3000 the
people went gradually South. I like the picture, but
there are problems in it if we use calibrated C14 ages; and I am a
physicist, so it is terrifying for me to give precedence to History.)
Unfortunately linguistics cannot help. In 3000 all IE languages except
Anatolians and maybe Tokharians were in the Late Common IE unity with at most
dialectic differences. In 1900, at the Landtaking, very probably all kentum
languages (minus Anatolian & Tokharian) were still mutually intelligible,
surely Celtic & Italic were and Greek, without the many Minoan/Aegean
Kulturwörte as asaminthos = bathtub and hiakynthos was at least similar. And,
as Garrett argues [38], with mutual understanding the distinct languages do not
evolve. Greeks may have come from almost any direction in 1900, except that not
from the satem region.
However, what is interesting now,
neither mythology, nor literary scholarship can answer the question either. So
the old stories are lost, and maybe in such a way, that some stories were not
sung anymore and the good hexameter lines were used up in the fashionable new
stories. In this process Iliad & Odyssey grew. The authors are the
innumerable bards.
But there may have been known
authors as well. The non-Homeric Cyclic epics count 6
works: sometimes now we have fragments sometimes only a prosaic synopsis [2].
But we know the names of the authors: and in Classical antiquity all the 5 was
regarded younger than Iliad & Odyssey. But very probably Stasinus,
Arctinus, Lesches, Agias and Eugammon worked from the same common pool of
hexametric lines. The first 2 is definitely older than the alphabetic Greek writing.
Nekyia may have come from anywhere
in any time between the grandson of Odysseus & the first Olympiad. But in
the present Odyssey the bard of the Phaiaks sings the very end of the Trojan
War, with the Woodden Horse and the final sack. Then look at Table 8: the stories of Lesches and Arctinus are
mentioned in Canto 9 but as a mere 21 lines. Then it is very probable that the
Little Iliad & Sack of Ilium were written first and then incorporated into
the Phaiak story for some colouring. Even all the 5 non-Homeric authors can be
regarded as part-authors of the Odyssey.
As for the Iliad, it and the Odyssey
are intimately connected in their present forms, but a hypothetical
proto-Odyssey about the fantastic adventures of the Wanax of Ithaca, his return
and the massacre on one hand and the siege of Troy, the ravings and heroic
deeds of Achilles and the deeds of the Supreme Leader Agamemnon on the other
might originally have been quite independent. Maybe in the proto-Iliad of an
unknown author, also much shorter than now, the Wanax of Ithaca appeared only
in a few lines as a peripherical king insignificant compared to Achilles, son
of a goddess, but still interesting as an extraordinally foxy fellow compared
to the others. But when the two proto-epics interacted in the community of
bards, the tricks well elaborated in proto-Odyssey diffused into the
proto-Iliad.
Julian Jaynes [16] did believe in
the historicity of Odysseus, see Chapter 1.7. Now his reconstruction was that there was a transition from mentalities
of the old bicameral ones, where the left and right hemispheres were roughly
independent, so the persons visualized the activity of the left hemisphere as
their own, and that of the right one as divine intervention. The new mentality
worked in the continuous interaction of the two hemispheres. Such a person is
always aware about the existence, more tricky and more
planning. (No anatomical difference is needed; essentially a different
upbringing would result in the new mentality, only initially this is not known.)
Now, one of the many kings of Greece about 1190 was nearer to our modern
mentality than the others, namely Odysseus. (Persons below the top can be
neglected; in the old mentality they perform the commands of the wanax.) That
he was trickier than the other kings became important in a crisis when others met
insurmountable problems, and so he could help his people and became famous.
In the Iliad only Odysseus is
self-aware and tricky, and he is not a central figure. In the Odyssey also only
he is self-aware, but now he is the central figure making the decisions. And on
Ithaca gradually even the commoners became tricky, as the influence of the
royal family.
PART 7: CONCLUSIONS
7.0:
HOW TO GET A CONCLUSION?
This last Part is the summary of the
present knowledge. Archaeology is developing; meteoritics as well; and I
hope that scholars of history will take gradually the knowledge from
physics & chemistry necessary to understand the old Dark Age.
So first I tell the suggested and
self-consistent picture; this is an expanded version of a part of Chap. 6.11,
but now it is really conclusion. (Let us call it, for obvious reasons The
Hadrian Scenario.) Also, I repeat the self-consistent Coming of Iron in Chap.
7.2. But self-consistency is a necessary but not sufficient condition for
Truth, so next I tell some points where later the construction will be possible
to disprove. (The well-known criterion of Sir Karl Popper.)
Than is Chap. 7.3. A self-consistent scenario is
sensitive on consistency, so a bad reconstruction is easy to be disproven.
Finally the last Chapter 7.4 will discuss the Dark Age from the viewpoint of
Lost Old Knowledge.
7.1:
THE PICTURE
1) There are serious problems in
Greece at the end of LH IIIB. The exact nature of these problems is not yet clear.
Climate changes are possible, but you should not explain everything with
climate changes. Population excess is also a tempting explanation, but the
Ithaca & Laconia pictures in Odyssey do not support it; it seems that in
Odyssey people eat better than in Pericles' Athens, and the environment is also
richer. Jaynes [16] offers a reason: the starting breakdown of the older
bicameral mentality. This may be a reason, because the breakdown does cause
disturbances; but it is more or less acausal to use the breakdown as cause,
rather it might have been the effect. (In Iliad everybody is still
bicameral except for Odysseus and Jaynes believes that the few bicameral lines
are late additions; in Odyssey Odysseus is massively non-bicameral, but the
others are not.) But Schofield's excavations in Nichoria [55] detect bronze
shortage from LH IIIB. It seems that there was a problem with the Eastern tin
trade. If somebody thinks it not a sufficient trigger for a war, think about
Pearl Harbor. Japan started the war because of USA trade embargo. In LH IIB
every weapon is bronze, and armament is either copper or bronze.
2) Somebody, very probably
Agamemnon, the High Wanax, suggests a way out: a war against the other shore of
the Aegean. There were there some Mycaenean bases, e.g. Miletus, and see the
Hittite documents about Akkhiyawa. But the majority of the eastern shore was
not Akhive territory. Paris/Alexandros might or might not have “abducted” Helen
of Laconia, wife of Menelaus, kin of Agamemnon. The abduction is laughable, but
adultery is quite realistic. For a casus belli the breaking of the sanctity of
marriage as an example of Trojan perfidy is nicer than the shortage of tin. The
council of Akhive wanakes vote for Eastern War.
3) Odysseus, Wanax of Ithaca (and of
neighbour lands) is not overzealous. Maybe since he is less dependent in the
Ionian Sea on the Eastern trade that Mycenae & Pylos. But to understand this the less bicameral mentality surely helps. He must
participate, but he does not lead a full fleet.
4) Here comes Iliad; but surely
originally it was much shorter and more historical. This proto-Iliad has been a
subject of reconstruction by us for at least 200 years and the work is not yet
ready. Suggestions are manifold, but irrelevant for us now. But Odysseus is
tricky in Iliad; the other heroes are not. The expressed immorality of Iliad's
Odysseus may be partly true: bicameral morality is quite different from the
more modern one, and he stood in between. Surely his experiences under Troy and
afterwards formed a lot in his norms.
5) The chronology of Iliad is not
real; very probably it did not last 10 years, but it very probably took a few
years. According to Jaynes, the story was composed later from the memory of confused people in
transient stage from bicameral mentality to modern one, and this may explain
the contradictions. But Iliad is not a historical work written under
Alexandrine norms; it is a poem. The
endyear is fixed by the Alexandrians: 1184/3. Real time starts in the penultime
year and ends maybe already in the last one, with the funeral rites of
Achilleus, Wanax of Phthiotis. Early events of the campaign are told partly in
later Cantos, partly in other poems of the Cycle. When Iliad ends, the real
heroes of both sides (Achilles & Hector) are already dead, but la lotta
continua. But it is clear from Iliad that the original goal was broader than
the fortress of Troy. We even now can detect that Troy and Ilium (in Hittite
Taruisa & Wiluisa) were not exactly synonyms, but in 3 millennia confused
the usage.
6) The narrower goal is reached,
Troy burns (the details, not necessarily exactly correct, are written in Iliad
Parva, Sack of Ilium and the Phaiak part of Odyssey), the city is demolished,
the royal males killed, the females are taken captives. But after this the
Greek army withdraws. In Iliad as well as in the post-Iliadic part of the
Cycle, the Asian coalition plays a non-negligible part. This does not mean that
you should take the Amazons of Penthesilea, of Memnon the Ethiope in face value.
However now we do know that the destruction of the Anatolian center of the
Hittite Empire is synchronous with the Trojan War. Hattušaš's burning is dated to c.
1190. Something big is just happening East of the
Halys just when Achilles and Hector are warring at the shore. Of course, the
attackers of Hattušaš
could not have been the defenders of the shore.
7) Troy had been destroyed and never restored in its old
glamour; its gold, silver & bronze taken, but this was no solution for the
Mycenaean problems. Surely the heroes saw this, and the heated argumentations
in the Cyclic poems between Iliad & Odyssey
reflect this (that: what should we do now). Greek tradition knows about massive
mishaps via winds & leaks; but while everything is possible on sea, the Aegean
is familiar for Greeks, and many islands can work as stepping stones. But at
the southern shores of the Mediterranean the Sea People is just campaigning
against Egypt proper; Ramses III will repel them from the Delta of Nile in 6
years. So any hero missing at home may have gone pirate/ally of the Sea People.
Most definitely Menelaus, who in Odyssey tells that he was in Egypt, because of
the winds, and got gifts from a king who is definitely not Ramesses III
(Od. IV, 125-132).
8) Some could return, some not. But we know from Nostoi
& Odyssey that practically anybody returning had problems at home; the only
serious exception is Nestor. Agamemnon went directly home and was killed by
Aigistus & Clytaimnestra; Menelaus returned alter
8 years, and there are the obscure ll. Od. IV, 95-96 that he almost
lost his palace. Indeed, Palace Economy is absent in Od.
IV. Greece made the transition from LH IIIB to LH IIIC. The internal problems
& the weakening of tin trade could not be solved by the Sack of Ilium, and
the long absence of wanakes with the majorities of their troops gave ample
possibilities for revolts, raids &c.
9) Odysseus, Wanax of Ithaca, wanders 5 years of which we
know practically nothing, Odyssey's real time is the last 40 days of the sea
travel, and while this 40 days are astronomically
correct [11], even this travel starts from Calypso's island and by any
chance this goddess is not real, and for the Phaiak stop they are
unidentified. We may believe that he lost his men. He was wandering 5 years, Troy
having been taken in February, 1183. It seems that Odyssey did not refer to his
real adventures and completely covered them with fairy tales, sailor stories
& such. We may think that the real stories were not victorious enough. But
we know that Odysseus could lie; Herself Athena tells this in Od. XIII, and note that according to Jaynes, lies are
unusual for a bicameral person. [See also the novelette Bluff of Harry
Turtledove.] So this was an unusual ability of the Wanax of Ithaca. He arrived incognito c. April 1, 1178, and killed the suitors
on April 16, just after the total solar eclipse. Surely his helpers were some
Palace people and Ithacan islanders in whom the mental sound (from the right
hemispheres) were firm enough to remain faithful to their Wanax. The incognito
16 days could be enough to find and organise them. At this point Odysseus is c.
38 old, Telemachus, according to his semipassive role, cannot be more than 15,
and conclusively father Laertes is in early 60's. We may doubt that Laertes is
still alive; but there is no gain in that. Odysseus was not at home since c.
1188, and he went away (it seems) as wanax. Either Laertes died at 50, or he
became Retired Wanax before then; but I have not the slightest idea how and
why, and this point is not crucial in the Big Picture.
10) On April 16 there happened a
total solar eclipse. I am sure that in that time nobody on Earth could predict
a total solar eclipse; however not fully bicameral Odysseus may have recognised
the oppurtunity given by the consternation. (The Odyssey frequently mentions
Athena's advices to Odysseus.) His men acted swiftly and won. The wanax has
returned.
11) Tradition is equivocal about
Odysseus' later life, but every source agrees in that the next ruler was
Telemachus. Surely in this time the story of the wandering wanax grew and
became more and more fabulous. The population was still bicameral enough not be
able to tell apart true stories, fables and utter lies; but, no doubt, they
were proud about the unusual ability of the ruler and the new behaviour became
a status signal. The ruler was an example; and on the other hand, the ruler
himself knew about lies so he could elaborate tests to detect lies; and he had
to.
12) About 1170 Telemachus married
Epicasta of Pylos whose father he visited in 1178. His name is mentioned by the
Pythia to Emperor Hadrian as Homer [2], although this is rather a nickname.
13) About 1140 the grandson of
Odysseus & Nestor starts to compose the story of the success of one
grandparent and the grandeur of the other. Royal scribes may yet be active,
although they were less important in the past than in Pylos, Knossos &c.
(but they might be useful in truth checks). Anyway, Linear B is improper to
write hexameters; but they can be used to write plots & synopses. In this
time the Ithacan miniempire is intact, life is peaceful (hence the immigration
from Kephallonia [64]) in the otherwise turbulent LH IIIC/Postpalatial. The
moderate Palace of Ithaca is intact (Papadopoulos & Kontorli, [47]). Iron
Age probably did not start yet on the Ionian Islands.
14) About 1120 the proto-Odyssey is
ready. It contains at least Circe, Scylla and the Syrens (the clay tablet),
Calypso (the start to home), the Phaiak episode (the 13 tripods), Telemachus'
visit in Pylos & Laconia (the author is Telemachus' son), and the core of
the Ithacan events from April 1 to April 17. If Homer is not the first son,
then he does not inherit and has some time to propagate the poem.
15) C. this time the local cult of
Odysseus starts. In the next century the story becomes pan-Hellene and c. 1000
a devotee deposits 13 tripods in the Nymphs' Cave [12-15].
16) Until post-bicameral mentality
is not solid, epic poetry is not clearly different from history. People of
older mentality are better to sing and old poetry is text+accent+lyre sound
[16]. For recent Indo-European languages pitch quality or musical accent is
quite important in Slovenian, makes lexical differences in Eastern Slavic and
Swedish and makes distinctions in declension cases in Lithuanian. In older IE
languages pitch quality was more important, and this is definitely so for
Classical Greek. Strabo [20] in XIII.1.57 tells a story about the substantial
Aiolian city Assus and a Stratonicus, excentric zithern player. Il. VI, 143 is
a line generally understood as: If you step nearer [to holy/divine], Fate gets
you sooner. However, Stratonicus sang this line as: Go to Assus and Fate gets
you sooner. The two variants was exactly the same in
pre-Alexandrine Greek writig, not marking either capitals or accents. So ασσον meant both
“nearer” and “to Assus”. Gradually it became clear that the writing was not
unambiguous, but the Alexandrine librarians fixed the accent marks exactly.
Then Stratonicus' variant was Ἆσσον, and in
speech/song this was unambiguous. No music is handled in the right hemisphere
and simple text is in the left one, but the accents in the right. For the old
mentality the epic came from a god(dess), so among
aodioi/bards the bicamerality helped. (See a discussion and some breferences in
[79].) But the right hemisphere is not exactly logical, rather intuitive. So
oral poetry was not only oral, but it was composed without the supervision of
the left hemisphere. Hesiod still “really” heard the muses.
17) This god-inspired way of operation therefore was
general in Archaic Ages, and the end is clearly marked when individuals appear
as authors, with clearly defined home cities, times of activity and such. As
for the Cyclic poets, this is some time bw. 800 & 700. Until that there is no definite authorship,
the poems are composed by the gods who then put them into the mouths of the
bards. In the Dark/Archaic Age lots of shorter compositions may have existed,
whose lines were taken and put into other compositions. That we can recognise
when a line is exactly the same in Iliad and Odyssey; for lost poems the
borrowing may be guessed but cannot be proven. Classical authors
assumed/reconstructed a pseudo-clan Sons of Homer of bards, sustaining the
texts of Iliad & Odyssey, somewhere on the Asian shore. Obviously this clan
was the workshop of the composition and the Sons were the secondary authors.
18) Iliad and Odyssey now are
stylistically similar, but the proto-poems probably were not. Iliad has many
heroes, of which Achilleus is the greatest, but not central. Odyssey has a
central hero and the others are episodists. Now both poems have 24 Cantos, and
24 is also the number of letters in the Ionic alphabet; clearly this is
artificial.
19) The free composition almost
stopped when Pisistratus made the texts written down. Still, the texts were
somewhat elastic until Alexandria.
20) Therefore there is no need to
identify the authors of proto-Odyssey and proto-Iliad. According to Emperor
Hadrian the author of the proto-Odyssey was the son of Telemachus and Epicasta,
“Homer” of Ithaca; the initiator of proto-Iliad could have been anybody but
probably in Aiolis or Ionia, or perhaps in Leucade. The first version of the
Odyssey was composed in the safety of Ithaca, Ithaca landed smoothly in the new
word, while, as Jaynes emphasizes, the Iliad started under tumultuous
conditions amongst warring, fleeing and confused people whose old societies and
mentalities had broken down.
21) As for the Coming of Steel, that
was not a planned process, there was nobody directing it; it was a product of
Free Enteprise Economy of smiths, expanding into vacuum. See the next Chapter.
7.2:
IRON
As far as we know, physical laws are
objective. Therefore the shortage of tin was unavoidable, and the much greater
abundance of iron oxide ores was a fact. Since the Viking-fashioned iron
reduction did not need any technology beyond Mycenaean technology, only
know-how, it could propagate with individual smiths. Steel is more
difficult, but again, pure carbon steel needs only the know-how, and heavy
physical work. The latter is present in native apprentices. So when the
know-how is ready, world is ready for iron. Bronze is expensive (tin is
complicated to get), steel is harder. No historical explanation is needed until
this point.
Of course, the receiving society
must be ready too. Neolitic farmer societies do not need iron, so maybe
a neolitic village would not support a smith. Three knives could be simply
bought from a travelling merchant, as this happened in our semirecent past in
Third World. Howeven Mycenaean Greece honoured warriors and warriors need metal
weapons. Also, they had layered societies, so somebody would have been able to
order the carbon steel swords; and on the Mycenaean side small states existed,
so the receiver side was unable to forbid the iron. So nothing hindered the acceptance.
Maybe a centralised conservative
Greek state could forbid, for some decades. But there was no such unified state
even before the crisis ending with the Trojan Pyrrhic victory and immediate
destruction. Anjd in warring environment who bans technology loses the war.
The Dorians came in 80 years. The
timescale is good if the smithies were in Greece. Iron came from the East, and
Dorians lived either in spots in Greece (Doru = wildman/mountaineer), or
Northwest from Greece proper. There was nobody with iron industry on the
Northwest in LH IIIC. And Dorians then had no proper states so they must have
had iron weapons/ploughshares. (The tin problem!)
For possible ban, remember the
Tiryns iron ploughshare from the end of LH IIIC from the Lower Citadel!
On the other hand, there was some
barrier at the source side. We do see signals of royal embargo, and surely the
first Hittite steel technology was “too good”, so could not propagate. Being
this nontrivial, we must discuss it briefly.
Greek tradition is that steel was
first produced at the Eastern end of Black Sea; two neighbour tribes are
mentioned the Chalybes and the Tibarenoi. Indeed, the Caucasus is, according to
archaeology, old iron/steel area. From c. 1400 there is a sporadic appearance
of steel objects, from the East. I mention here only the war ax of the prince
of Ugarit, and the steel dagger of King Tut. This is not yet Iron Age: they are
prestige weapons, there are no armies with steel. And
both the princely ax and the royal dagger contain some percents of nickel.
Nickel is good in steels; makes the
steel rust-free, elastic, edge-keeping &c. But it was nontrivial to reduce
nickel. Not that Fe and Ni were really different chemically; but good Ni ores
are rare, and melting happens above 1500 centigrades. Without that an (Fe,Ni)O or (Fe,Ni)CO3 ore would be needed. They are
even rarer. The most familiar mixed ore is (Fe,Ni)S,
pentlandite, and starting with a sulfide is dangerous for the artefact: S
causes breaks even in traces. We do not really know, which ores were used for
(Fe,Ni,C) steels in Bronze Age at East, but Aristotle
& Strabo do mention rust-free steels East of the Halys.
Anything this original technology
was, it was not a mass production. The simplest but
very expensive technology may have been: a high-temperature furnace from
fireproof stones, reduced iron and iron meteorites.
The first item is far from being technologically simple but both Aristotle and
Strabo reports fireproof stone East of the Halys; the
second is easy but not yet steel; and the third is very rare. However this
technology is good for individual prestige blades. Maybe later the
technology was developed to reduce nickel ores instead of the use of
meteorites; but this was not the way Europe took. That was the reduction of
Fe-oxides and then pure carbon steel; this was European smith technology, it
needs lot of work, but no rare materials.
For this technology there is not too
much in Anatolian archaeology, but we do know that the cheaper technology must
have existed in Hittite lands c. 1190. Namely at the destruction of Hattušaš any royal embargo stopped and iron appears
in Tiryns in 80 years, on the Southern shores of the Mediterranean even
earlier, and the Bible gives steel price in a 1070 context and tells that the
smiths of the Holy Land are Philistees. The latters are of the Sea Peoples,
they participated in the Anatolian turmoil, and if you do not want to use
far-fetched scenarios where the robbers/burners develop new technologies within
years, the alternative is the presence of the cheaper technology in the Hittite
Empire at 1190.
So for smith technology Greece was ready in 1190, at the
beginning of LH IIIC/Postpalatial, the Hittite side had the technology, and
royal embargo on hi-tech became ineffective in 1190. Anything
else to explain?
7.3:
AND IF NOT?
This concerns both
Chapters 7.1. and 7.2. Both Chapters were
self-consistent, but not proven. As for Odyssey, recent Ithaca excavations are
important, and if the first expectations fail to be confirmed, the probability
of the Hadrian Scenario decreases, albeit not to 0. Also, the scenario now depends on fitting
together results of many disciplines. The agreement between the end of the
Trojan War and the total solar eclipse at Ithaca is excellent: the previous one
in Alexandrine chronology is 5 years 2 months earlier than the latter in our
astronomy. The second date is almost certain from two-body calculations; there
must have been a total solar eclipse on 16 April, 1178. We return to the
eclipse immediately. But the details of the Alexandrine methods are not known,
and in Classical times there were concurrent data. E.g. with the Parian Marble
dating there are 31 years between the events.
Bringing upward the Fall of
Troy one or two years do not count, but more would rule out any adventure of
Odysseus. Namely total solar eclipses are rare at a given place. It is
highly improbable that an eclipse a few year apart
could have been miscalculated for place and that was seen in Ithaca. But before
762 ΔT values of eclipse
calculations are more and more uncertain, so it is possible that the eclipse
(which, of course did happen on that day) was invisible from Ithaca, or at
least not total. Now, while this is possible, it is not probable; but ΔT tables
are improving.
Also, the Pylos palace destruction
is crucial. If in 1178 the Wanax of Pylos was not Nestor, but a descendant from
the Neleid line, that only weakens the Hadrian Scenario as a “poetic license”.
But were truly proven that the destruction of the Palace happened c.
1190, a keystone of the Hadrian Scenario would drop out. I can and did tell why
this is not possible with the C14 method now, but the
technique is improving too.
As for Chap. 7.2.
you can rely on physical laws. But some archaeologists
do not see Iron in Greece for decades. No iron until the Dorian Invasion is
hard to imagine/ would be hard to explain, and would need unexpected agents (as
e.g. Philistees) for Greek Iron Age. It is very difficult to prove a negative
statement, but surely the scenario told in Part 2 and Chapter 7.2. would greet local iron artefacts from LH IIIC. While there
is a ploughshare from Tiryns, that is not local beyond doubt,
and it is not enough.
7.4:
THE LOST WISDOM OF CIVILISATION, NOT SEEN
In Part 6 I repeated and repeated:
no important lost knowledge is detected at various refugia. Now comes the explanation why I repeated this.
The Mycenaean civilisation was
refined & rich. (This is not my opinion; I am a physicist and I know that
we do not have generally valid criteria to decide; this is the opinion of
History.) The barbarous Dorians destroyed this refined civilisation, and during
the subsequent small-scale wars, wanderings &c. lots of knowledge/wisdom
may have been lost.
And indeed, some knowledge
became lost. Archaeology can detect even during LH IIIC the loss of some
techniques in jewellery and in fresco painting. In Iron Age we do not know new
frescoes for centuries. The syllabaric Linear B writing became lost, excepting
Cyprus, where
was invisible for centuries. Lots of cities became ruins or at least their populations very seriously decreased and the general urban level as well. Buildings became much smaller and simpler. Bathtubs vanished. And so on.
However, as I told, the criteria are not
objective. Frescoes were very important for the last fresco painters without
patrons, and also for historians of arts now. But the absence of new frescoes
is simply a signal of a more egalitarian society, not of losses. In this last
Chapter I try to discuss serious losses on „technical”, „civilizatoric” and
„social” territories, although there would be hard to unambigously define these
ones. The important Mycenaean refugia are: Leukade, Arcadia, Cyprus, Athens, Aiolis & Ionia. But I will not discuss Leukade in
details here; that happened in Chapter 6.2 and note that Leukade became empty
for the end of the Dark Age. Before that it was Greece's leading community, in
the Xth and IXth centuries: biggest buildings, most various
artistic objects & such. So there continuity helped, but the real
comparison would be c. 700, when already we have date from the other refugia
too.
Arcadia & Cyprus are the places
to where Mycenaean upper classers emigrated en bloc and they became the
majority. Athens defended herself from the Dorics, and Aiolis & Ionia are
the goals of mass emigrations, the first before the Dorian Invasion, the second after that but from uninvaded Attica. Comparison
can be any important mainland area except Athens about 700.
Technology
Iron was practically synchronous
everywhere. We will not discuss ceramics; that is mainly done from artistic
points in the literature and it is pointless to argue if Submycenaean with old
roots is superior or inferior to new Protogeometric. From the middle of the
Dark Age other metallurgy than iron/steel is either shipwright technique or
art. Of course, ships need noncorroding metal, but even there high-carbon
castiron is a competitor. On the land there are no
more bronze tools/weapont in abundance.
Building activity (houses, temples, city walls) are uniformly below Late Mycenaean level. For me
it seems that in Europe in 700 there are no big differences in building level,
but in Europe there is only a few buildings from 700.
In Aiolis & Ionia there are ruins from 700 but not very impressive ones. In
Old Smyrna, originally not Ionia but Aiolis, a few excavated buildings go back
to c. 850 but they are 3 m*5 m houses with a single room: and nothing from the
previous 270 years. The first big buildings are temples (no substantial temples
are known from the Mycenaean times); the Hera temple in Samos c. 800 was a
building of 180 m2, with a line of 13 columns in the axis. Even this
is an area of the quarter of the Leukade Heroon; true, that was woodden.
The technological leading role of
Ionia is commonplace but there are 3 problems. First, the mainly Ionian
intellectuals of the Classical Age of course preferred Ionian predecessors.
Second, the great technological age of Ionia mainly starts after 700, so cannot
be caused by knowledge from 1100. Third, some claimed discoveries were rather
borrowings. Glaucus of Chius could not invent iron welding, anything is written
by Herodotus, because a welded iron piece is known from the later Armenia, c. 1400 [24]. And Theodorus &
Rhoicus of Samos may have been good bronzeworkers, but they could not invent
the cire perdue technique known worldwide from Bronze Age.
As for science, Thales of Miletus is
the very first Greek astronomer, but much after 700,
and this seems true for all sciences, including Mycenaean times backward too.
Urbanization
Here this word will not refer to the
sizes of cities but to the “level”: pavements, aquaeducts, public baths &c.
These civilizatoric achievements were present in the bigger Mycenaean cities
until LH IIIC, and not for a time anywhere. Well, Athens remained a city even
in the Dark Age; but we do not know much about its Dark Age pavement. And the
scarcity is communal efforts is not lost knowledge, but shifted emphasis. In
communal societies the Whole comes first (told the wanax and his bureocrats).
In more individual societies cyclopian walls, buildings and big pavements are
not so important.
Society
Not only the GDP counts; and that was even more true in Antiquity. People depended more on
personal contacts, and so they tried to optimalize some well-being, if their
life was supported. Of course, in this question our modern opinion does not
matter much. We discuss 4 items: organisation, lifestyle gender roles &
language. Pre-Dark-Age heritage should be seen in them.
In Mycenaean kingdoms people were
not equal, but it is not clear what were the weights of birth
& personal excellence. We do not know about the role of more
primitive organisations as phratrias, clans and phyles; while they might have
existed. The society was quite bureocratic, which would suggest an Ottoman
ideology where everybody has the chance to end as Grand Vizier, and then with a
red cord of silk; But innumerable (later) mythological stories emphasize the
divine descent of Mycenaean leaders. Anyway, there are no records about phyles;
but there are no records of almost anything except for inventory and taxation.
The origin of the Greek phyle system
is unknown. We see them from Archaic, say 700. The principle is then that the
families of the polity (say: a polis) belong to subunities of small fixed
number. These are the phyles.
If such a system is ancient, then
one of two possible origins have great probability.
Either the polity had in the past merged together with another, quite distinct
group, or the origin of the polity was unitary and we see a worldwide
phenomenon: a mechanism against marriages of near blood kins, leading to
genetic problems.
In the first case we would expect
lots of 2-phyle politeias; but this is dangerous, keeping alive the division.
It is better to create at least 3 phyles, with fictitious descents at least in
the third. On the other hand, in a politeia of unitary origin ethnographers
tell that originally the tribe created 2 half-tribes and decided which parent
defined the half-tribe of the child. Say, it was patrilinear. Then the original
male belonged to 1, he could take a wife only from 2. Then their children
belonged to the half-group 1, so they could take wives/husbands only from 2.
And so on. The system is simple, in fact prevents at least some genetically
dangerous pairing and does not create internal divisions. Indeed, everybody has
2 parents, one from 1, one from 2. Bigger tribes
create more subgroups, but always even for number, and fix a rule how to
calculate the subgroup of the child. Again, 2 is not
good if politics enter, but 4 is good. Later, for big enough subgroups, the
chance of close kin marriages goes down, and the society may even forget about them. Or
some politicians might completely reorganise the phyles as it happened in VIth
century Athens.
Now, in classical times, about which
our knowledge is firm, different phyle numbers existed in Greece. Dorians
almost everywhere had 3: Hylleis, Dymanes & Pamphiloi. From Aiolis we know
about also 3: Apodotoi, Ophioneis & Eurytanes, but we have this information
only since Hellenistic time, and about large Western territories we know
nothing at all. However in Attica there was 4 and in Miletus even 6 [67]. The 6
phyle in Ionia is certain, because they can be find in inscriptions in Miletus
and in 3 of her colonies, of which Kyzikus was founded in 750, + in 4 further
cities. Then we know that the 4 Athenian phyles were Argadeis, Aigikoreis,
Hopletes & Geleontes, while the further 2 (added in Ionia?) were Oinopes
& Boreis.
It seems that the original Ionian
system was 4 quartertribes, and in Ionia, via some alliances with at least a
part of the autochtones, it was expanded to 6. (But then Herodotus' text about
genocide in Miletus is probably only a rumour.) So the phyle names are not
pan-Hellene, and the Attic-Ionic system has even number of the phyles, the
Doric and Aiolic 3. OK, the Doric seems artificial (Pamphyloi ≈ Men from all tribes), but that may be
the need to avoid two subtribes. If a group preserved the old system of
Mycenaean society, that cannot have been the Dorian invaders, they are either
the emigrating Aiolians (of whose original phyles we are quite ignorant)|Now, there is an idea that the Attic phyles were
originally employments in Mycenaean Athens (priests/scribes, warriors,
shepherds, plant cultivators; see also Plato on the Ideal State), but we should
know more about Arcadia, Cyprus or Aiolis bin 700 to draw conclusions.
Lifestyles
Mycenaean societies were pyramid-like, so the upper crust
made banquets of some type. Homeric rulers and heroes mutatis mutandis did the same, remember the Phaiak scene, Menelaus and the suitors in
the Ithaca Palace. Dorians were egalitarian, and surely did not organise
elaborate banquets, if they wanted to make festivals for the tribe that rather
might have been a big barbeque, while the everyday Doric common eating is
described in Sparta by Ancient authors, and we know that the institution
existed in Crete too.
Now, we know the communal feasts from Classical Athens,
and it is rather Mycenaean. And it seems that the banquets in Archaic Aiolis
were also rather Mycenaean: frescoes from Larissa show it [68].
Gender
roles
Greek
society was quite patriarchal, as all historical Indo-European ones with the
silliness of grammaical genders. (Magyar is unisex, together with all Uralians,
Altaians, Basque, Chinese, Japanese, and Anatolians & Armenians as the only
unisex Indo-Europeans.) True, in all historical times male and female roles
differed for obvious reasons, but generally in lesser degree than for
Indo-Europeans. (Girls, e.g., often went into battles among Turks, and while
this was exceptional among Magyars, it was not unheard of. The main reason is
obviously the light horse archer type battle, where strength was not too
important.)
Now, the quite different roles, and
sometimes the social separation of sexes show the following scheme among
Greeks:
We do not know too much about
Mycenaean times but separation was only moderate and women had some social
roles. This may have been Cretan influence.
In Odyssey women generally remain
among themselves, but are not kept in purdah.
In Classical times Dorians separated
women only mildly and in Sparta not at all. Ionic Greeks made puns and slanders
about this.
Ionians and especially Athenians
strongly separated the women: no official positions for them except for
priestesses; excluded from banquets except hetairas and flute girls; places
apart in theaters; not going alone to the street, even to the market-place,
except for low-class ones; advisable veils &c.
Aiolians mixed most and easiest.
There Aiolians seem to be closest to
the Mycenaean social life; but it would be good to know details & history
of the differences.
Language
Language is a very important social
tool, albeit the causes of changes are not always understood, but they are
often socially driven.
The Mycenaean was a dialect, with 8
or 9 cases in declension. The first millennium descendant is the Arcadocyprian.
Ancestors of the other dialects are unknown, except as pen errors in Pylos,
most definitely by Hand 24, the personal scribe of Last Wanax Enkhelawon.
The Homeric dialect seems a mixture
of Aiolic and Ionic, but with a fully operative Instrumental and a full direction triality by endings.
Arcadian in some Archaic/Classical
inscriptions still keeps a 7-case system, but all the others are at Classical
5: Nominative, Vocative, Accusative, Genitive, Dative.
Aiolic, Ionic & Doric differ from each other, but it would be difficult to
find a pair nearer to each other than to the third.
For any chance I do not detect
useful ancient wisdom, lost in the turmoils but saved in Arcadia & Cyprus,
refugia of upper crust Mycenaeans, or in Aiolis & Ionia, without Doric
Invasion.
And a last,
important note. Sure, Tin was a bottleneck.
Then a school of recent years tells: spare and recycle. And bronze is extremely
recyclable. It is a simple alloy of only 2 components, and the tin ratio is
generally c. 10 %. So recycling does not take too much work, and definitely
nothing else than melting and a negative form is needed.
Schofield [55] observed sole
recycling in Nichoria from LH IIIB. Still, it did not solve the tin problem.
The advent of Iron solved it, deliberating some 3 more orders of magnitude
metal. Also we now know that iron oxide is far less environment pollution and
poison than copper compounds.
APPENDICES
APPENDIX A: ON WANAKTES
The title is
ungrammatical, but I have explanations. It is ungrammatical because in English
"on" (indeed any preposition) goes not with the Nominative, but with
the Common case, which was originally the Accusative. With pronouns the
situation is clear: not "on I", but "on me". So I should
have written either "On wanaktas" (Pl. Acc.) or "On
wanaxes" (importing the Greek Sg. Nom. and using as an English word. The
form in the title is a hybrid.
However (come the
explanations) first, all English nouns have identical Nominative and
Common, and, second, the Greek plural Accusative
would be quite similar: "wanaktas" in Classical Greek, maybe
"wanaktens" or "wanaktęs" in Mycenaean times. For the
reader the 3 forms are probably indistinguishable.
Classical Greek
(meaning c. Vth century) used
the word very sparingly. Sometimes the noblest Olympians were called
"wanax", but no mortals. In addition, the digamma "w" went
out of the use in Athens in early times, before the transcription of Iliad
& Odyssey from oral performance while the digamma remained the part of the
alphabet and indeed was used to denote Number 6 in the scientific writings (the
other two letters preserved only as numbers in Athens were the koppa and the
sampi). So the Homer texts do not contain digamma, and in names it was used as
Anax-.
But everybody who
counted knew that in Homer originally the word started with a "w". At
least 2 clear signs showed this.
First, in the rather
formal Greek epic language the preceding word sometimes feels if the next start
with vowel or consonant. Sometimes this is true even in prose. Preposition “ex”
is “ek” before consonants. So even the modern “ex” in “ex-ergy” should be “ek”
in “ektropy”. Some people still speak about “extropy”, but they do not know
Greek. Second, some non-Attic dialects retained the initial "w" until
Alexander the Great; and especially the Cypriotes continued to use
"wanax" as a rank. So we also knew the initial "w" even
before reading the first Mycenaean texts. (But physicists, slightly
more than a century ago, did not care if “erge” was originally “werge”. For
“energy” that would not mean any difference; but for “exergy” it would.) As told, in
Athens the word was used as "Anax".
The word appears in
Iliad 257 times, of which 251 is singular; this is
natural from the meaning. In the Odyssey it is much more infrequent, which
shows something.
The word is a
masculine noun, from Third Declension, more specifically, from those of
consonantal stems. The stem is wanakt-.
Its feminine counterpart is wanassa,
and in Mycenaean times that generally means the wife of a wanax. But not
always: e.g. a daughter of Agamemnon, the same or not as Iphigenia,
is called by some mythographers as Iphianassa.
And especially this name poses
problems. Anything be
the characteristic property, ability &c. of a wanax, the name Iphianassa is a declaration that she will
realize it by force. But she is a
princess. What could she have done by
force? (Or is this naming analogous with Alexandra? As the feminine
counterpart of Alexandros, the meaning is cca. “victorious
against men” or even “repelling men”. Now such a name may have been proper for
the first Alexandra, of Ilium, who was virgin until the sack of Troy, her name
is better known as Cassandra. But later the name was in everyday usage.)
Now there are two
important questions. First, what is the exact
meaning of this word, second, what is this word from grammatical viewpoint and
what was its evolution from Mycenaean to Classical Greek? As it will be seen,
we cannot decisively answer the first question, while the second does not seem
too problematical.
Already from Homeric
texts it was clear that the wanax was the paramount chief of an independent
domain. (You may call them "kingdoms".) One
kingdom, one wanax. (This is the reason that dual & plural uses are
infrequent in Iliad.) He is also somehow "sacrosanct". Homer's
frequent formula is "Zeus-born, Zeus-nourished". They are
"nearer to the gods" than their people. One explanation is that some
(remote or not) ancestor of them was a god/goddess,
another is that Zeus, wanax of the Olympus, has His attention on the mortal
wanaktes.
Then, with the
deciphering of Mycenaean texts, the situation became even more explicit. In the
bigger kingdoms two persons, tell us the Modern textbooks, stood at the top of
the taxation & power pyramid: the lawagetas and the wanax. The lawagetas
was the commander of the Army/Navy, and probably also the chief of common
works. However the wanax stood higher; his temenos (separate land) was bigger
&c. The lawagetas performed totally secular activities, while the wanax was
frequently involved in rites [23].
As for the titles, the
lawagetas is not a problem. Probably the "law-" part comes from the
predecessor of Classical "laos", c. "people", and
"-ag-" comes from in Indo-European stem meaning "activity",
"urge", "lead". So he is the Leader of People, both in
peace and in war.
However the meaning of
"wanax" is not clear at all (See e.g. Palaima [44] who cannot decide
either.) The majority opinion is that this title comes from Aegean, spoken in
Greece before the Greeks, and we do not speak Aegean, so then the title does
not lead us to anywhere.
Of course there are
Indo-European etymologies too. E.g. Hajnal [69] tries with "uen-ag-",
so he is who leads the kingdom to Gewinn.
Very nice but what is
"Gewinn"? While it seems that English translations would be lame, the
question is ironically familiar for a Hungarian. At the first half of the
'50's, during the strictest Stalinism, the strictest Stalinist leadership
recognised that the system would not work; and they introduced a mild reform in
the services (restaurants & such). The slogan was "to give the shop
into gebin", where "gebin" is the Magyarized form of the
Budapest Yiddish word for "Gewinn". It meant that the leader of the
shop could put a part of the income into his pocket; bigger if the Gewinn was
bigger.
Obviously this Gewinn
was not "profit" even if Palaima translates it so [44]. First,
because it would have been impossible to introduce in 1953 a system in Hungary
under Soviet control whose name is "profit". Second,
"profit" is clearly defined, while our "Gebin" system was
anything but clearly defined. So it may be misleading to translate Hajnal's
etymology as "person leading the country to profit". Palaima does
this, and explains Astyanax as a person leading the city to profit, and Iphianassa (Iphigeneia?) as
a person achieving profit by force;
but of course the second is absurd, and even the first is lame. Mycenaeans did
not have the notion of profit.
Still, the problem
here is clearly with Modern English. Profit is the difference between income
and outcome. A Mycenian kingdom surely did not maximize that. However there were ideas about the prosperity of the kingdom.
So Indo-European "uen-ag-t" may have meant the person who
"achieves/guarantees the abundance" of the kingdom.
However some problems
do remain. For example, how could poor Iphianassa (in post-Homeric tradition
offered to the gods for the success of the campaign in Aulis) be a person
achieving abundance by force? And
second, in Iliad lots of wanaktes are fighting under Troy, but no lawagetas is
mentioned. Or was the Trojan War a Crusade/Jihad? Then and only then the
wanaktes must lead the army; but as we know, the Olympus was divided in about
that war, and Zeus was neutral.
So we do not yet exactly know what was
a wanax; but surely he was the First Man of the Kingdom, Zeus-born &
Zeus-nourished, who could best guarantee the gods' goodwill for the kingdom.
On the other hand, basileus,
the later royal title (sometimes even at Homer) was an important but not too
high title in Mycenaean times, and even in Homer more than one of them is
mentioned per kingdom. The title is clearly Mycenaean, and appears in Linear B
as qa-si-re-u. Later in Cypriote syllabaric it is pa-si-le-wo-se: labiovelar stops
vanished from the language in the few centuries of Dark Age. Note that for
bilinguishes Cypriote-Greek ones are real bilinguises, not transcriptions.
(E.g. και = ka-se [33].) But IE etymologies are in doubt for
“basileus”.
The title wanax
remained in use in Cyprus, whither lots of Achaians emigrated during
Postpalatial times and when the Dorians finally occupied Peloponnesus. But the Cypriote
usage is strange. First, Goddess Aphrodite (with Her
chief temple in Paphos) is Wanassa. OK, but earlier the wanassa was the wife of the wanax, and while Aphrodite
has a divine Husband (Ares), Her substance is not
being somebody's wife. OK, this is the usual ambiguity of Nuclear IE languages
(not present in Hittite & Armenian, not distinguishing masculine/feminine):
see Queen Elisabeth I was a Queen without any husband (hence the Old Dominion
Virginia), Queen Elisabeth II is a Queen with a husband of mere Prince and
Royal Consort; but Queen was also Mrs. Wallis for a short time until his
husband, King Edward VIII, abdicated. But the second anomaly is not so easy.
According to the Politeia of the Cypriotes of Aristotle (not extant but
represented by Frag. 483 of Rose [36]), on Cyprus a King is basileus, but his wife is wanassa, and the son of the basileus
& wanassa is a wanax. I cannot
follow the logic of this usage.
Well, we cannot give a
final answer to "exactly what was a wanax?" until new inscriptions
are found. But we can clarify the evolution of the word from Middle Mycenaean
(or even from earlier times if the word is Indo-European) to Classical Greek.
In the Homeric
language (halfway between Late Mycenaean and Classical Greek) the word is wanax, its stem
is wanakt-. (The concurrent title is
basileus). The syllabic Mycenian
writing (confirmed by the much later syllabic Cypriote) is wanaka. Now the rules of the Mycenaean writing forbid (with a few
exceptions) to write more than one consonant per syllable (no sign), and even
that one can be only at the beginning of the syllable. So wanaka is quite
regular for wanakC, where C is any consonant, maybe even more than one. (On the
other hand, the Cypriote writing always writes -s at the end as -se.)
Greek words have a suffix for Nominative and it is often -s, in the Classical
Alphabetic often represented in a psi or ksi.. So
Classical & Cypriote Greek and Mycenaean Syllabaric point to a wanaks=wanax
or a wanakts.
Classical analogy
(except that feminine) is nyx
(night); the Nominative ends in an -x, but the Genitive is nyktos. So the stem is nykt-.
(And you can see, after more than 4000 years of divergent evolution from sound
to sound between Greek and English: originally the English -gh-
stood for a k-sound (voiced, aspirated), and the -t- from the end of the stem
is present in English too. So wanax may even be an Indo-European word for
phonology.) We of course cannot be sure how the word was pronounced in
Nominative in 1200: wanaks is a quite
possible pronunciation, but also wanakts,
with a c-type "ts" affricate. (See Hittite –z [70], and
that Arcadian alphabetic Greek could write affricate ts with the letter tsan. This
affricate re-emerged in Byzantian times.)
In the Homeric texts
the only mildly surprising form is a Vocative in Il.
III, 351, where Wanax Agamemnon speaks to Zeus, Wanax of Gods, telling:
"Zeu Ana!". But we are in Homeric times. The
W- was here, but the Athenian transcription did not write it; the Vocative is
the pure stem, but in Homeric times already words can end only with -s, -n, -r
or vowel. So a -t ending is impossible; but also a -k one. (But note that
Garrett is unsure when the right word
end became so restricted; because of Linear B orthography. In Linear B texts he
can detect closing –m, and for the others he can only tell that “before Homer”
[38])
In Mycenaean times the
noun paradigm contained 8 or 7 cases: Nominative, Accusative, Dative, Genitive,
Ablative (?), Locative and Vocative, in Singular, Dual & Plural, but
Ablative is questionable (some scholars think it already had coincided with
Genitive), the Dual was rudimentary (maybe it was always so) and in the Plural
the Vocative was the same as the Nominative (not sure that also in accent).
Then, for fun, I try to guess the full singular paradigm of the word as Wanax
Agamemnon himself pronounced it. (Note that Homer still regularly used Instrumental,
and sometimes Locative & Ablative.) Of course I do not guarantee the
success. I am no Greek scholar.
At this point I did not use the standard Mycenologist
literature; it is more fun if I do the reconstruction. I used Modern languages,
most frequently Lithuanian [71] that language keeping a fully operative 7-case
system. Of course some Homeric loci are very useful too.
Homer is generally
believed to use a 5-case paradigm (Nom., Voc., Acc., Gen., Dat.), but this is
not true. He definitely use Instrumental (the suffix is -phi), and he uses a
direction triality adding regular suffixes to words (-de = into, -thi=in,
-then=from). The first would be a 9th case (Illative), the second
seems to be a Locative, and the third is an operative Ablative. (Of course, Dr.
Kazanskiene’s opinion would be much more decisive than mine.) Neglecting
Illative, somewhat interpolating between Classical/Homeric Greek and using
reconstructed Indo-European as pointer we get something.
But also note that
stems with -kt- were quite regular in Indo-European and some of them are quite
conservative. We cannot look for the counterparts of wanax, the only related
word is in Phrygian and that may be borrowing from Mycenian. However let us see
the analogy word nyx (Cl. Gr.), naktis (Lith.), noč (Rus.), night (Engl.),
ne-ku-uz (surely c. nekts) (Hit.).
And now the tentative
paradigm:
Case |
Classical alphabetic |
Mycenaean syllabic |
Note |
Nom. |
wanax |
wanaka |
1 |
Voc. |
Wana! |
Wana! |
|
Acc. |
wanakta(n) |
wanaka(ta) |
2 |
Gen. |
wanaktos |
wanakato |
3 |
Abl. |
wanakthen |
wanakate
(?) |
4 |
Dat. |
wanakti |
wanakati |
|
Loc. |
wanaktothi |
wanakoti |
5 |
Ins. |
wanakt-phi |
wanakapi |
6 |
__________________
1: Classical "x" is an abbreviation for "ks".
Earlier it may have stood for an affricate. Or the compound may have sounded as
"kts" with a k stop and a "ts" affricate, written in
contemporary Hittite with a "z"; we do not know. But surely until
Homer "t" dropped from "kts".
2: Contemporary Hittite writes the closing -n, but -kt- stem nekts is
not found in accusative. In Greek there was a tendency of weakening
"n" in suffixes, so the "n" may have been there in 1200.
3: A wanato syllabic form is possible as well.
4: The form seems exotic, but compare it with
Homeric "ouranothen".
5: The ending here is Homeric. In European languages keeping Locative
the suffix is -i (Lat.), -je (Lith.) or -e/-i (Rus.; -i in noči).
6: Endings compete in successors of PIE: mi, -bhi and -iu. Baltic and Slavic uses successors of -om
and -iu; in Russian the thumb rule is -iu in Feminine, -om otherwise, but in
Lithuanian there are words which can take any of the two. As for Greek, -phi
(obviously from -bhi) is well attested both from Homer and from Mycenaean
tablets.
Table 9: My reconstruction
for the Singular declension of “wanax”
APPENDIX B: PAUSANIAS ON INSCRIPTIONS
The text is in 9.11 of [17], telling
about Thebes, the Electran Gate. Chapter 11 and the very beginning of 12 tells as follows:
„On the left of the gate named
Electran are the ruins of a house where they say Amphitryon came to live when
exiled from Tiryns becaus of the death of Electryon; and the chamber of Alcmena
is still plainly to be seen among the ruins. They say that it was built for
Amphityon by Trophonius and Agamedes, and that on it it was written the
following inscription:-
When Amphitryon was
about to bring his bride
Alcmena, he chose this
as a chamber for himself.
Anchasian Trophonius and
Agamedes made it.
Such was the inscription that the
Thebans say was written here...”
Now, the text is unambigous for
first sight. Amphitryon, Alcmene & Trophonius is pre-Dark Age (Alcmene is
the mother of Heracles, so LH IIIB1), and Trophonius,
if wrote at all, wrote in Linear B. But no similar Linear B texts,
and no inscriptions at all were found in the excavations of more than 70
years.
And observe that Pausanias did not
read the inscription. The Thebans said... He saw some mural depicting, the
Thebans said, the Witches delaying Heracles' birth, but „the figures are by
this time rather indistinct”. This text is no evidence for Linear B LH IIIB inscriptions.
Herodotus also writes something
similar half a millennium earlier [46]. But he is a well-known storyteller.
APPENDIX C: COSMIC AND
TERRESTRIAL IRON ABUNDANCES
In the last half a century cosmic element abundances are explained via
cosmology & astrophysics, using also some statements of nuclear physics
too. The story runs as follows.
The Universe started
with a Big Bang (c. infinite density & temperature some 12-18 billion years
ago). Between 8 & 15 microseconds quarks became bound in hadrons. At 1 s
these were almost exclusively p and n. Then already the temperature was low
enough, in the range of 1 MeV, so neutrons started to decay, giving p, e and
antineutrino, but n half-life is somewhere at 900 s, so for a while they had
the chance to form nuclei where they survived because of binding energy. For
the first reliable calculation for abundances after several hours see [72]; the
numbers did not change too much since then.
Namely after a few
hours the hadrons were mainly H (p, d & t), c. 95 % He (He3
& He4≡α), 4-5 %, and Li7, traces. Heavier
nuclei had only very low chance to be formed, because it would have required
multiple collisions.
These nuclei, except
for H3≡t, are stable, so their neutrons are preserved. At c.
300,000 ys the temperature went down to c. 3000 K, the nuclei caught the free
electrons and thenceforward the situation is familiar, except that practically
every atom was H & He.
After some hundreds of
Mys the first galaxy formed, and in the spiral galaxies the first stars. (The known
oldest gamma burst is at z=8.3, and quasars are known from z=7.) The first
stars used the pp cycle resulting in He; later
supernova explosions scattered this He, and also red giants produced C and
neighbours O & N in the scheme 3He → C. The process is exotherm until
Fe26, so abundance peak is expected around Fe, and this peak is
increasing in the Universe, Fe being a final state. Other nuclei can be both
fuels and products. For this see e.g. [73]. The present stage, according mainly
to stellar observations, is similar to those given in [74].
|
Fig. 3: Cosmic abundances
according [72]. Solid line: odd Z, dashed line: even Z.
Our Earth was formed
4.55 billion years ago, from the nebula going to be Sun, but some distillation
processes went by, because light (low-Z) elements have greater chance to remain
in the interplanetary medium. Finally H & He were mainly collected with
giant Jupiter & Saturn. The primary solid
state abundances of the interior
Solar System are shown maybe by H3 chondrites for whose compositions see [75].
Of them I selected by chance Y-792947, collected 32 years ago by the Japanese
institute NIPR at the Yamato Antarctic icefield in the general area of Showa
station. The meteorite is a bigger one, 233 g, and the Antarctic conditions preserve
quite well the interior parts of bigger stones.
According to
meteoritic canon, the analysis gives the composition in mass %, and everything
is calculated for usual compounds. The result is as follows.
Compound |
Mass % |
Note |
H2O |
3.50 |
1+2 |
SiO2 |
34.02 |
3+2 |
Na2O |
0.54 |
3+2 |
Al2O3 |
2.32 |
3+2 |
MgO |
22.52 |
3+2 |
CaO |
2.24 |
3+2 |
P2O5 |
0.11 |
3+2 |
TiO2 |
0.08 |
"Fe" |
Fe° |
8.05 |
"Fe" |
FeS |
4.90 |
"Fe"+3 |
FeO |
16.70 |
"Fe+2" |
Fe2O3 |
2.85 |
"Fe"+2 |
Ni° |
1.28 |
"Fe" |
Co° |
0.04 |
"Fe" |
Cr2O3 |
0.27 |
"Fe"+2 |
MnO |
0.26 |
"Fe"+2 |
K2O |
0.08 |
4+2 |
Table 10:
Composition of H3 chondrite Y-792947. C content was not detected
but it may have been a few ‰. Cl is usually lost, maybe for being in halite,
NaCl, and washed away during analysis. O, S, Ti, Mg, Si, Ca, Fe, Ni and Mn are
even-even nuclei, emphasized by boldfaces.
In the Notes the numbers are rows of the periodic system; "Fe" means
metals in the Fe peaks of Fig. 3 (Row 4).
Now, what do we see
here? First, that light atoms have a chance to go into solid
phase in compounds; H not much even in H2O because that compound is
volatile. The {CNO} triad is Third Generation in stellar
nucleosynthesis, no more than 0.15 % in the cosmic abundance, but O, as an
aggressive volatile element, has overwhelming chance to survive in nonvolatile
compounds.
Metals of Row 3 are
Fourth Generation in nucleosynthesis, but with the originally much more
abundant O they form nonvolatile compounds, so survive. As Fourth Generation
nuclei they were much less abundant than {CNO}, but their survival probability
is almost 1. As for the relative abundance in the triad {Si,Al,Mg} we expect
higher abundance for even-even Si & Mg than for odd-even Al just as in the
cosmic abundance Fig. 3; and it is indeed so. Mg is an order of magnitude more
abundant in Y-792947 than Al. Even-even nuclei have higher binding energy, so
produced more, than others.
For higher generations
the abundance is much smaller, except at the Fe peak. Nuclei there, being the
final equilibrium stage of stellar nucleosynthesis, accumulate in the Universe.
Bigger nuclei are
produced in stellar nucleosynthesis as an "accident", e.g. during
supernova explosions. Still, at "magic numbers" for protons and
neutrons, not yet completely explained by nuclear physics, binding energies go
up, and then formation processes result in peaks. One such is Sn: Z=50. Indeed
the cosmic ratio Sn/Ag is c. 10 (none of them can be quantitatively detected in
meteorites). For cosmic abundances the ratio Sn/Cu, important for bronze, is
1/150, and being nonvolatiles, this should be the ratio in planetary bodies. Pb208 is doubly magical, so no
big surprise is that in cosmic abundance Pb/Sn > 2.
Now, meteorite
Y-792947 may show quite well the bulk
of Earth, but the composition of terrestial crust
is much different. Numbers change with the evolution of mining, but in the
crust some half is O and some quarter is Si. As for the remainder, Al is c. 8
%, Fe is some 5 % and Mg is less. This is so, because during crust
differentiation and later volcanism SiO2 formed a lattice for taking
in metallic oxides; and silicates containing Al2O3 are
both lighter and melting at lower temperature than those containing MgO. Very
ancient basalts have much more MgO than present ones; now Mg-silicates are in
the lower crust, not yet intensively
mined except for oil. Fe-silicates are also heavy, still lots of Fe came
up; but the cosmic mass ratio Fe/Al
is c. 26.
So this is the final
"distillation" process leading for historical abundances. Here I give
the very crude approximate mass
ratios in the upper crust, based on cosmic abundances and terrestrial upper
crust formation, for the "seven primordial metals" + two used by
ancients without knowing it:
Metal X |
X/Fe mass ratio in upper
crust c. |
Au |
5*10-7 |
Ag |
3.5*10-7 |
Cu |
5*10-4 |
Hg |
<1*10-4 |
Sn |
3.5*10-6 |
Pb |
9*10-6 |
Zn |
0.001 |
Ni |
<0.1 |
Table 11: Approximate upper
crust abundances for 9 metallic elements
The expected ratio
Au/Ag ≈ 1.5 is rather surprising. The low crustal Ni abundance surely is
caused by the chemical vagary that silicates like NiO
less than FeO.
Observe that Zn and Ni
is not really rare in the crust. However they were
never observed in pure metallic state, so in Classical Antiquity they were
neglected as metals.
APPENDIX D: LIQUID IRON AND
THE ANCIENTS
In Europe iron &
steel is produced mainly through a liquid phase since High Middle Ages (and in
China since several centuries earlier). So in everyday language now melting iron is a synonym of reducing the iron ores. And in Classical
Antiquity copper producers might have even believed that Heat liberated copper
from its coloured ores. So many historians now routinely speak about ancient
molten iron. Of course, chemists and metallurgists know better; but they do not
write history books about Submycaenian, Doric Invasion & such. Also, the
few remaining old-fashioned blacksmiths are silent in the discussions.
But
really, the exact story of the Fall of Mycenaean Palaces, the
Submycenaean/Protogeometric change, dialectal changes and Advent of the Dark
Age are too weakly documented to tell the story of Appearing Iron from historical
facts. So it is better if we
use Laws of Physics/Chemistry as much as we can.
Let
me first summarize my point here as: in Antiquity generally iron was produced
in solid state and steel production remained in that phase too in first
approximation; but there are a few findings from the last one and half
centuries of the Hittite Empire, probably from Eastern Anatolia which are
difficult to explain with solid state technology (but later such mysterious
artifacts are not repeated).
Written
texts are generally not too useful. Homer sings about Late Bronze Age, so he
does not mention blacksmiths. Hesiod does, but Works and Days do not go into
details. Herodotus or Plato are not interested. We
must wait until c. 330, when Aristotle, the first real scientist, writes something. Not too much.
In his book
Meteorologica, which then meant changes and transitions, he writes a few
sentences about melting iron and producing steel, focussing on the solid-liquid
transition. In the
1995 edition of his Collected Works [23], Bk N° 383a29-b6 is translated as:
“...But those which solidify by refrigeration
and the evaporation of all their heat, like iron and horn, cannot be dissolved
except by excessive heat, but they can be softened -though manufactured iron
can be melt, to the point of becoming fluid and then solidifying again. This is
how steel is made. The dross sinks to the bottom and is purged away: when this
has been done often and the metal is pure we have steel. The process is not
repeated often because the purification of the metal involves great waste and
loss of weight. But the iron that has less dross is the better iron. ...”
Now, the text may be
clear as an ancient text. However the process given is physically very
problematical. “Dross” may be impurities/slag, or may be some iron which is
being lost. However, specific gravity of slag is much less than that of liquid
iron; and surprisingly enough the specific gravity of solid iron is slightly less than that of the liquid one. So nothing could sink down to the bottom.
I will return to the
curiously obscure sentences, but for this moment I am satisfied with the idea
that the Stagirite asked a smith, who gave obscure answers not to divulge
business secrets.
There is one more item
in the Aristotelian Canon about iron production. On Marvellous Things Heard, Bk
N° 830a5-847b10 goes as:
“#48 It
is told that the production of Chalybean and Amisenian iron is very peculiar;
for it grows together, as at least they assert, from the sand that is carried
down by the rivers. Some say that they simply wash this, and smelt it in a
furnace; but others that, after frequently washing the deposit left by the
first washing, they burn it, and insert what is called by the fire-proof stone
which is abundant in the country. This iron is far more beautiful than the
other kinds. But if it were not burnt in the furnace it would not at all
differ, as it appears, from silver. Now they say that it alone is not liable to
rust, but that it is not very plentiful.”
This is Eastern
Anatolia (Amisos is east of Sinope at the Black Sea shores), the old Hittite
land. Do they still remember something?
But it would be rather difficult to repeat the process from text. The text is
clearly a hearsay, albeit I hope at the end we shall
see somewhat more clearly. I think, the key is the
“fire-proof stone”; of course it is meaningless to put fire-proof stones into the furnace together with the ore.
350 years later
Strabo, the biggest geographer until Ptolemy, tells stories about metallurgy. I
did not find a good text about iron; albeit on the old Hittite lands he mention
communities specialised to iron/steel. But there is a phenomenally unclear text
about oreichalcum (i.e. brass) production in Aiolis, which I will give at the
end of this Appendix for demonstrating that ancient scholars understood next to
nothing about metallurgy.
Now back to
Aristotle’s text. He is obviously hesitating if “iron” can be really melted or
it is only softened. First, let us see that the main technical problem was not
high temperature, but high temperature in
a furnace. Pure Fe melts at 1535
°C. So you must build the furnace from something still reliable at 1535 °C.
Recently it is told that you need something above Segner fire-proof class 26,
and this something must be a ceramics. A few stones are similarly fire-proof,
but not many; Aristotle explicitly tells that “mill-stone” (some basalt) melts.
And you then must have a similarly fire-proof mortar too. Everyday brick is
unstable at such a temperature. Although most ceramics does not melt, at high temperatures they soften
or fragment.
Now, for Classical
Greek science even the difference between heat and temperature was not
observed. True, from the physics of Aristotle the lest
untrue was Thermodynamics [76], a part of his Meteorologica, the Science of
Changes. This statement is far from being a critique: Plato's physics is totally useless for us. But 2350 years
is a lot of time.
Aristotle did not
distinguish extensive and intensive variables in Thermodynamics; and nobody
else for more 2000 years. Maybe the first ones observing the problem were Count
Rumford 200 years BP and Carnot a generation later; and the first scientist
methodically distinguishing Heat and Temperature was Black, teacher of Watt. At
the interaction of two systems the extensives tend to add up, while the
respective intensives tend to converge. So simple materials are melted via
heat; but they melt when the temperature passes the melting point not when you
transferred "enough heat". (In addition, a century ago we became
certain that Heat is not a thermodynamic extensive; the well-defined one is
Internal Energy, and Heat Transfer is a part of the Internal Energy Change; but
that is a small detail now.) Pure elements and a few other materials melt
clearly, at a definite temperature, but generally with an intake of latent
heat, so at the melting temperature the temperature increase stops for a while,
and more and more solid parts turn to liquid. For pure Fe this happens at 1535
°C.
Chemical compounds may
or may not melt without decomposition/change. Aristotle knew this, but did not
know, why. We do know, why; it depends on the strength of interatomic forces
between the atoms versus intermolecular ones. As a result common salt can be
melt at 801 °C, but common sugar "caramelizes".
Alloys show an
intermediate temperature range in melting. An alloy is the solid state mixture
of 2 (or more) metals, but here a "metal" is not a metallic element,
but anything solidifying as a regular "metallic lattice". E.g.
cementite, Fe3C, is such, so cementite can be alloyed with iron, Fe.
Both solidify in cubic lattices.
But let us first
consider very briefly copper and silver. The two kinds of atoms mimic each
other quite well, and consequently they solve each other in any ratio, and also
they can substitute each other in solid state indiscriminately. However,
letting the mixture cool down slowly
from above 1084 °C (the melting point of Cu), some nontriviality happens.
At a given temperature
the real equilibrium state is two
mixtures; one in liquid state, the other as small crystals. At first Cu
predominates in the crystals. As we approach 960 °C, the melting point of Ag,
the liquid phase is less and less, and at a temperature depending on the
initial ratio the whole alloy is solid. If the cooling
was really slow, a solid solution is formed; the Cu and Ag "atoms" (really ions)
are randomly mixed in the lattice.
Now, iron and
cementite can solve each other indiscriminately in liquid phase, but not in
solid phase. The iron-cementite alloy is of additional
type, so if iron predominates, the cementite cubes are random amongst the
irons. (That is, actually, an austhenite lattice.) Above some Fe3C
content (the maximum is c. 10 %, 1.7 weight % C, at 1145 °C),
the iron cannot adopt all the Fe3C in solid state, so the matter is
a mixture of crystals of austhenite and cementite. The alloy has the minimal
melting point (eutectic), 1145 °C, at c. 4.3 weight % C, then
the Fe3C/Fe ratio is c. 2/1. This solid matter is called ledeburite, but really it is a mixture
of small austhenite and cementite crystals.
(Sorry; I cannot tell the story simpler. Any
metallurgist, which I am not, would accuse me with
serious simplifications. And this is fairly recent knowledge: the full Fe+C
state diagram was constructed mere 112 years ago. Earlier the empirical
information was diffuse and the paradigm inadequate. But without this
information there would remain the Aristotelian text completely meaningless.)
But as we let the
matter cool down below 1145 °C, the austhenite can contain less and less C.
Austhenite is even unstable below c. 730 °C. Remember this.
Let us first summarize
the kinds of “irons” familiar to ancients but in a language halfway modern.
Here
we will distinguish 5 different metallic substances, all predominantly Fe, so
called loosely "iron", and in use before the Industrial Revolution.
They come as follows:
1)
Pure iron, Fe. It is a rather soft metal (~80 Brinell grade), fairly resistant
to corrosion, rust &c.
2)
Raw iron, Fe with some C, mainly above 1.7 % (weight). This substance is
slightly harder than the previous one (cca. Brinell 165) but
rather fragile; resistant to corrosion. (Called also
castiron, which would be anachronistic here, or pigiron.)
3)
Forged iron, Fe with minor C content. It is soft (between the previous two) and
resistant to corrosion.
4)
(Carbon) Steel, Fe with non-negligible but <1.7 % C and practically nothing
else. It can be made hard by tempering (up to 600 Brinell), but it is not
resistant to corrosion.
5)
Nickel-iron, Fe with 5-12 % Ni (plus minor components each below 1 %, as seen
later). It is not extremely hard, but strong, elastic,
keeps the edge and can be hardened by tempering; it is slightly resistant to
corrosion.
All other alloys are ignorable up to the
industrial revolution.
Now,
Iron Age could not be based on pure iron as improper for tools (being only
slightly harder than unhammered pure copper), but forged iron is not too good
for tools either and raw iron needs caution, being fragile. So "Iron
Age" needed carbon steel or nickel-iron. But steel production was a
nontrivial process with Bronze Age technologies (as will be seen) and nickel is
scarce in Earth's crust; a metal discovered only in 261 BP. There is a combined
Fe-Ni ore, pentlandite, which appears as ore mineral in igneous rocks in small
quantities, but it is a sulphide, and the remaining S would cause fragility,
just as in pyrite irons.
However,
almost pure nickel-iron is found in rare nuggets, not unsimilarly (but more
rarely) as for gold and copper. Namely, the so called iron meteorites are
predominantly nickel-irons. (App. C showed that both Fe and Ni belongs to the
Fe peak of cosmic abundance., and in the formation of
the Solar System metallic Fe & Ni precipitated together., so the ratio is
c. homogeneous.) Therefore the first "iron" objects, hammered from
the rare and precious meteoritic nuggets, were nickel-irons, an alloy never
produced industrially afterwards until 261 BP. And this "natural"
nickel-iron was superior to anything artificial except some very good steels. Ref. [22] emphasizes
the disappointment of the first blacksmiths producing an inferior Ersatz when
trying to steal the secret of the extraterrestrial metal.
Present
metallurgy does not use nickel-irons of meteoritic compositions. Either nickel
is less, up to 5 %, or is above 20 %, or Cr is added too. (In the neglected
range the ground state texture is a kamacite-taenite mixture, with mechanical
properties dependent on the Ni content.) However extra- and interpolations give
the properties mentioned in Point 5. Tempering is possible by heating and
quenching for the average Ni/Fe ratio, because the kamacite-taenite phase
borders.
So
what should be compared to Bronze Age is not Iron but Steel Age. Metals 1-3 are
as hard as bronze, have no superiority and the higher abundance of iron ores is
true but remember the difficulty in reducing and inability to melt and cast;
they could not replace bronze in everyday use, and this is the reason for the
long delay when even artificial iron objects are sporadic. This situation was
an inevitable consequence of two simple physicochemical facts: iron melts
higher than copper, and much nearer to the melting points of furnace
construction materials.
Observe
that without melting the iron the alloying experiments (for the analogy of tin,
arsenic or antimon added to copper) are almost impossible (and we do know now
that other metals available in pure state then would have not helped too much).
On the other hand another physicochemical fact enabled the ancients to correct
the improper carbon content after reduction still in solid state. Namely, the
diffusion coefficient D(T) of C in Fe is surprisingly
high, and steeply grows with temperature. It is almost 10-6 cm2/s
at 700 C° (the copper smelting temperature) and 10-5 cm2/s
at 1100 C° (the copper casting and iron smelting temperature) in pure
α-iron [77]. Therefore the average distance of carbon propagation by
diffusion in time t is
s ~ (D(T)t)˝ (D.1)
So the diffusion length in one day at 700 C° is 0.1
cm, at 1100 C° 0.3 cm, not too much but enough for blades.
Roughly the very
C-free iron (up to c. 0.25 %) is “forged iron", or something such, but can
be used only for ornaments, being soft (as I told earlier, most pure metals are
soft for simple physical reasons), then comes steel, the border between steel and raw iron is at 1.7 % C,
which is the maximum C content of austhenite. Thence upward, but for practical
reasons until the eutectic, 4.3 %, we have raw iron. The main difference is
that steel is elastic, not rigid, and can be quenched, while raw iron is hard,
but may break and cannot be quenched. The reason is simple enough, but the
explanation was unavailable in Classical Antiquity.
Let us cool a matter
with less, but not much less C than 1.7 %, from 1145 °C. Soon the temperature
is too low for austhenite of the original composition to exist. So the
equilibrium configuration becomes austhenite+cementite. If the cooling is
really slow, the domains will be microscopic, the
matter will not break but will not be too hard either. At faster, but not too
fast cooling the domains are bigger, and the matter can break at domain
borders.
However in a really fast cooling from 1145 °C there is no time for the composition to change, and there remains the austhenite composition. It is
unstable at room temperature, but diffusion times are very long. The sword will
be hard (internal stresses from extra energy in the lattice), but will not
break (homogeneous lattice structure). At very low C content the matter is
almost pure Fe in the lattice, so
soft; above 1.7 % there is no homogeneous austhenite structure at any
temperature, so you does not have anything to quench, and if you try it to
quench, it will sooner or later break because of the extra cementite outside the austhenite texture.
For a quite thermodynamical formalism I can summarize as
follows.
If a system is in a "false ground
state" with extra energy, then the pressure decreases; by other words
sucking stresses appear. This is easy to show for an isotropic medium, where,
from fundamental thermodynamics,
e = Ts + µn - p (D.2)
de = Tds + µdn (D.3)
where e is the energy density, T is the temperature, s is
the entropy density, µ is the chemical potential, n is the particle density and
p is the pressure. Now let us introduce the free energy density f≡e-Ts=f(T,n). Then
df = f,TdT + f,ndn (D.4)
p = -Tf,T + nf,n - f (D.5)
Then an additive constant term fo
in f results in a contribution -fo in p. So in non-equilibrium
crystalline structure there appears a “sucking stress”, the lattice is more
strongly kept together and this is enhanced hardness.
Thus
an iron alloy can be hardened if at the particular composition the high
temperature lattice is different from the low-temperature one; and specially if the low temperature phase contains some
alpha-iron, while the high one is gamma. The quantitative details may depend on
the details of the diagram.
And
note that FeNi from iron meteorites may also do the trick, mutatis mutandis.
Namely, at low Ni content the low temperature equilibrium FeNi structure is
alpha (kamacite), afterwards it is alpha+gamma, and for high content it is
gamma (taenite). The diagrams are awkward at low temperatures, but from the
analysis of iron meteorites it seems that below 5 % Ni they are pure kamacite,
and above 20 % they are pure taenite. Below the higher value the high and low
temperature structures differ.
Almost
all iron meteorites show the Widmannstatten pattern of intersecting lines,
indicating kamacite-taenite domains. So they are (alpha+gamma) at low temperature, and gamma at higher ones. Then by slow heating
and subsequent quenching an unstable higher energy state is frozen in, so this
matter must harden, similarly to but perhaps quantitatively less than carbon
steel. Quenching is impossible for pure taenites. But such meteorites are rare.
Iron meteorites in pure kamacite state (i.e. with low Ni content) are not
extremely rare, and according to the scheme they could be quenched, but maybe
not too well, as carbon steels of low C content. I definitely do know that
resolidified Ni-iron has the tendency to break, surely along kamacite-taenite
domain borders. I do not know if anybody tried with tempering. But in ancient
times any heating happened on coal fire, so the nickel iron absorbs some C,
helping the hardening.
Even
without different phases heating and quenching helps a little, because the high
temperature lattice defect abundance is higher and it freezes in, producing an
additive term in the internal energy. My guess is that the moderate hardening
of hammered copper has a similar thermodynamic explanation; hammering produces
abundant lattice defects. So it is possible that in the IVth
millenium BC such a technique was in use for bronze. If so, it might have been
a natural idea to adapt the technique for the new metal, where it must have
been successful.
Now, the ancients
could make raw iron. In the overwhelming majority of cases they produced it in
solid state, because they did not have fire-proof stone/mortar for the furnace.
However, observe that ledeburite, the eutectic of Fe and Fe3C, melts
at 1145 °C, only 61° higher than Cu. Furnaces of Cu smelters and bronze workers
are appropriate to smelt ledeburite.
However, the original
composition was generally not of 4.3 % C. If higher, than you heat up the
furnace just until melting starts, took away the liquid, and you can continue
with ledeburite. If you are too picky, you get too less liquid. To get more,
its C content will be above 4.3 %, so one smith chooses one strategy, the other
another.
If the original
composition of the solid Fe was lower than eutectic, then the strategy must
have been opposite. Then the needed steel remains solid and you have to get rid
off the liquid ledeburite. In each case you cannot finish the process, because
the furnace cannot be used at the temperature when the whole matter would melt.
In the first case now
you have a ledeburite ingot, and more process is needed to oxidise away the
surplus C (hammering &c. at red heat). In the second case, when the
original C content was below 4.3 %, there is a slight chance that you can catch
a solid crust of good composition, but I would not bet. (Really, the Chinese
were the first to be able to cast steel,
not much after Aristotle, in their superior furnaces developed for fine
ceramics.)
But now you can see
that Aristotle was not stupid; his
age did not yet have the proper terminology for temperature, first order phase
transitions & such, and he (or an adjunct of him) observed one step of iron
processing in a furnace, not the whole one. In addition, he was correct to
hesitate between melting & softening of iron. The matter at, say,
1200 °C, is a mixture of solid and liquid states, and the consistency of the
matter is something "soft".
However I am sure that
there were proper iron furnaces in Eastern Anatolia. Item #48 of On Marvellous
Things Heard speaks about an iron speciality and a "fire-proof
stone".
And now, to close this
Appendix, I give first 3 further Notes from On Marvellous Things Heard, these
for copper, only to show the status of mineralogy at the leading scientific
center of the world in 322, and then, as a comparison, a short note of Strabo 3
centuries later, about brass. I comment all of them.
#49: They say also that amongst
the Indians the copper is so bright, pure and free from rust that it cannot be
distinguished in colour from gold; ...
This is surely about brass, Cu+Zn. Indeed, some brasses are
quite golden. Aristotle's age did not identify zinc as a metal, but they knew some zinc compounds, e.g. cadmeia = ZnCO3.
#50: They say that Celtic tin
melts much more quickly than lead. The proof of its fusibility is that it is
believed to melt even in water: ...
Wood's Metal, 1/8 Sn,
1/8 Cd, 1/4 Pb and 1/2 Bi, melts at 71 °C. Lipovitz's Alloy, 2/15 Sn, 1/10 Cd,
4/15 Pb and 1/2 Bi, melts even at 60 °C. Some industrious Gallic smiths seem to
have produced a similar alloy, by long experimentation. Bi2S3 sometimes appears
together with SnS.
#62 Men say that the copper
of the Mossynoeci is very brilliant and white, no tin being mixed with it; but
there is a kind of earth there, which is smelted with it. ...
The "kind of
earth" was surely a nickel ore. Already at 20 % Ni the CuNi alloys are
quite white; the US dimes contain only 25 % nickel. 3 Bactrian Greek kings
minted CuNi coins with 20 % Ni content; we do not know how they did it. Ni, as
a metal, was identified only in 261 BP.
And now let us see
Strabo, the greatest geographer of the world until Klaudios Ptolemaios, who was
at the site. He is 3 centuries after Aristotle, and still... His note is about
a locality in Aiolis, where brass was produced. The translation is from [20],
XIII, 1, 56:
Next to Scepsis are
Andeira, Pioniae, and Gargaris. There is found at Andeira a stone, which when
burnt becomes iron. It is then put into a furnace together with some kind of
earth, when it distils a mock silver, [here the
translators insert as an explanation, (Pseudargyrum),] or with the addition of
copper it becomes the compound called oreichalcum. There is found a mock silver near Tmolus also. These places and those about
Assus were occupied by the Leleges.
The text looks as a
mistranslation; but it is not. The original does contain the burning, the
transition to iron, the pseudargyrum &c. Aristotle's text of iron
production is much more professional.
Well, the
"stone" must have been a zinc ore, maybe the cadmeia. I do not know
what the "becomes iron" means. According to modern chemical
literature, ZnO is reduced by C but then the metal is gaseous. Maybe this is
"distils a mock silver", but the mock silver
is not identified as a new metal.
Surely if you reduce ZnO and CuO together, you can get some brass. Oreichalcum
is surely brass, although the etymologic
interpretation is "mountain copper". Plato in the Atlantis story
speaks about oreichalcum as the second most expensive metal of the ancient
Atlanteans, whose secret later became lost. Not much after Strabo Emperor Nero
minted some brass coins and some Romans mentioned the alloy as aurichalcum, surely because of its
similarity to aurum = gold. But Strabo believes in processes when a stone first
becomes iron, and then mock silver.
APPENDIX E: DORICS IN CRETE
IN 1178?
Even in Classical
Greek times details of the Fall were already hazy. No
surprise: the last time when Bronze Age Greek civilisation worked normally was
just before the Trojan War, say 1200; and in the usual
interpretation Iron Age civilisation started to emerge from obscurity at the
beginning of the 700's. E.g. adaptation of Phoenician alphabetic writing is
dated to c. 775, somewhere near Cyme in Southern Italy. That is a hiatus of
more than 400 years. Without written records it is a miracle that at least the
chronology arrived at in Alexandrine times became better that wild guesses and
exaggerations.
According to Classical
Age consensus, at the Fall of Troy Dorians lived in hilly and not too big Doris
in Middle Greece. Sons of Hero Heracles befriended them and started with them
to conquer their paternal heredity, the Peloponnesus, in 1104. Now, this may
and may not be true.
1178 is a time many decades
before the Doric Invasion. If these lines were written in the Dark Age, during
which Crete got Doric majority, then why to mention a Doric minority
before the Dark Age? If this is some old topos from an older, lost,
composition, then whence came these Dorians? Or really
the name meant “uncivilised”, as the Indo-European etymology suggests?
The
Indo-European etymology of the word is sure enough. Pokorny gives lots of IE
words deru~dōru~drū &c. with the meaning “tree, wood, forest”. A
few examples are Oind daru, Alb dru, Hit taru, Osl drъva. Av drvaena is
“woodden”, Lat durus is “hard”, and Cym derwen is “oak”.Without completen
As
for Greek, the related words are δρυας “tree, oak” and
δουρος~δορος “spear”. So
Dorians may have been men of woods, men of hard as wood, or spearmen.
Suggestions of “hillmen” came as analogy. Sometimes Pokorny thought that the
tribe originally may have been Celtic, where the stem is of course the same as
shown by the Cymru word, and also by the Druids, but the assumption is not
necessary now, the
Greek etymology is quite satisfactory. (And during Bronze Age
Ggreeks & Celts were far from each other). If somebody
lives in the forest, and hard & raw as oak, then he is not a part of
Mycenaean redistributive society.
As
for the 3 phyles Pamphyloi is quite clear. As for Hylleis & Dymanes,
etymologies are equivocal. But we do know from Greek myths and historians, that
the Sons of Heracles b(disinherited bvAchaean upper
crust elements?) made an alliance with the “original Dorians” to get back their
righteous heritage. Classical Greeks believed that this happened in Central
Greece where even afte Dark Age there vwas a small Doris; but woodsmen, wild
men, hillmen, hardy spearmen &c. could have lived in LH IIIB anywhere far
from the cities, even in Messenian Sa-ra-pe-da, probable home of Wanax
Enkhelawon & his personal scribe Hand 24.
The question
is, when was the alliance formed. Again, Csommon Sense
and mythology must be simultaneously used, which is not easy and not safe at
all. Yet, if Heracles lived at all, he still lived in 1250, since he is
important in the Argonaut story. He dies/goes to Olymp not much later; that is
near to the end of LH IIIB1. So n c. 1230 some troubles may happen, in the way
that is in archaeology & biology.
Now,
the story is surprisingly clear for a myth. First the oldest son, Hyllos takes
the lead, when all the Heraqclids reached manhood, and is successful,
but comes a plague. Then Hyllos retires to Central
Greece, marries the last paramour of Heracles, Iole, and the Dorian King
Aigimios adopts him. Strabon [20] in IX, 4, 10 tells that Aigimios was the king
of Pindos. So ths is the time of the alliance.
After
3 years Hyllos again invades the Peloponnesus, meets the King of Mycenae (in
the myth Atreus), but he battles with Ekhemos, King of Tegea, who kills him in
battle. Then the Sons and the Dorians do not invade for 50 years, or,
alternatively, until the third generation. Finally the Sons and Dorians invade
in the fourth generation and win. Then, with the initial years until the
smallest Heraclid grows up and some years here and there this is cca. 5
generations. Take 25 years for a generation. Since Greek historians calculated
the invasion to 1104, the start of the tale is 1229, which is the start of LH
IIIB2 for a year. The Sons meet Atreus and Hyllos is killed in battle c. in
1215, and then there is no battle until c. 1165. That is well in LH IIIC and
maybe the beginning of Postpalatial. No doubt, in Postpalatial lots of palaces
were destroyed; OK, some were des troyed by the new alliance of 3 phyles.
And
then the Sons had been the Hylleis, from H|yllos. Then the people of Aigimos
must have been the Dymanes.
This
algebra gives us that the alliance was made in 1220. No big problem with 3
phyles of Dorians on Crete in 1178, but that story of Castor Hylakides can be
later insertion as well.
APPENDIX F: ON THE
NONTRIVIAL ROOTS OF SPARTA
What comes here I took
from a Hungarian high school textbook 125 years old [61]. Surely, other
textbooks told similar things then,
before the dominance of pacifism, high influence of Socialist thinking and
nationalistic philosophy among scholars; but later the new ideas won. From that
time I read only [61]. I do not claim that [61] is right; but maybe it gives us
some idea independent of 2500 years of Athenian
authors.
In that year the
author (just as e.g. I. Newton in [21]) still does not know too much about the
Bronze Age Greek civilisation. Schliemann has just excavated something in
Mycenae, so maybe the Greek civilisation ascended first on the Peloponnesus;
anyways the myths tell something such. The Achives surely were great in the
time of the Trojan War, but later that tribe (or what) fell from the top.
Now let us see early
but somewhat tangible states & histories. Thebes, Athens and Corinth were
ancient and legends tell something about ancient kings. Homer worked maybe in
the ninth century according to Herodotus; but [61] believes this too early. But
Eratosthenes puts the Fall of Troy to 1184; and in the next century migrations
start. One is the Dorian Migration, starting in 1104. (Such data came mainly
from the Alexandrine scholars who calculated the Fall of Troy, and from
Plutarch & Thucydides [4] writing “80 years after the Fall of Troy” or
“four hundred years before the Peloponnesian War”, obviously somewhat round
numbers. But they used a lot of earlier texts not extant now.)
Orestes killed
Aigisthos & Clytaimnestra in 1176, then there were some complications, but
finally he ruled Argos, Sparta and Arcadia. After him his son, Tissamenos was
King. But then came the Dorians (and the sons of
Heracles). They occupied almost the entire Peloponnesus, with the exception of
Arcadia. But now let us see Sparta.
During the Dorian
Migration a great chief, Aristodemus, was thunderstruck, which is surely a
sacred thing. He left two sons, maybe twins, Procles & Eurysthenes.
Procles' son was Agis, Eurysthenes' one Euripon, and hence come the dual
Spartiate kingdom. The Dorians became the warriors, got taxless lands and the
subjugated Achives paid the taxes. However the royal courts were full with
Achives, the priests, administrators &c. of the old Achive Spartan state.
E.g. the Talthybiades clan, as in Agamemnon's time, continued to give the
heralds, tells [61]. And then we cannot be too surprised that in Doric Sparta
Achive Menelaus & Helen continued to get state cult, tell I. (This is the
main reason to cite [61]. The idea is good, even if it was written 125 years
ago.)
King Prytanis, the
Agid, had 2 sons, Eunomus & Lycurgus. Eunomus died but left a baby.
Lycurgus did not claim the kingship, but started to travel and elaborated a
constitution. According to Plutarch this happened c.
804. The Lycurgean constitution was unchanged for 4 centuries, until the reform
of Epitadeus. With that Sparta started to decline.
Under the old
constitution the warriors were Dorians. But other Greeks did live in Sparta,
e.g. Achives. The First Messenian War longed for 20 years. During that time the
Dorian warriors were not home, and their wives born sons from other men. (Maybe from Achives, the old tribe of Agamemnon & Menelaus).
When the victors returned home, they found sons which were Spartiates from the
mothers' side but not
on the fathers'. What to do?
They were called
parthenioi (rather call them sons of virgins than accuse the wives with
adultery) and when they became adults, they were helped to occupy Tarentum in
Italy.
And now I am at the
point. According to Aristotle, On Marvellous Things Heard, #106 (Bk N° 840a7-16)
Tarentum was the only city in his time celebrating a sacrifice to the
Agamemnonids and only to them at that
day. Women could not eat this sacrificial meat; surely because of the bad
memory of Clytaimnestra. But the founders of Tarentum were Achaean servants of
the Dorians! They remembered the old King of the old tribe. This was the only
city in 322 to keep the good memory of Agamemnon. For anybody else Agamemnon's
memory was not too dear. (He was a victor, but on long run not successful, and maybe carrying bad luck.) Menelaus is the
opposite; read Odyssey, Canto IV, how successful and happy he remained. And
Helen had a divine beauty.
APPENDIX G: LONG AND SHORT
E’S and A’S: FORMANT FREQUENCIES
Mycenaean was one of
the Greek dialects; the oldest preserved in writing, but definitely not
ancestral to the
dialects of Classical Age, except, of course, Arcado-Cyprian. Simply the others
are unattested from Second Millennium. Then there is no surprise that the
relations between the First Millennium dialects are not clear for us.
What is, however, a
surprise is that even Aeolian seems not too near to Arcado-Cyprian, in spite of
our expectations from (quasi?)History. Lots of
Classical Age sources state that the Aeolian Exodus was lead by the grandson of
Orestes; and surely, Orestes was raised in Mycenaean culture. We shall
understand this in future; but until that let us see what we know.
In a very illuminating
short work Garrett [38] claims that Proto-Greek is not reconstruable and
probably did not exist. While nobody has to accept this, let us see what does
this mean.
From Classical times
we know quite well Ionic-Attic, Doric & Aeolic; Cypriote is known somewhat
too and, while Arcadian is badly attested, its precursor, Mycenaean is known
from the Bronze Age tablets. Now, Proto-Greek is by tacit definition a language
which was LCA of all dialects and, in
the same time, already not PIE or not {PIE-Anatolian-Tokharian}. This is the
language about whose existence Garrett is sceptic. He argues that the
declension system of the LCA (if the LCA existed at all) was still quite PIE,
the uniquely Greek phonologic changes were still ongoing or even not that in
the Mycenaean tablets and only the vocabulary was "Greek", with the many
Aegean words taken into the language of the invaders.
Garrett's arguments
seem to be strong, even if he is in clear collision with the evolutionary trees
generated by computers (see e.g. [63]) suggesting a
millennia-long solitary life of Greek (OK, together with Armenian).
We now will not try to
solve this problem. But obviously anything clearing up the relations amongst
the old dialects may help somewhat.
Naturally the degree
of kinship between Mycenaean and Doric is important; the Peloponnesus was
Mycenaean-dominated in 1200, Doric-dominated a few centuries later, and
according to Classical-Age historians, the Return of the Heraclids, producing
the change, started c. 1100. Now, if Mycenaean was near to Proto-Doric, then
the change was rather social (revolts of the oppressed & such), while if
they were not close kins, then a massive immigration happened. Now, Proto-Doric
is not attested, but for anybody familiar with the Linear B tablets and at
least Athenian slanders about Doric the common a-vocalism of Mycenaean &
Doric as opposed to Ionic-Attic is a commonplace. Attic demos
is damos in Doric and da-mo in Linear B; and Attic Athene is Athana in
Doric. Now I am going to demonstrate (via physical methods) that the difference
is not great, so at least it would need great caution to use it for an evidence
of close kinship. But let us first start from very late PIE.
PIE was poor in
vowels. It seems that the original inventory was only 2: "e" &
"o", with marginal "a", and with two glides, w/u & y/i.
With the deaths of the 3 laryngeals the system became richer, e.g. long vowels
developed; but this is still the 5-vowel system, believed universal by
Latin-writing West.
The first alphabets
for Indo-Europeans do not support the idea of 5 vowels. It seems that the first
IE alphabet (adapted but not copied from Phoenician c. 775) was the Greek; and
alphabetic Greek has 7 vowels. The alphabet was taken synchronously for non-IE
Etruscan too, and via Etruscan into Latin, Oscan & Umbrian. Now, the Latin
alphabet used 5 vowel signs (V & I being originally really glides), but
Oscan used 6 signs. We do not know too much, of course, about the Latin of the
age of the 7 kings; but we do know about the vowel lengths of the Late Roman
Republic via hexameters, and it is obvious that writing did not reflect the
lengths but they were present. From Early Imperial Ages Vulgar Latin is
reconstruable, and clearly there were at least 9 vowels even if length is
ignored:
ị
į
ẹ
ę
a
ǫ
ọ
ų
ụ
Of course, the exact
pronunciations are unknown.
Mycenaean had a
5-vowel orthograhy, even if there are a few Linear B signs which seem to be
pure vowels and still neither a, nor e, nor i, nor o, nor u. Maybe they are
diphtongs. Classical Greek diphtongs evolved from vowel-glide combinations;
maybe Mycenaean ones too, but who knows?
The Cypriote syllabary
was close kin of the Linear B, and it was in use until Alexander the Great; and
it is clearly a pure 5-vowel syllabary. But this is not an evidence for a
5-vowel dialect. In Linear B and Cypriote syllabaries 2 extra vowels would
inflate the syllabary by 40 %. Even the 5-vowel one used at least 91 signs; any
enrichment would have made the syllabary impractical.
Observe that in
Classical Attic, epsilon is an e-sound but as that, short and closed (by other word high, something an
ẹ), while eta is long and open
(low); omicron and omega are similarly related. This is at least 7 vowels.
Now for an English
speaker (be it either English or American or Australian) there is a big
difference between an a-sound (either short or long)
and a long e-sound; while a millennium ago the ancestor of the recent
"ee" was still an e-sound, now it is an i-sound.
This would suggest a
scheme in which the long vowel is more
closed than the short one; and in
some cases this is true. But the Greek example suggests the opposite. Now, for
recent languages acoustic analysis is possible. Here I turn to such ones; but I
use strongly Magyar data. (That language is loosely called Hungarian too; but
Hungarian is a state, not a language.) Magyar is the biggest Uralic language,
and the Uralic languages have a unique position. The Uralic family is clearly
in some intimate relation to Indo-European, but common etymologies are few
(although clearly not borrowings). Palaeo-Uralic either was not so vowel-poor
than PIE, or the reconstructions went to wide away. The grammar is quite
different, albeit the family is generally considered Nostratic. (And that is my
first language, so I have internal information too.) Decades ago I participated
in a speech acoustics study (see e.g. [78], [79]) which yielded objective
numbers.
Let us see first a
comparison of Magyar and American English; for averages of male
speakers. The discipline looks for formant
frequencies; in first approximation
that means the locations of local maximums of the Fourier spectrum of the
sound. It seems that more or less the first two
formants are enough.
Fig. 4: Two-formant
positions of American English (pentagrams, numbered, for the code see Table 12)
and Magyar (heavy dots, national orthography) vowels
For the Magyar vowels
the data are from [79]; for American English from [80]. Of course the formants
are insensitive of length. Ignoring length, Magyar has 9 different vowels,
American English 10 (and Queen's English 11). Being Magyar orthography fairly
phonetic, the 9 sounds are clearly shown by native orthography. On the other
hand, since English orthography goes back to Anglo-Saxon times, its present
notation is haphazard. The 9 to 10 vowels are shown on Fig. 4 on the
two-formant place. The Magyar vowels are denoted with the vowel letters, the
American ones are numbered, and the code is according to the single vowel in the words listed below:
1 |
Heed |
2 |
Hid |
3 |
Head |
4 |
Had |
5 |
Hod |
6 |
Hawed |
7 |
Hood |
8 |
Who'd |
9 |
Hud |
10 |
Heard |
Table 12: The numbered
American English vowels of Fig. 4
As you can see (and
could see it even better if I enclosed the tolerance regions too), the two
vowel systems are quite different. I would leave the American system to the
Americans, but the Magyar system is clear for me. According to the first
formants there are 4 grades, which may be called, e.g., low, low-middle,
high-middle and high. Grade 1 is represented by only one sound, á, low-middle by 2, a & e, low-high by 3, o, ö & é, and high again by 3, u,
ü & i.
Although now length is
ignored, Magyar (and Slovakian) orthography always use prime for length. So the
ö of Fig. 4 stands for two Magyar
sounds, ö & ő,
whose formants coincide.
On an openness grade the 2
or 3 sounds differ for back/front and labial/illabial formation. In Turkish,
with an obscure relation to Magyar, but very close in grammar, Grade High has 4
vowels, and in sequence growing in F2 they are: labial back, illabial back,
labial front and illabial front. Magyar grammar
still shows this fourth high vowel, albeit phonetics
does not; I would not go into details. Vowel á is illabial back, a is
labial black, e is illabial front, o and u are labial back, ö and
ü are labial front, and finally é and i are illabial front. The smallest symmetric lattice covering these
sounds is 4*4; and that is Fig. 5. In this scheme only
9 of the 16 lattice points are occupied; however two-formant data suggest this
system.
Figure 5 shows the 4*4
system. Using the existing 9 points, the other 7 can be inter/extrapolated.
However observe that at Grade 1 the points would come too near to each other,
and surely this is the reason that Grade 1 is represented by a single sound. As
for the trapezoidal shape, surely anatomy is behind. That, or a triangular
shape, holds for many languages. I used a 2-number notation for the vowels now
not extant in Magyar; first number is Openness from 1 to 4, second number {lab.
back, illab. back, lab. front, illab. front}; as for the 9 existing sounds see
the Table below.
|
Fig. 5: The 4*4
scheme of 2-formant schemes as extrapolated from Magyar & Turkish
Á |
1,2 |
A |
2,1 |
E |
2,4 |
O |
3,1 |
Ö |
3,3 |
É |
3,4 |
U |
4,1 |
Ü |
4,3 |
I |
4,4 |
Table 13: Magyar vowels in the 4*4 scheme
The scheme seems wide
enough to incorporate all Altaic & Uralic languages, and at least the
stressed vowels of Indo-European ones. (In the last group some unstressed
vowels have no clear enough
phonetics.) So I would use this 4*4 lattice for Greek,, be Mycenaean or not.
The recent Greek vowel
system is very much simplified, but Classical Greek seems to have been
something
Α |
1,2 |
Ω |
2,1 |
Η |
2,4 |
Ο |
3,1 |
Ε |
3,4 |
Υ |
4,1/2/3 |
Ι |
4,4 |
Table 14: Greek
vowels in the 4*4 scheme. The vowels are Classical Attic ones except for Y
where regional differences and historical reconstructions are taken into
account too
For υ all the 3
possibilities are real, but the (4,1) pronunciation in
High Classical Attic was for the original diphtong ου. The scholarly
consensus is for (4,3), but it is possible that this
simply the influence of German scholars, who had their native ü=(4,3). The system is more symmetric
with choice (4,2).
Of course, a 3*4
lattice is possible too, but then Grade 2 is too crowded with 3 vowels (Grade 1
is then empty.) Maybe linguists have something to state. I argue in the 4*4
scheme.
We can substitute the
Magyar frequency data for the Classical Greek ones (which is of course quite
arbitrary) and then we can approximately orientate ourselves using Fig. 5 and
Tables 9 & 10 for the formants of the Old Greek vowels. But now observe
that:
1) In Classical Attic
α, υ and ι could have been either short and
long; but η was always long while ε short; and ω long while
ο short.
2) In recent literary Magyar long á is Grade 1 while short a is Grade 2;
while long é is Grade 3 while short e is Grade 2. The other sounds may be
both long and short.
3) In spite of the
openness difference in literary Magyar á
is the long pair of a, and é is that of e; this is clear from declension & conjugation. In the first
written Magyar texts almost a millennium old some nouns still ended in a short
vowel, which is now lost, but reappears in declension. Similarly, the
nominatives of nouns with Sg3 possessive endings now end in short a/e (e.g. ház
'house', háza 'his/her/its house; fej
'head', feje 'his/her/its head') get
the (surely) original long vowel back during declension: feje 'his head' → fejében
'in his head'.
4) However there is a
dialect at the Northern boundary of the Magyar language, Palóc, with an
opposite representation for the a-sounds:
Length |
Letter |
Common Magyar |
Palóc |
Short |
A |
(2,1) |
(1,2) |
Long |
Á |
(1,2) |
(2,1) |
Table 15: Variants of Magyar
A & Á
This does not result in any communication problem between the two
communities of speakers.
5) There is a
non-negligible area where there is a short
(3,4) too. This then corresponds in suffixes to the
other 2 short Grade 3 vowels, o
& ö. Again, full communication
is possible. On the Southern linguistic boundary, this short (3,4) is substituted by (3,3), ö. Again, no communication problem.
And now let us go back
to Greek. The only difference observable in writing in the Doric/Attic
damos/demos pair is that the first vowel is α/η.
However the Doric α here is long, so really the only difference is (1,2)/(2,4). In addition, it seems that at the dawn of
Classical times there was a {long (1,2)}→{long
(2,4)} vowel change in Ionic/Attic.
Then the a-vocalism in some words is the "original Greek", therefore
the "Dorism" of some Mycenaean words is only conservativism in Doric,
no special nearness of Doric & Mycenaean.
APPENDIX
H: KOTONA KITIMENA VERSUS KOTONA KEKEMENA
The Pylos Tablets
give us lists about land holdings, usage & such. We do not know, what the
terms meant in 1100. We are half a millennium before Roman Laws strictly
distinguishind property, possession and occupation. However it seems that 3
types of parcels occur in the texts: te-me-no, ko-to-na ke-ke-me-na and
ko-to-na ki-ti-me-na. The first is clearly the Homeric and later temenos,
although after Homer only temples of gods have a temenos. The other two are more
difficult, and different experts interpret them differently. So let us go first
to formal grammar.
Ko-to-na ke-ke-me-na
vs. ko-to-na ki-ti-me-na suggests 2 parallel expression: the first word,
identical for the two, should be the general idea, so a noun, the second
differentiates, so that is an adjective or something similar derived from
verbs, say a participle. The ending, identical for both expression, -me-na, suggests a Passive Participle in Feminine, exactly -mena
in Classical Greek. Ko-to-na seems conform to the gender of -mena, even if we
cannot be sure about a final consonant.
So we have to identify
a noon, X, and two verbal stems, Y- & Z-; and both expression is of
structure:
(Y/Z)-ed
X
Here I note that English has only Past (or Perfect) Participle in
Passive, while e.g. Russian has both Past and Present. We cannot be sure about
this participle, but it is surely Passive.
Ko-to-na does not see
to be a problem. From the general lay of the texts it is something
"land/estate/parcel" and in Classical Greek the epic word for land,
soil &c. is "khthôn", feminine. In Mycenaean orthography both the
consonants and the vowels are correct, except for the lack of the closing -a.
You may assume that -na was written to avoid ko-to,
which is uncharacteristic enough; or may assume a Mycenean *khthôna.
But such highly speculative ideas are not necessary now, because of the
existence of a word "ktoina"="parcel. Ko-to-na is the exact
Linear B written form of a ktoina.
To this point
everybody seem to agree, so the 2 expressions mean
Y/Z-ed parcel
Then let us see Y/Z, ke-ke-/ki-ti-. Here the opinions diverge.
Ventris & Chadwick
[39] first tried loosely with communal/private. However later
Chadwick was very cautious [81]. He did not even try to etymologize
"ke-ke-“, but sees from the tablets, that ke-ke-me-na parcels finally
belong to the damos, so ke-ke-me-na means approximately "common",
"communal", or such. On the contrary, he etymologizes
"ki-ti-" = "kti-", with a meaning "cultivated" or
something converted to agronomy from wasteland. And through
this, finally and maybe "private".
On the other hand, Tőkei [5] did
etymologize. His idea is
Y = (ke)k(e)
Z = kti
However he was not a Greek linguist (I am even less). So he was rather
ignored.
Since the
correspondence of Y is strangely written here, I must write a few explaining
sentences. Tőkei's first suggestion is a verb, whose Classical form is
keimai = I lie down.
So the stem is
"kei" and if that is a diphtong, the "-ke-" writing is
quite correct. But we see another "ke-" at the beginning!
Yes, but in Classical
times "keimai" served as the Perfect paradigm of "tithęmi"
= "I set down sg/I lay sg". So in Classic times "keimai"
was deponent and acted as the Perfect of the Middle/Passive of
"tithęmi". Therefore in Classical times its Participle ended with
"-mena" as one waits from a deponent verb mimicking Passive, but
formally Active.
Instead of more
high-brow discussions consider a favourite example word of verb declensions:
paideyô = teach. Its Passive Perfect the Sg. 1 is pepaideumai, with
reduplication in the front but exactly the same suffix as at keimai. And the
Perfect Participle is pepaideumena.
We do not know when
"keimai" became deponent; it happened sometimes before Classical. If
it happened after 1100, then "kekeimena" was a quite good participle.
Or, if syncope happened (for some verbs it happens), then "kekmena",
but that would have written also as ke-ke-me-na. And then
"ko-to-na ke-ke-me-na" is "lying parcel", so
"fallow" or "out of use". OK, Chadwick's observation
was good. The fallow land did not belong to any other, than the damos, the
village community.
Now, let us see
ko-to-na ki-ti-me-na. The stem looks like "kti-". And here comes a
group of "kt-" words from Classical
Greek which belong together somehow:
Ktaomai |
Get for oneself |
Kektęmai |
Have |
Ktear |
Treasure |
Ktęsis |
Acquisition |
Ktętikos |
Tenant/possessor |
Table 16: Classical meanings
og Greek “kt” “possession words”
As the first word,
Virgil, the French Enlightment and the Marxist movement all believed that
Property started with somebody taking a part of the Common for himself. (I do
no write him/herself; if matriarchates existed, they
were still community societies.) Only, this happened gradually. Tőkei
reconstructs the process as follows. First, still in Mycenaean times, some
active & influential men broke fallows/wastes. In Greece this was not
simple or easy: some lands left fallow were left so not for waiting for
returning abundance but because they were too stony, or did not get enough
water, or, say, terraces were needed on hills, and maybe even walls to prevent
erosion on the sides of hills. The fallow, of course, belonged to community,
the damos.
Of course the damos
acknowledged the plans because without breaking the fallow there was no grain
thence at al. But all community societies periodically redistribute the lands.
If that happens too soon, the active individual has worked, and loses the
result. (My guess is that then the damos distributes the new land to some close
kin of the ko-ro-te.) So the Palace registered the special benefits of the
person in connection of the new land. Of course these benefits could have been
anything: reduced tax for a time period, exemption from redistribution for a
time period, or such. Then this land belonged to him (for a time), and you may
call him a land-holder; but this was no property
in the since of Roman Law or modern Britain. In
several centuries private lands may have appeared in the wanaxdom (wanakteria?)
of Pylos; but in the year of the record about the parcels of Warnataios (of
which the smallest, a mere 2 l piece, was used by the personal armourer of
Wanax Enkhelawon) the Dorians & Sons of Heracles arrived at Pylos,
destroyed the Palace, the scribes died or fled to Arcady or Cyprus; and the
Dorians redistributed the land on their own ways.
Some times later Homer
calls buildings & parcels "euktimenos" which would be cca
e-we-ki-ti-me-na in Linear B. A building is such if well built; for a parcel it
means something free of stones, regularly ploughed, encircled by fence &c.
That is indeed a "ko-to-na e-u-ki-ti-me-na". In the stateless times
it remains at the "builder" until a new band of foreigners does not
uproot him. At the time of Hesiod it is already property.
APPENDIX I: ON REFERENCE [19]
Eusebius' Chronicle is a priceless
compilation of the key informations of Antique History, and is extant, except
for minor lacunae. However the text had an interesting history.
It seems that the text was written
in the middle years of Constantine the Great, in two real Books (I mean, codex
format, not rolls), in a brand new type of composition: true comparative
Tables. These Tables were in Book 2, while Book 1 gave the texts behind the
information in the Tables. Of course, you may expect lots of pen errors in the
copying until Gutenberg; some of them could later be corrected by comparing
manuscripts.
However the two Books reached us on
two different routes. Book 2 had been translated into Latin by the
Bible-translator Jerome and this Latin manuscript then was maintained. But
neither Greek nor Latin ms. of Book 1 is extant, although excerpts do exist.
Book 1 remained in Grabar, Late Antique/Early Mediaeval Literary Armenian. We
do know that the Grabar translation was made mainly from the original Greek,
but a Syriac translation was also used. As you can imagine, the Chronological Tables
have the most pen errors & lacunae; but that part seems intact in the Latin
text.
Then in 194 BP an Armenian Unitus
(by other word, "Greek" Catholic) priest/linguist who is known for
Armenians as Mkrtich' Awgerean but for Westerners as Jean-Baptiste Aucher,
published the Armenian text printed in Venice, in a bilingual Grabar/Latin
edition. This is the text I will formally refer; however I in fact used
Internet texts as a recent Internet edition of Book 1 made by Robert Bedrosian,
English from Grabar, on
http://www.tertullian.org/fathers/eusebius_chronicon_02_text.htm, and for Book
2 those of http://www.tertullian.org/fathers/ about jerome_cronicle numbered as
_00_eintro_htm, _01_prefaces_htm and _02_part1.htm. Later parts were not
necessary here.
Awgerean’s Latin text was then
translated into Modern European languages.
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